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Associate Financial Advisor Jobs in Delafield, WI

Baird

CRT Operations Assistant

Milwaukee, WI · On-site

Manages client needs where possible and advises Financial Advisor of action taken * Assemble ... Associate's or Bachelor's degree preferred, not required * Ability to study for and obtain the ...

Baird Capital

PAM Client Service Associate

Milwaukee, WI · On-site

$14.25 - $19.75/hr

PAM Client Service Associate The PAM Client Service Associate plays a vital role in delivering an ... Manages incoming client and Financial Advisor requests--completing the request directly when ...

UMB Financial

Wealth Advisor

Milwaukee, WI

$81K - $120K/yr

As a fiduciary, we deliver financial outcomes for our clients through team-based advice. We ... UMB offers competitive and varied benefits to eligible associates, such as Paid Time Off; a 401(k) ...

Baird

PAM Client Service Associate

Milwaukee, WI · On-site

$14.25 - $19.75/hr

PAM Client Service Associate The PAM Client Service Associate plays a vital role in delivering an ... Manages incoming client and Financial Advisor requests--completing the request directly when ...

Baird

PAM Client Service Associate

Milwaukee, WI · On-site

$14.25 - $19.75/hr

The PAM Client Service Associate plays a vital role in delivering an exceptional experience to the ... Manages incoming client and Financial Advisor requests-completing the request directly when ...

UMB Financial Corporation

Wealth Advisor

Milwaukee, WI · On-site

$81K - $120K/yr

As a fiduciary, we deliver financial outcomes for our clients through team-based advice. We ... UMB offers competitive and varied benefits to eligible associates, such as Paid Time Off; a 401(k) ...

Robert W Baird & Co

PAM Client Service Associate

Milwaukee, WI · On-site

$14.25 - $19.75/hr

The PAM Client Service Associate plays a vital role in delivering an exceptional experience to the ... Manages incoming client and Financial Advisor requests-completing the request directly when ...

UBS

Client Associate

Brookfield, WI · On-site

The team You'll be working with a Financial Advisor in Brookfield, WI. We provide Wealth Management services for High net worth clients. As a Client associate, you'll play an important role in ...

UMB Financial

Retirement Client Advisor

Milwaukee, WI

$141K - $207K/yr

Broad knowledge of financial markets, asset allocation principles, and financial products ... UMB offers competitive and varied benefits to eligible associates, such as Paid Time Off; a 401(k) ...

Morgan Stanley

Private Banker

Milwaukee, WI · On-site

Partner with Financial Advisors to profile their client base, identify and analyze business ... Partner with the Associate Private Banker(s) to provide FA and their client(s), Private Banking ...

Morgan Stanley

Private Banker

Milwaukee, WI · On-site

... the Associate Private Banker(s) to provide FA and their client(s), Private Banking products ... Strong relationship building capabilities with Financial Advisors, Branch Managers, Clients ...

Morgan Stanley

Private Banker

Milwaukee, WI · On-site

Partner with Financial Advisors to profile their client base, identify and analyze business ... Partner with the Associate Private Banker(s) to provide FA and their client(s), Private Banking ...

Russell Investments

Client Service Associate

Milwaukee, WI · On-site

$50K - $60K/yr

Work with financial advisors, sponsors and account administrators to coordinate the account opening ... Maintain an Associate Regional Director and or Regional Director as a mentor for a meaningful ...

Russell Investments

Client Service Associate

Milwaukee, WI · On-site

$50K - $60K/yr

The CSA associates generate several types of client-ready proposals and reports for both Russell ... Work with financial advisors, sponsors and account administrators to coordinate the account opening ...

Baird

Investment Products Consultant

Milwaukee, WI · On-site

The Investment Products Consultant is responsible for partnering with Financial Advisors, Branch Associates, Portfolio Managers, and other Key Partners seeking information on mutual funds and ETFs ...

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All JobsAssociate Financial Advisor JobsAssociate Financial Advisor Jobs in Delafield, WI

Associate Financial Advisor information

See Delafield, WI salary details

$36.9K

$64.4K

$107.9K

How much do associate financial advisor jobs pay per year?

As of Sep 2, 2026, the average yearly pay for associate financial advisor in Delafield, WI is $64,413.00, according to ZipRecruiter salary data. Most workers in this role earn between $38,400.00 and $79,100.00 per year, depending on experience, location, and employer.

What does an associate financial advisor do?

An Associate Financial Advisor supports senior financial advisors in providing investment and financial planning services to clients. Their responsibilities often include conducting research, preparing financial plans, assisting with client meetings, and managing client accounts. They may also help with administrative tasks and ensure compliance with financial regulations. This role is typically an entry-level position designed to help individuals gain experience and work toward becoming a full-fledged financial advisor.

What are some typical challenges an associate financial advisor may face when building their client base?

As an Associate Financial Advisor, one common challenge is establishing trust with potential clients, especially when you are early in your career and may not have an extensive track record. Prospecting and networking can require persistence, as building relationships and demonstrating value takes time. Additionally, navigating compliance requirements and staying updated on financial regulations can be demanding, but these are crucial for providing sound advice. Successful advisors often overcome these challenges by seeking mentorship, leveraging firm resources, and continuously improving their communication and technical skills.

