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Assistant Regulatory Writing Jobs (NOW HIRING)

Ora

MA

Ensure quality of content and format of writing projects in accord with applicable regulations, guidelines, and corporate SOPs * Adhere to all aspects of Ora's quality system. * Adhere to all ...

Ora

Regulatory Writer I

Ensure quality of content and format of writing projects in accord with applicable regulations, guidelines, and corporate SOPs * Adhere to all aspects of Ora's quality system. * Adhere to all ...

e.l.f. Beauty

Interim, Specialist, Regulatory

New York, NY · On-site +1

$60K - $80K/yr

Beauty products * Assist with monitoring new regulations and amendments; participate in trade ... Exhibits strong communication skills, both written and orally. * Comfortable learning and working ...

e.l.f. Beauty

OR · Hybrid

$60K - $80K/yr

Beauty products * Assist with monitoring new regulations and amendments; participate in trade ... Exhibits strong communication skills, both written and orally. * Comfortable learning and working ...

Prometrika LLC

Manager, Medical Writing

Cambridge, MA · On-site

$136K - $164K/yr

Briefing documents for regulatory submissions * Journal articles, abstracts, and posters in ... Attend client meetings as required * Assist with tracking and reporting significant changes in ...

e.l.f. Beauty

Interim, Specialist, Regulatory

New York, NY · Hybrid

$60K - $80K/yr

Beauty products * Assist with monitoring new regulations and amendments; participate in trade ... Exhibits strong communication skills, both written and orally. * Comfortable learning and working ...

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How much do assistant regulatory writing jobs pay per year?

As of Jul 30, 2026, the average yearly pay for assistant regulatory writing in the United States is $58,981.00, according to ZipRecruiter salary data. Most workers in this role earn between $41,000.00 and $77,000.00 per year, depending on experience, location, and employer.
What are the most commonly searched types of Regulatory Writing jobs? The most popular types of Regulatory Writing jobs are:
Assistant Regulatory Writing jobs near you
Infographic showing various Assistant Regulatory Writing job openings in the United States as of July 2026, with employment types broken down into 1% As Needed, 76% Full Time, 20% Part Time, 1% Temporary, and 2% Contract. Highlights an 98% Physical, 1% Hybrid, and 1% Remote job distribution, with an average salary of $58,981 per year, or $28.4 per hour.

Regulatory Legal Assistant: Complaints, Investigations, & Regulatory Inquiries

Advisors Excel

Lenexa, KS

Full-time

Medical, Dental, Vision, Retirement, PTO

Posted 24 days ago

Job description

Position: Regulatory Legal Assistant
Department: Compliance
Reporting to: Compliance Director
Location: Lenexa, KS/ Topeka, KS - Onsite
Overview:
The Regulatory Legal Assistant – Complaints, Investigations, and Regulatory Inquiries will manage high-priority cases, perform thorough analyses of complaints and service issues, and deliver clear, regulatory-compliant reporting and resolutions. You will serve as a senior resource for the team, maintain accurate records, collaborate across departments, work with Regulatory Counsel to respond to regulatory inquiries, and proactively enhance compliance processes to uphold Compliance’s commitment to integrity and operational excellence.
What you’ll do:
  • Conduct thorough reviews of complaints to ensure timely reviews, responses, and identify opportunities for process improvement
  • Perform complex investigations and quality service reviews by gathering and analyzing relevant documents and circumstances
  • Serve as a knowledgeable resource for team members, providing guidance, support, and expertise to help resolve challenges
  • Maintain records and reports for investigations, complaints, and quality service reviews, adhering to established protocols
  • Assist Regulatory Counsel and Compliance Director with regulatory inquiries
  • Provide prompt and courteous responses to advisor requests, delivering optimal customer service while upholding ethical and compliance standards
  • Perform additional duties as assigned by management to support the compliance function and overall organizational objectives
Experience you’ll bring:
  • 3+ years of experience in financial services
  • Background in compliance, audit, risk, or regulatory work — whether at a broker-dealer/RIA or with a regulator like FINRA amp; SEC
  • Strong knowledge of broker-dealer and investment advisor regulations
  • Sharp writing skills - you can explain complex findings clearly and accurately
  • Strong analytical and problem-solving instincts
  • Comfortable managing a full plate of priorities in a fast-paced environment
  • A self-starter who takes ownership and knows when to ask for help
Bonus Points:
  • Bachelor’s degree in business administration, finance, legal studies, or a related field
  • Willingness to obtain appropriate securities license or credentials as determined by the leader
  • FINRA Rule 4530 disclosure review and reporting experience
What you’ll get:
  • Amazing benefits, including medical, dental, vision, and 401k (with matching options)
  • Generous PTO package from your start date
  • Access to an on-site café, gym, and primary care
  • Continuous personal and professional development opportunities
  • Recognition for hard work amp; exemplary performance
  • Employee-sponsored events…and more!
Who We Are:
Advisors Excel is a fast-paced, innovative company that seeks to service independent financial advisors in a multitude of areas within their business. From operational functions to sales and marketing, our end goal is to help continually grow advisors’ businesses nationwide. We thrive on watching them succeed. Not only does AE want to see the success of our advisors, but also our employees. We have high expectations from them to continually move our business forward. We are on the hunt for positive people who thrive on hard work and in a collaborative team environment. If this sounds like you, then what are you waiting for? We want you to join our team!
Advisors Excel is an Equal Employment Opportunity Employer. Everyone is welcome here – as an inclusive workplace, our employees are always comfortable bringing their true selves to our offices daily.
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