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Assistant Vice President Risk Management information

What does an assistant vice president risk management do?

An Assistant Vice President of Risk Management is responsible for identifying, assessing, and mitigating risks that could impact an organization's operations, finances, or reputation. They work closely with senior management to develop risk management strategies, ensure compliance with regulations, and implement policies to prevent losses. Their role often involves analyzing data, overseeing risk assessments, and leading teams to address potential threats. Additionally, they play a key part in crisis management and in training staff on risk awareness throughout the organization.

What are the key skills and qualifications needed to thrive as an assistant vice president risk management?

To thrive as an Assistant Vice President in Risk Management, you need a strong background in risk analysis, financial modeling, and regulatory compliance, often supported by a degree in finance, business, or a related field. Familiarity with risk management software (such as SAS, RiskWatch, or Palisade), knowledge of relevant frameworks (like COSO or Basel), and certifications such as FRM or PRM are typically required. Exceptional analytical thinking, leadership, and communication skills help you effectively identify risks and guide cross-functional teams. These competencies are crucial for developing robust risk strategies that protect the organization's assets and reputation in a complex regulatory environment.

What are some common challenges an assistant vice president risk management faces when balancing regulatory compliance with strategic business objectives?

Assistant Vice Presidents of Risk Management often encounter the challenge of ensuring the organization remains compliant with evolving regulations while still supporting strategic business initiatives. Balancing risk mitigation with the company's growth objectives requires close collaboration with legal, finance, and operational teams. Navigating conflicting priorities, maintaining up-to-date knowledge of industry standards, and effectively communicating risks to senior leadership are key aspects of the role. Successful AVPs leverage analytical skills and teamwork to implement practical solutions that align compliance and business strategy.

What is the difference between Assistant Vice President Risk Management vs Risk Analyst?

AspectAssistant Vice President Risk ManagementRisk Analyst
Required CredentialsBachelor's degree, professional certifications (e.g., FRM, CRM), extensive experienceBachelor's or master's degree, often entry-level or mid-level experience
Work EnvironmentSenior management, strategic planning, cross-department collaborationData analysis, risk assessment, reporting
Employer & Industry UsageFinancial institutions, insurance companies, large corporationsFinancial services, insurance, consulting firms

The Assistant Vice President Risk Management typically holds a senior role focused on strategic risk oversight, requiring advanced credentials and experience. In contrast, a Risk Analyst is more involved in data analysis and risk assessment at an operational level. Both roles are essential in risk management but differ in scope, responsibilities, and seniority.

What cities in California are hiring for Assistant Vice President Risk Management jobs?

Cities in California with the most Assistant Vice President Risk Management job openings:

Assistant Vice President Risk Management jobs near you
Infographic showing various Assistant Vice President Risk Management job openings in California as of August 2026, with employment types broken down into 1% As Needed, 87% Full Time, 10% Part Time, and 2% Contract. Highlights an 84% Physical, 3% Hybrid, and 13% Remote job distribution.

Leveraged Credit Compliance Officer - Assistant Vice President/Vice President

San Francisco, CA

Careers at KKR
See more jobs at Careers at KKRexternal

$150K - $200K/yr

Full-time

Re-posted 9 days ago

Job description

POSITION OVERVIEW

KKR Credit Advisors (US) LLC (KKR Credit) is a SEC registered investment advisor focused on credit investing across the spectrum including public markets and private investment opportunities. With a team of over 120 investment professionals in New York, San Francisco, Orlando, London, Dublin, Hong Kong, Singapore, Sydney, and Mumbai, the KKR Credit team has a global reach with a local presence. KKR Credit is seeking a Compliance Officer ("Officer") to be based in San Francisco. This is a unique opportunity to join a best-in-class Compliance Team and work closely with the KKR Credit Compliance team to provide oversight and monitoring to the Firm's trading platform and activities. The role will require extensive coordination and collaboration with Compliance team members in other KKR offices, including New York, Dublin, London and across Asia. The role reports to the KKR Public Markets Deputy-Chief Compliance Officer.

RESPONSIBILITIES

  • Identifying, reviewing and advising on conflicts of interest related to proposed transactions 
  • Contribute to governance, reporting and oversight of the Credit business 
  • Provide real time advice to business personnel on regulatory and internal policy issues 
  • Provide compliance oversight, monitoring and reporting to Compliance and senior management, implementing policies and procedures as relevant
  • Advise on and further compliance on market abuse, information barrier, wall crossing and conflicts of interest matters, comporting to applicable regulation and Compliance policies and procedures 
  • Monitor, analyze and interpret new rules and regulations, identify and address any gaps between existing processes and new regulatory requirements
  • Draft policies and procedures and advisory bulletins 
  • Conduct business focused compliance training regarding new and existing regulations and firm policies 
  • Liaise with internal and external audit teams and internal finance, operations and audit teams to perform periodic risk-assessments firm wide on regulatory and legal matters to identify areas of enhancement for compliance testing regime and regulatory  exam preparedness
  • Assist with facilitation of pre-trade compliance controls and analysis, including management of the Firm's security master and sensitive data points
  • Assist with review of re-allocations, best execution activity and trade overrides 
  • Assist in identification and remediation of trade and operational-related trade errors and issues
  • Provide assistance in onboarding new client accounts 
  • Management of Portfolio and Client Restricted Lists (i.e. affiliated investments)
  • Play a key role in the identification and implementation of technical solutions that drive efficiencies 

QUALIFICATIONS

  • Minimum of +7 years of strong regulatory compliance gained within an alternative asset management environment
  • Enthusiasm, motivation, curiosity and the ability to be proactive 
  • Solution-oriented self-starter with high integrity 
  • Strong project management skills
  • Strong desire and ability to work as part of a collaborative team
  • Ability to make sound judgements and simultaneously manage various issues and projects in a fast-paced environment
  • Consistent attention to detail 
  • Excellent interpersonal skills and relationship building abilities 
  • Effective written and oral communication skills 
  • Advanced computer literacy including Microsoft Office (PowerPoint and Excel)
  • Comfort using AI-powered tools to improve productivity and quality of work when applicable 
  • Curiosity about and openness to adopting emerging AI technologies in day-to-day workflows
  • Ability to critically evaluate AI-generated outputs for accuracy and relevance

This is the expected annual base salary range for this San Francisco-based position. Actual salaries may vary based on factors, such as skill, experience, and qualification for the role. Employees may be eligible for a discretionary bonus, based on factors such as individual and team performance.

Base Salary Range

Assistant Vice President (AVP): $130,000 - $160,000 USD 

Vice President (VP): $150,000 - $200,000 USD 

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