What are the key skills and qualifications needed to thrive as an associate financial advisor, and why are they important?

To thrive as an Associate Financial Advisor, you need a solid understanding of finance, investment strategies, and regulatory requirements, typically supported by a relevant degree and FINRA licenses such as Series 7 and 66. Familiarity with financial planning software, client relationship management (CRM) systems, and portfolio analysis tools is essential. Strong interpersonal skills, active listening, and ethical judgment help build client trust and foster long-term relationships. These competencies are crucial for providing sound financial advice, ensuring compliance, and supporting clients in achieving their financial goals.

What is the difference between Associate Financial Advisor vs Financial Advisor?

AspectAssociate Financial AdvisorFinancial Advisor
CertificationsSeries 7, Series 66, CFP (preferred)Series 7, Series 66, CFP (required)
Work EnvironmentSupport role, assisting senior advisors, client meetingsClient-facing, responsible for managing client portfolios
ResponsibilitiesResearch, preparing reports, supporting client serviceDeveloping financial plans, advising clients, making investment decisions

The main difference is that Associate Financial Advisors typically support senior advisors and focus on research and client support, while Financial Advisors directly manage client portfolios and provide comprehensive financial planning. Both roles often require similar certifications, but the level of client interaction and responsibility varies.

What are popular job titles related to Associate Financial Advisor jobs in Delafield, WI?

For Associate Financial Advisor jobs in Delafield, WI, the most frequently searched job titles are:

What cities near Delafield, WI are hiring for Associate Financial Advisor jobs?

Cities near Delafield, WI with the most Associate Financial Advisor job openings:

Associate Financial Advisor jobs near you
Infographic showing various Associate Financial Advisor job openings in Delafield, WI as of August 2026, with employment types broken down into 83% Full Time, 14% Part Time, and 3% Contract. Highlights an 88% Physical, 3% Hybrid, and 9% Remote job distribution, with an average salary of $64,413 per year, or $31 per hour.

CRT Operations Assistant

Baird

Milwaukee, WI • On-site

Full-time

Posted 13 days ago

Baird rating

8.5

Company rating: 8.5 out of 10

Based on 11 frontline employees who took The Breakroom Quiz

Job description

About the Role:
Baird's Client Resource Team is a dedicated team designed to service clients that no longer fit the field's Financial Advisor and team practice objectives, allowing existing Financial Advisor teams more time and resources to service target clients. The team's objectives are to increase profitability through achieving specific client account resolutions and focus on a core of asset allocation products. The team operates under a culture that promotes teamwork and communication.
As a CRT Operations Assistant, you'll play a key role in supporting the team's client service model through operational coordination and relationship management. You'll assist with onboarding, account servicing, and client communications, while leveraging Baird's tools and partnerships to support on the delivery of thoughtful financial solutions. It's a dynamic opportunity to contribute to a high-impact team while helping clients make informed financial decisions in a collaborative, service-driven environment.
The Impact You'll Make:
  • Responsible for client onboarding coordination, which includes preparing new account paperwork, opening accounts, transitioning new assets to Baird and establishing an ongoing communication/client service plan
  • Initiates and completes all transactions required to fully service client accounts i.e. paperwork, correspondence, client request fulfillment and special projects as needed
  • Gain knowledge of and leverage partnership with Baird's Corporate Resource Groups to provide the best wealth management solutions to clients
  • Answers all incoming phone calls and handles as appropriate. Manages client needs where possible and advises Financial Advisor of action taken
  • Assemble/generate materials including paperwork and reports for client meetings
  • Understand and ensure business adherence with firm and financial industry regulatory policies
  • Maintain Client Relationship Management (CRM) system for Financial Advisor(s), as well as leverage the platform to manage the client relationship through mailings, reporting, e-mail tracking, and more, with the goal of implementing well-defined client service models
  • Seek ways to enhance FA(s) business effectiveness

What You'll Bring to Baird:
  • 2+ years of prior industry and/or administrative work experience
  • High School diploma required. Associate's or Bachelor's degree preferred, not required
  • Ability to study for and obtain the Securities Industry Essentials (SIE) Exam, Series 7, and Series 66 or be willing to study and obtain within 18 months of hire. Training and resources to be provided and paid for by Baird
  • Excellent client/customer service skills. Good verbal and written communication skills (including e-mail, phone and in person interaction)
  • Focus on excellent client service
  • Strong technology aptitude with the ability to adopt new tools, including AI-enabled solutions, preferred
  • Knowledge in Microsoft Office suite (Word, Excel, PowerPoint) with the ability to learn and effectively navigate Baird's Private Wealth Management technology platforms
  • Detail oriented with an emphasis on accuracy
  • Strong organizational skills consistent ability to prioritize workflow of team to achieve specific goals in a timely manner
  • Understands compliance regulations and correspondence policies. Maintains client confidentiality in all situations
  • Good analytical and critical problem-solving skills

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