About the Role We are seeking a highly skilled Compliance & AML Manager to support and enhance the ... auditors, and internal stakeholders We are an Equal Opportunity Employer.
Quick apply
About the Role We are seeking a highly skilled Compliance & AML Manager to support and enhance the ... auditors, and internal stakeholders We are an Equal Opportunity Employer.
Quick apply
About the Role We are seeking a highly skilled Compliance & AML Manager to support and enhance the ... auditors, and internal stakeholders We are an Equal Opportunity Employer.
... AML) efforts. He/she is responsible for auditing transactional records prior to the information being reported, making required reports, and communicating exceptions and concerns to department ...
Quick apply
... AML) efforts. He/she is responsible for auditing transactional records prior to the information being reported, making required reports, and communicating exceptions and concerns to department ...
San Francisco, CA ยท On-site
Proven experience engaging with banking partners, auditors, and AML/CFT supervisors when required. * Strong general compliance experience within financial services * Experience working with screening ...
San Francisco, CA ยท On-site
Proven experience engaging with banking partners, auditors, and AML/CFT supervisors when required. * Strong general compliance experience within financial services * Experience working with screening ...
Proven experience engaging with banking partners, auditors, and AML/CFT supervisors when required. * Strong general compliance experience within financial services * Experience working with screening ...
Proven experience engaging with banking partners, auditors, and AML/CFT supervisors when required. * Strong general compliance experience within financial services * Experience working with screening ...
Canton, MA ยท On-site
$80K - $87K/yr
The Internal Auditor II will lead and perform operational, financial, compliance, and technology ... Conduct audits related to lending, BSA/AML, cybersecurity, vendor management, and other high-risk ...
Quick apply
Canton, MA ยท On-site
$80K - $87K/yr
The Internal Auditor II will lead and perform operational, financial, compliance, and technology ... Conduct audits related to lending, BSA/AML, cybersecurity, vendor management, and other high-risk ...
Bristol, PA ยท On-site
... AML), and Customer Identification Program (CIP), and Office of Foreign Assets Control (OFAC ... Routine interaction with internal auditors and also regular contact with industry, trade, other ...
Bristol, PA ยท On-site
... AML), and Customer Identification Program (CIP), and Office of Foreign Assets Control (OFAC ... Routine interaction with internal auditors and also regular contact with industry, trade, other ...
New York, NY ยท On-site
ROLE OVERVIEW As an Internal Auditor Associate on AML, you will analyze and evaluate AML processes that support BBVA's US operations. Specifically, focused on evaluating the effectiveness of the ...
New York, NY ยท On-site
ROLE OVERVIEW As an Internal Auditor Associate on AML, you will analyze and evaluate AML processes that support BBVA's US operations. Specifically, focused on evaluating the effectiveness of the ...
San Francisco, CA ยท On-site
Proven experience engaging with banking partners, auditors, and AML/CFT supervisors when required. * Strong general compliance experience within financial services * Experience working with screening ...
Quick apply
San Francisco, CA ยท On-site
Proven experience engaging with banking partners, auditors, and AML/CFT supervisors when required. * Strong general compliance experience within financial services * Experience working with screening ...
Bristol, PA ยท Hybrid
... AML), and Customer Identification Program (CIP), and Office of Foreign Assets Control (OFAC ... Routine interaction with internal auditors and also regular contact with industry, trade, other ...
Bristol, PA ยท Hybrid
... AML), and Customer Identification Program (CIP), and Office of Foreign Assets Control (OFAC ... Routine interaction with internal auditors and also regular contact with industry, trade, other ...
WHAT YOU'LL DO The AML Compliance Supervisor oversees the organization's Anti-Money Laundering (AML ... This role is responsible for managing daily compliance operations, reviewing and auditing analyst ...
WHAT YOU'LL DO The AML Compliance Supervisor oversees the organization's Anti-Money Laundering (AML ... This role is responsible for managing daily compliance operations, reviewing and auditing analyst ...
