Associate Financial Advisor * Compensation : 60,000 - $70,000 + commissions. * Working Model: Schomberg office- In office * Vacation * Benefits About the Opportunity: The Associate Financial Advisor ...
Quick apply
Associate Financial Advisor * Compensation : 60,000 - $70,000 + commissions. * Working Model: Schomberg office- In office * Vacation * Benefits About the Opportunity: The Associate Financial Advisor ...
Associate Financial Advisor * Compensation : 60,000 - $70,000 + commissions. * Working Model: Schomberg office- In office * Vacation * Benefits About the Opportunity: The Associate Financial Advisor ...
Quick apply
Associate Financial Advisor * Compensation : 60,000 - $70,000 + commissions. * Working Model: Schomberg office- In office * Vacation * Benefits About the Opportunity: The Associate Financial Advisor ...
Associate Financial Advisor * Compensation : 60,000 - $70,000 + commissions. * Working Model: Schomberg office- In office * Vacation * Benefits About the Opportunity: The Associate Financial Advisor ...
Quick apply
Associate Financial Advisor * Compensation : 60,000 - $70,000 + commissions. * Working Model: Schomberg office- In office * Vacation * Benefits About the Opportunity: The Associate Financial Advisor ...
Associate Financial Advisor * Compensation : 60,000 - $70,000 + commissions. * Working Model: Schomberg office- In office * Vacation * Benefits About the Opportunity: The Associate Financial Advisor ...
Quick apply
Associate Financial Advisor * Compensation : 60,000 - $70,000 + commissions. * Working Model: Schomberg office- In office * Vacation * Benefits About the Opportunity: The Associate Financial Advisor ...
Associate Financial Advisor
Perth, ON · On-site
CA$55K - CA$60K/yr
Associate Financial Advisor IFS - Perth, ON At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together. Raymond James Ltd. is one of Canada's leading independent ...
Associate Financial Advisor
Perth, ON · On-site
CA$55K - CA$60K/yr
Associate Financial Advisor IFS - Perth, ON At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together. Raymond James Ltd. is one of Canada's leading independent ...
Associate Financial Advisor
Port Elgin, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Port Elgin, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Brighton, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Brighton, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Peterborough, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Peterborough, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Timmins, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Timmins, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Kitchener, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Kitchener, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Smiths Falls, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Smiths Falls, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Kitchener, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Kitchener, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Brighton, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor
Brighton, ON · On-site
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor -- Build Your Own Business Greater Toronto Area | Flexible | Part-Time or Full-Time | Commission-Based Are you looking to create additional income and build something of ...
Quick apply
Associate Financial Advisor -- Build Your Own Business Greater Toronto Area | Flexible | Part-Time or Full-Time | Commission-Based Are you looking to create additional income and build something of ...
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
As an Associate Financial Advisor, you'll form a deep understanding of your personal and small business clients' needs as you recommend simple, personalized solutions that will help them achieve ...
Associate Financial Advisor information
What does an associate financial advisor do?
An Associate Financial Advisor supports senior financial advisors in providing investment and financial planning services to clients. Their responsibilities often include conducting research, preparing financial plans, assisting with client meetings, and managing client accounts. They may also help with administrative tasks and ensure compliance with financial regulations. This role is typically an entry-level position designed to help individuals gain experience and work toward becoming a full-fledged financial advisor.
What are some typical challenges an associate financial advisor may face when building their client base?
As an Associate Financial Advisor, one common challenge is establishing trust with potential clients, especially when you are early in your career and may not have an extensive track record. Prospecting and networking can require persistence, as building relationships and demonstrating value takes time. Additionally, navigating compliance requirements and staying updated on financial regulations can be demanding, but these are crucial for providing sound advice. Successful advisors often overcome these challenges by seeking mentorship, leveraging firm resources, and continuously improving their communication and technical skills.
What are the key skills and qualifications needed to thrive as an associate financial advisor, and why are they important?
To thrive as an Associate Financial Advisor, you need a solid understanding of finance, investment strategies, and regulatory requirements, typically supported by a relevant degree and FINRA licenses such as Series 7 and 66. Familiarity with financial planning software, client relationship management (CRM) systems, and portfolio analysis tools is essential. Strong interpersonal skills, active listening, and ethical judgment help build client trust and foster long-term relationships. These competencies are crucial for providing sound financial advice, ensuring compliance, and supporting clients in achieving their financial goals.
