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Associate Advisor Jobs in Canton, GA (NOW HIRING)

Service Advisor

Woodstock, GA · On-site

$50K - $75K/yr

As a Service Advisor you will primarily be responsible for initiating and processing requests for ... Full-time associates are offered a comprehensive benefit package including medical, dental, vision ...

As a Service Advisor you will primarily be responsible for initiating and processing requests for ... Full-time associates are offered a comprehensive benefit package including medical, dental, vision ...

Job Title Product Solutions Advisor What does a successful Product Solutions Senior Advisor do? As ... Current associates who require a workplace accommodation should refer to Fiserv's Disability ...

The Product Delivery Advisor will support the end-to-end lifecycle ofPayFac-as-a-Service (PFaaS ... For incentive eligible associates, the successful candidate is eligible for an annual incentive ...

Client Service Associate

Atlanta, GA · On-site

$14 - $19.25/hr

Client Service Associate Waverly Advisors' primary goal is to serve our clients, one another, and our communities. We aren't your typical wealth management firm. Our intense client focus is at the ...

In supporting Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams, this role will ... Service Associate responsibilities at the request of the client and/or FA/PWA/team, such as ...

In supporting Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams, this role will ... Service Associate responsibilities at the request of the client and/or FA/PWA/team, such as ...

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Associate Advisor information

See Canton, GA salary details

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How much do associate advisor jobs pay per hour?

As of Aug 18, 2026, the average hourly pay for associate advisor in Canton, GA is $24.49, according to ZipRecruiter salary data. Most workers in this role earn between $17.50 and $28.12 per hour, depending on experience, location, and employer.

What is an associate advisor?

An Associate Advisor is an entry- to mid-level professional who assists senior financial advisors or planners in providing financial advice and services to clients. Their responsibilities often include preparing financial plans, conducting research, gathering client information, and supporting client meetings. Associate Advisors typically work toward building their own client base while gaining experience and professional certifications. This role is a common stepping stone to becoming a lead financial advisor or planner.

What are the key skills and qualifications needed to thrive as an associate advisor?

To thrive as an Associate Advisor, you need a solid understanding of financial planning, investment principles, and regulatory compliance, typically supported by a relevant degree and licenses such as Series 7 or 66. Familiarity with financial planning software, CRM systems, and portfolio management tools is essential. Strong interpersonal skills, active listening, and attention to detail help build trust with clients and support collaborative team environments. These skills and qualities are vital for delivering sound financial advice, ensuring compliance, and fostering lasting client relationships.

What are some common challenges associate advisors face when transitioning into client-facing responsibilities?

Associate Advisors often encounter challenges when moving into more client-facing roles, such as building trust with clients, navigating complex financial questions, and balancing administrative tasks with relationship management. Gaining confidence in presenting financial strategies and effectively communicating with diverse client personalities can take time. Many firms provide mentorship and ongoing training to help Associate Advisors develop these skills, and successful candidates proactively seek feedback and learning opportunities from senior advisors.

What is the difference between Associate Advisor vs Financial Advisor?

AspectAssociate AdvisorFinancial Advisor
Required CredentialsTypically a bachelor's degree; may need licenses like Series 7 or 66Same as Associate Advisor, often with additional certifications like CFP
Work EnvironmentSupport role within financial firms, assisting senior advisorsClient-facing role providing personalized financial planning
Employer & Industry UsageUsed in financial services firms, banks, and advisory firmsUsed across similar firms, often with more client responsibility
Search & Comparison IntentCommonly compared for entry-level roles or career progressionViewed as a more senior or independent role

In summary, an Associate Advisor typically supports senior financial advisors and has similar credentials, but with less client responsibility. A Financial Advisor usually manages client relationships directly and offers comprehensive financial planning. Both roles are essential in the financial industry, with the Associate Advisor often serving as a stepping stone to becoming a Financial Advisor.

What are the most commonly searched types of Advisor jobs in Canton, GA?

The most popular types of Advisor jobs in Canton, GA are:

What are popular job titles related to Associate Advisor jobs in Canton, GA?

For Associate Advisor jobs in Canton, GA, the most frequently searched job titles are:

What job categories do people searching Associate Advisor jobs in Canton, GA look for?

