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Asset Management Compliance Jobs (NOW HIRING)

... asset management (SAM) activities: license tracking, renewals, compliance, and reconciliation against actual usage/entitlements. * Coordinate and prioritize the work of IT hardware support ...

... asset management (SAM) activities: license tracking, renewals, compliance, and reconciliation against actual usage/entitlements. * Coordinate and prioritize the work of IT hardware support ...

Compliance & Risk Management * Compliance and Security: Ensure all IT assets and processes adhere to relevant regulatory requirements, security policies, and data protection standards. * Ensure ...

Compliance & Risk Management * Compliance and Security: Ensure all IT assets and processes adhere to relevant regulatory requirements, security policies, and data protection standards. * Ensure ...

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Asset Management Compliance information

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$35.5K

$94.1K

$164.5K

How much do asset management compliance jobs pay per year?

As of Aug 6, 2026, the average yearly pay for asset management compliance in the United States is $94,129.00, according to ZipRecruiter salary data. Most workers in this role earn between $74,500.00 and $109,000.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive in asset management compliance?

To thrive in Asset Management Compliance, you need a strong understanding of financial regulations, risk management, and investment products, typically backed by a degree in finance, law, or a related field. Familiarity with compliance monitoring systems, regulatory reporting tools, and certifications such as the Certified Compliance & Ethics Professional (CCEP) or similar are often required. Attention to detail, analytical thinking, and effective communication skills help professionals navigate complex regulatory requirements and interact with various stakeholders. These skills ensure adherence to legal standards, minimize organizational risk, and maintain client and regulatory trust in the asset management process.

What is asset management compliance?

Asset management compliance refers to the processes and procedures that ensure an asset management firm operates within the laws, regulations, and internal policies governing the investment industry. This includes monitoring trading activities, ensuring accurate disclosures, preventing conflicts of interest, and adhering to industry standards set by regulatory bodies. Compliance professionals help protect clients, maintain the firm's reputation, and avoid legal or financial penalties by ensuring all activities are conducted ethically and transparently.

How does an asset management compliance professional typically collaborate with portfolio managers and other teams within the firm?

Asset Management Compliance professionals play a crucial role in working closely with portfolio managers, traders, and operations teams to ensure all investment activities adhere to regulatory requirements and internal policies. They regularly provide guidance on compliance matters, review new product launches, and help interpret evolving regulations. Effective communication and relationship-building skills are essential, as compliance teams often conduct training sessions, respond to policy queries, and collaborate on resolving any potential breaches or concerns. This cross-functional interaction helps foster a culture of compliance while supporting the firm's overall business goals.

What is the difference between Asset Management Compliance vs Investment Analyst?

AspectAsset Management ComplianceInvestment Analyst
Required CredentialsCertifications like CAMS, CFA often preferredCFA, finance degrees common
Work EnvironmentRegulatory-focused, compliance departmentsInvestment firms, research teams
Employer & Industry UsageAsset management firms, hedge fundsInvestment banks, asset managers
Search & Comparison IntentUnderstanding compliance roles in asset managementAnalyzing investment strategies and performance

Asset Management Compliance professionals focus on ensuring firms adhere to regulations and internal policies, while Investment Analysts analyze market data to make investment recommendations. Both roles are vital in the asset management industry but serve different functions related to compliance and investment analysis.

What does compliance do in asset management?

In asset management, compliance professionals ensure that the firm adheres to regulatory requirements, internal policies, and industry standards. They develop and monitor controls, conduct audits, and provide training to mitigate legal and financial risks, often working with tools like compliance software and requiring certifications such as CAMS or CFE.
More about Asset Management Compliance jobs
What cities are hiring for Asset Management Compliance jobs? Cities with the most Asset Management Compliance job openings:
What are the most commonly searched types of Asset Management Compliance jobs? The most popular types of Asset Management Compliance jobs are:
What states have the most Asset Management Compliance jobs? States with the most job openings for Asset Management Compliance jobs include:
Infographic showing various Asset Management Compliance job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 13% Part Time, and 3% Contract. Highlights an 88% Physical, 2% Hybrid, and 10% Remote job distribution, with an average salary of $94,129 per year, or $45.3 per hour.