Warren, NJ ยท Hybrid
... auditor(s) to provide information being requested. The role will also include evaluating current policies and processes on a periodical basis and working with other AML team members on joint projects ...
Warren, NJ ยท Hybrid
... auditor(s) to provide information being requested. The role will also include evaluating current policies and processes on a periodical basis and working with other AML team members on joint projects ...
New York, NY ยท Hybrid
... auditor(s) to provide information being requested. The role will also include evaluating current policies and processes on a periodical basis and working with other AML team members on joint projects ...
New York, NY ยท Hybrid
... auditor(s) to provide information being requested. The role will also include evaluating current policies and processes on a periodical basis and working with other AML team members on joint projects ...
$25 - $28/hr
Ensures that BSA/AML compliance issues and concerns within the organization are appropriately ... Experience working with regulators, auditors, examiners and law * Proficient in drafting procedures ...
$25 - $28/hr
Ensures that BSA/AML compliance issues and concerns within the organization are appropriately ... Experience working with regulators, auditors, examiners and law * Proficient in drafting procedures ...
Las Vegas, NV ยท On-site
WHAT YOU'LL DO The AML Compliance Supervisor oversees the organization's Anti-Money Laundering (AML ... This role is responsible for managing daily compliance operations, reviewing and auditing analyst ...
Las Vegas, NV ยท On-site
WHAT YOU'LL DO The AML Compliance Supervisor oversees the organization's Anti-Money Laundering (AML ... This role is responsible for managing daily compliance operations, reviewing and auditing analyst ...
Lincoln, RI ยท On-site
$25 - $28/hr
Ensures that BSA/AML compliance issues and concerns within the organization are appropriately ... Experience working with regulators, auditors, examiners and law * Proficient in drafting procedures ...
Lincoln, RI ยท On-site
$25 - $28/hr
Ensures that BSA/AML compliance issues and concerns within the organization are appropriately ... Experience working with regulators, auditors, examiners and law * Proficient in drafting procedures ...
Manhattan, NY ยท On-site
$65K - $150K/yr
Provide feedback for auditor professional development plans specific to AML and compliance. * Advise auditors on training alternatives. * Serve as a key departmental resource on sanctions and ...
Manhattan, NY ยท On-site
$65K - $150K/yr
Provide feedback for auditor professional development plans specific to AML and compliance. * Advise auditors on training alternatives. * Serve as a key departmental resource on sanctions and ...
Irvine, CA ยท On-site
$90K - $112K/yr
Internal Auditor Sr The Senior Internal Auditor job serves as a team member on more complex audits ... BSA/AML experience * Advanced MS Excel skills and working knowledge of data analytics. * Proven ...
Irvine, CA ยท On-site
$90K - $112K/yr
Internal Auditor Sr The Senior Internal Auditor job serves as a team member on more complex audits ... BSA/AML experience * Advanced MS Excel skills and working knowledge of data analytics. * Proven ...
Los Angeles, CA ยท On-site
$130K - $140K/yr
... auditors, and law enforcement. ESSENTIAL FUNCTIONS AND RESPONSIBILITIES BSA/AML/OFAC Program ... Oversight * Develop, implement, and administer the Bank's BSA/AML/OFAC compliance program. * Ensure ...
Los Angeles, CA ยท On-site
$130K - $140K/yr
... auditors, and law enforcement. ESSENTIAL FUNCTIONS AND RESPONSIBILITIES BSA/AML/OFAC Program ... Oversight * Develop, implement, and administer the Bank's BSA/AML/OFAC compliance program. * Ensure ...
Los Angeles, CA ยท Hybrid
... auditors, and law enforcement. ESSENTIAL FUNCTIONS AND RESPONSIBILITIES BSA/AML/OFAC Program ... Oversight * Develop, implement, and administer the Bank's BSA/AML/OFAC compliance program. * Ensure ...