What is the difference between Associate Financial Advisor vs Financial Advisor?
| Aspect | Associate Financial Advisor | Financial Advisor |
|---|---|---|
| Certifications | Series 7, Series 66, CFP (preferred) | Series 7, Series 66, CFP (required) |
| Work Environment | Support role, assisting senior advisors, client meetings | Client-facing, responsible for managing client portfolios |
| Responsibilities | Research, preparing reports, supporting client service | Developing financial plans, advising clients, making investment decisions |
The main difference is that Associate Financial Advisors typically support senior advisors and focus on research and client support, while Financial Advisors directly manage client portfolios and provide comprehensive financial planning. Both roles often require similar certifications, but the level of client interaction and responsibility varies.
What are the most commonly searched types of Financial Advisor jobs in Ontario?
The most popular types of Financial Advisor jobs in Ontario are:
What are popular job titles related to Associate Financial Advisor jobs in Ontario?
For Associate Financial Advisor jobs in Ontario, the most frequently searched job titles are:
What job categories do people searching Associate Financial Advisor jobs in Ontario look for?
The top searched job categories for Associate Financial Advisor jobs in Ontario are:
What cities in Ontario are hiring for Associate Financial Advisor jobs?
Cities in Ontario with the most Associate Financial Advisor job openings:
What are popular job titles related to Associate Financial Advisor jobs in ON?
For Associate Financial Advisor jobs in ON, the most frequently searched job titles are:
CA$70K/yr
Full-time
PTO
Re-posted 9 days ago
Job description
Associate Financial Advisor
- Compensation: 60,000 - $70,000 + commissions.
- Working Model: Schomberg office- In office
- Vacation
- Benefits
About the Opportunity:
The Associate Financial Advisor plays a key role in supporting and developing agency operations through outbound prospecting, client contact and sales activities.
This role may have an opportunity to specialize in one or more product areas such as life, group and wealth. The Associate Financial Advisor will identify prospects in both personal and business markets, determine needs and as a trusted Associate Advisor, make informed product recommendations. This role may have an opportunity to specialize in one or more product areas such as life, group, and wealth however will have a primary focus on Mutual Funds.
How you will create impact:- Support development of the agency operation through the sales and profitable growth of life, group and wealth management products.
- Service and support the life, group and wealth management portfolio of the agency while adhering to compliance rules and regulations for the sale of life insurance and wealth management products.
- Proactively complete client reviews focusing on life and wealth management products.
- Prospect and cross sell all lines of business by completing needs analysis for clients in accordance with the agency Business Plan.
- Complete front-line risk assessment and selection, following underwriting guidelines.
- Develop annual marketing plans outlining strategies and activities to meet goals in each product area of responsibility.
- Respond to and investigate client questions and concerns, resolve client complaints and escalate issues appropriately.
- Mutual Fund Licence is required.
- Life License is required or working towards.
- General or other Insurance License(s) may be required depending on the specialty focus for the role.
- Meet all provincial-licensing requirements in accordance with continuing education in order to obtain and maintain all licenses.
- A minimum of two (2) years sales experience.
- Knowledge of insurance & investment products.
Performance of Core Functions:
- Achievement of individual sales goals with a strong focus on consistent and proactive sales activity
- Strong contribution to achievement of the agency goals
- Contribution to achievement of multi-line client targets
- Strong commitment to ongoing personal and professional development
- Level of customer satisfaction as measured through client feedback
- Demonstration of client needs analysis through commitment to use of financial security planning tools
- Skill in evaluation and underwriting of risks as measured by audits and adherence to underwriting guidelines
- Attention to detail and accuracy of new business applications and paperwork as measured by audits and feedback
- Work independently and effectively use and apply the resources available
Impact on the Organization:
- Contribution to profitable growth and positive retention in the agency as measured by key indicator reports
- Contribution to the quality of the agency portfolio and a positive loss ratio as measured by key indicator reports
- Impact on organizations trust and reputation through accuracy and completeness of information reported and appropriate treatment of confidential information
- Associate Life/Wealth Insurance Advisors are the face of the organization to our clients
What you need to know:
- You will be subject to a criminal and credit check as a condition of employment, in the event you are the successful candidate