Other

Posted 10 days ago


Job description

Position Summary 

We are looking for an IT Asset Manager to own the end-to-end lifecycle of the company's IT assets - both hardware and software. This role coordinates closely with the Purchasing team and IT Sourcing to plan, procure, track, and retire assets in a cost-effective and compliant way, while also managing the technicians who support hardware in the field, including our manufacturing environment. You will build and maintain the processes, tools, and reporting that give the organization visibility into what assets it owns, where they are, who is using them, and when they need to be refreshed, renewed, or retired. 

Key Responsibilities 

  • Own the full lifecycle of physical and software IT assets: planning/forecasting, procurement, receiving, deployment, maintenance, and retirement/disposal. 
  • Partner with the Purchasing team and IT Sourcing to plan and execute hardware and software purchases, ensuring cost-effective vendor selection and contract terms. 
  • Maintain an accurate, centralized inventory of hardware and software assets, including ownership, location, warranty/support status, and lifecycle stage. 
  • Leverage asset tracking technologies such as RFID (and barcode/QR tagging) to monitor asset location, movement, and utilization in real time, particularly across the manufacturing floor and other distributed sites. 
  • Manage software asset management (SAM) activities: license tracking, renewals, compliance, and reconciliation against actual usage/entitlements. 
  • Coordinate and prioritize the work of IT hardware support technicians, including field/manufacturing support, ensuring assets are deployed, maintained, and retired according to plan. 
  • Define and enforce asset management policies and standards (tagging, onboarding/offboarding, refresh cycles, disposal/data-wiping procedures). 
  • Manage relationships with hardware/software vendors and MDM providers to support device enrollment, compliance, and lifecycle needs. 
  • Track and report on asset costs, utilization, and total cost of ownership to support budgeting and lifecycle-refresh decisions. 
  • Support audits (internal and external) related to IT assets, software licensing, and compliance. 
  • Identify opportunities to optimize spend and reduce risk across the hardware and software asset portfolio. 

Required Qualifications 

  • 3+ years of experience in IT asset management, IT operations, procurement, or a related role. 
  • Experience managing both hardware and software assets, including software license management/compliance. 
  • Demonstrated experience coordinating with Purchasing and/or Sourcing teams on IT procurement. 
  • Experience using an IT asset management (ITAM) tool or system to track and report on assets. 
  • Strong organizational and cross-functional coordination skills; comfortable managing vendors and internal stakeholders simultaneously. 
  • Experience directly or indirectly overseeing technical support staff or field technicians. 

Preferred Qualifications 

  • Experience with Mobile Device Management (MDM) platforms (e.g., Microsoft Intune) and device lifecycle/compliance management. 
  • Experience with Enterprise Architecture (EA) tools (e.g., LeanIX, Ardoq, BiZZdesign, ServiceNow APM) to maintain an application/asset portfolio view. 
  • Familiarity with general IT asset management and discovery tools (e.g., ServiceNow ITAM, Flexera, Snow Software, Ivanti). 
  • Experience supporting manufacturing or industrial environments, including specialized hardware such as Zebra devices. 
  • Experience with label/print management platforms such as BarTender Cloud and on-premises BarTender, including printer deployment, driver management, and print server administration. 
  • Experience implementing or administering RFID-based asset tracking and monitoring systems (tags, readers/antennas, and associated software) for real-time asset visibility. 
  • Knowledge of industry best practices and frameworks for IT service and asset management (e.g., ITIL, ISO/IEC 19770) 

Working Conditions 

This role works cross-functionally with Purchasing, IT Sourcing, and manufacturing/operations teams, and may require periodic time on the manufacturing floor to assess hardware needs and support technicians in the field.

This job description may not be inclusive to the duties and responsibilities listed. Additional tasks may be assigned to the employee from time to time or the scope of the job may change as needed by business demands.Â