Los Angeles, CA ยท Hybrid
... auditors, and law enforcement. ESSENTIAL FUNCTIONS AND RESPONSIBILITIES BSA/AML/OFAC Program ... Oversight * Develop, implement, and administer the Bank's BSA/AML/OFAC compliance program. * Ensure ...
Reporting to the Director of Internal Audit-AML, the Staff Auditor I is responsible for performing or assisting in the planning and execution of BSA/Title 31 compliance audits. This individual ...
Reporting to the Director of Internal Audit-AML, the Staff Auditor I is responsible for performing or assisting in the planning and execution of BSA/Title 31 compliance audits. This individual ...
$30.5K - $38.4K
4% of jobs
$38.4K - $46.3K
14% of jobs
$48.6K is the 25th percentile. Wages below this are outliers.
$46.3K - $54.2K
24% of jobs
The median wage is $60.8K / yr.
$54.2K - $62.1K
9% of jobs
$62.1K - $70K
7% of jobs
$70K - $78K
6% of jobs
$78K - $85.9K
6% of jobs
$92.3K is the 75th percentile. Wages above this are outliers.
$85.9K - $93.8K
4% of jobs
$93.8K - $101.7K
6% of jobs
$101.7K - $109.6K
6% of jobs
$109.6K - $117.5K
12% of jobs
$30.5K
$72.6K
$117.5K
| Aspect | Aml Auditor | Compliance Analyst |
|---|---|---|
| Certifications | CAM, CFE, ACAMS | CAM, CFE, ACAMS |
| Work Environment | Financial institutions, banks, audit firms | Financial institutions, corporations, regulatory agencies |
| Primary Focus | Auditing AML controls, ensuring compliance with regulations | Monitoring, assessing, and implementing compliance policies |
| Common Usage | Internal audits, regulatory reviews | Policy development, risk assessment |
Both Aml Auditors and Compliance Analysts often hold similar certifications and work within financial institutions. While Aml Auditors focus on auditing AML controls and ensuring regulatory compliance, Compliance Analysts are more involved in developing and monitoring compliance policies and procedures. Their roles complement each other in maintaining a robust AML and compliance framework within organizations.

Full-time
Posted yesterday
About the Role
We are seeking a highly skilled Compliance & AML Manager to support and enhance the firmโs regulatory, supervisory, and antiโmoney laundering programs. This individual contributor role is ideal for a detail-oriented, analytical professional with strong experience in FINRA compliance, regulatory reporting, documentation standards, and surveillance systems. The Compliance & AML Manager will report to the Compliance Manager and Chief Compliance Officer.
Key Responsibilities
โ Monitor proposed, adopted, and amended rules and regulations (FINRA, SEC, MSRB, NFA, state regulations) and advise management on impacts
โ Perform FINRA Branch Office Inspections and prepare corresponding reports
โ Manage the firmโs Continuing Education Program for Associated Persons
โ Assist with developing and delivering internal compliance training
โ Lead customer onboarding processes, including due diligence, account documentation review, and ongoing monitoring
โ Support AML program activities including transaction monitoring, suspicious activity review, and documentation management
โ Monitor communications through surveillance platforms (Actimize, Global Relay, Sycamore/Investedge)
โ Participate in internal audits, regulatory exams, and ongoing compliance initiatives
โ Review and document FinCEN notices and ensure appropriate follow-up
Qualifications
โ 3โ5 years of experience in a compliance role within a broker-dealer or financial services firm
โ FINRA Series 7 required
โ Strong understanding of FINRA/SEC rules and AML regulatory requirements
โ Excellent analytical, documentation, and problem-solving skills
โ Ability to work independently, manage competing priorities, and maintain a high level of confidentiality
โ Strong communication skills and comfort interacting with regulators, auditors, and internal stakeholders
We are an Equal Opportunity Employer.