The top searched job categories for Associate Advisor jobs in Canton, GA are:

What cities near Canton, GA are hiring for Associate Advisor jobs?

Cities near Canton, GA with the most Associate Advisor job openings:

Infographic showing various Associate Advisor job openings in Canton, GA as of August 2026, with employment types broken down into 1% As Needed, 65% Full Time, 31% Part Time, 2% Temporary, and 1% Contract. Highlights an 95% Physical, 1% Hybrid, and 4% Remote job distribution, with an average salary of $50,931 per year, or $24.5 per hour.

Senior Compliance Associate

Capital Investment Advisors

Atlanta, GA • On-site

Full-time

Re-posted 11 days ago


Job description

At Capital Investment Advisors (CIA), we strive to help clients reach their goals by focusing on our specialty: Income Investing. We are a fee-only financial advisory and portfolio management firm headquartered in Atlanta with offices throughout the U.S. Our advisors in Georgia, Florida, Colorado, Texas, and Arizona provide clients with a full range of financial advice. Since 1996, CIA has been providing financial strategy and management tailored to the client's individual circumstances and objectives.
Our tight-knit team brings together compliance professionals, financial advisors, investment associates, client service managers and associates, operations specialists, business development professionals, and marketing team members, all working collaboratively to help deliver an exceptional client experience. Our Leadership Team is dedicated to fostering employee growth both professionally and personally, and to making every CIA experience meaningful and memorable.
Senior Compliance Associate
We are looking for an ethical, team-oriented Senior Compliance Associate to strengthen and elevate our compliance infrastructure. Reporting to the Compliance Director and partnering closely with members of the Compliance Team, this role will support and help administer key areas of the firm's compliance program while serving as a trusted compliance resource across the organization.
The ideal candidate possesses a strong working knowledge of the Investment Advisers Act of 1940, including the regulatory requirements applicable to SEC registered investment advisers and other relevant regulations, and is comfortable providing compliance guidance and escalating concerns when necessary. The Senior Compliance Associate demonstrates an unwavering commitment to maintaining and enhancing compliance standards, while also being respected by team members as a positive and approachable resource who supports them in their daily interactions with clients.
This position is based in our Atlanta, GA office (Sandy Springs) and will require occasional travel to other office locations. This position is eligible for a hybrid work schedule after completion of a successful introductory period.
Core Responsibilities:
  • Own and manage Advertising & Marketing review responsibilities within the compliance program, strong experience with and understanding of the SEC's Marketing Rule is preferred
  • Lead third-party manager and alternative investment oversight
  • Provide compliance and regulatory guidance for new business initiatives, technology platforms, marketing strategies, and expansion efforts
  • Provide compliance support and regulatory input for technology platforms, marketing strategies, and other business initiatives and expansion efforts
  • Coordinate and support the Asset Management Oversight Committee (AMOC) and Advisor Scorecard programs, as well as other audit work and internal compliance reviews
  • Support DOL PTE 2020-02 rollover documentation and retrospective review
  • Contribute to Rule 206(4)-7 annual review and required regulatory filings
  • Support SEC examinations, including gathering documentation and drafting responses
  • Enhance compliance workflows and strengthen documentation standards
  • Assist with onboarding and development of newer team members

Skills & Qualifications:
  • 5+ years of experience in an SEC-registered investment adviser or broker-dealer compliance role
  • Direct SEC exam experience preferred
  • Strong knowledge of the Advisers Act, Form ADV, Marketing Rule, Code of Ethics, portfolio management oversight, and fiduciary obligations; SEC marketing review experience preferred
  • Bachelor's degreefrom an accredited university
  • IACCP® designation a plus
  • Systems-oriented mindset with experience improving workflows
  • Excellent written and verbal communication skills
  • Strong attention to detail while maintaining a big picture perspective
  • Discretely handles confidential and highly sensitive information
  • Possesses a demonstrated ability to exercise independent regulatory judgment in a fast-paced, growth-oriented environment
  • Self-starter with the ability to successfully execute tasks, independently complete projects and effectively conduct audit work with minimal oversight
  • Excellent ability to manage competing priorities
  • Exercises sound judgment and considers the firm's best interest when making decisions and carrying out responsibilities
  • Committed to a culture of compliance
  • Exhibits the Capital Investment Advisors' five Core Values in everything they do