UBS Financial Services
UBS Financial Services

60 Ubs Strategy Associate Jobs Hiring Near You

GIA is an independent function that supports UBS in achieving its strategic, operational, financial ... the financial services industry. This experience could have been gained at a consulting firm ...

... meet their financial goals through financial advisors who deliver products and services ... Visit ubs.com/careers. How we hire We may request you to complete one or more assessments during ...

... service, within the finance sector • [bachelor degree preferred], focusing on finance • ... Join us At UBS, we know that it's our people, with their diverse skills, experiences and ...

... and financial analysis for potential primary investments and fund commitments, with an ... Disclaimer / Policy statements UBS is an Equal Opportunity Employer. We respect and seek to empower ...

Client Associate

New York, NY · On-site

$55K - $75K/yr

Your expertise • ideally 1-3 years of experience in client service, within the finance sector • ... Visit ubs.com/careers. How we hire We may request you to complete one or more assessments during ...

Client Service Associate

Palm Beach Gardens, FL · On-site

$13.75 - $19/hr

... services and capabilities • help with the preparation of reports and other materials for client ... Join us At UBS, we know that it's our people, with their diverse skills, experiences and ...

... of financial services and wealth management, and a desire to learn more • Worked in a similar ... LI-UBS About us UBS is a leading and truly global wealth manager and the leading universal bank in ...

Client Associate

Northbrook, IL · On-site

$65K - $85K/yr

Your expertise • ideally 5+ years of experience in client service, within the finance sector • ... Visit ubs.com/careers. How we hire We may request you to complete one or more assessments during ...

Client Associate

New York, NY · On-site

$70K - $76K/yr

... service, within the finance sector • Bachelors degree preferred, focusing on Finance • ... Visit ubs.com/careers. How we hire We may request you to complete one or more assessments during ...

... service, within the finance sector • Bachelor degree preferred, focusing on Business or Finance ... Visit ubs.com/careers.

Municipal Credit Strategist

New York, NY · On-site

$140K - $180K/yr

... financial models alongside seasoned credit judgment to assess relative value, downside risk, and ... Join us At UBS, we know that it's our people, with their diverse skills, experiences and ...

... financial models alongside seasoned credit judgment to assess relative value, downside risk, and ... Join us At UBS, we know that it's our people, with their diverse skills, experiences and ...

Your expertise • Ideally 2-3 years of experience in client service, within the finance sector • ... Join us At UBS, we know that it's our people, with their diverse skills, experiences and ...

Your expertise • ideally 5+ years of experience in client service, within the finance sector • ... Join us At UBS, we know that it's our people, with their diverse skills, experiences and ...

... strategic priorities Join us At UBS, we know that it's our people, with their diverse skills ... on financial services) or a top management consulting firm with significant background in third ...

... service, within the finance sector • Bachelor degree preferred, focusing on Business or Finance ... Visit ubs.com/careers.

Showing results 41-60

Americas Compliance Audit Manager

Americas Compliance Audit Manager

UBS

New York, NY • On-site

$100K - $140K/yr

Full-time

Posted 23 days ago


Job description

Your role
Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions? We're looking for someone like that who can:
• lead or conduct reviews and audits of specific business areas, provide practical, innovative and value-added solutions to issues identified
• drive or work as a team member on reviews and audits, including thematic and front-to-back
• analyze and assess risks and barriers to delivery assumed by both the business and support functions
• identify and evaluate the effectiveness of controls designed to address those risks
• prepare reports of audit findings for UBS senior management, monitor the results, risk profile and developments across Financial Crime Prevention and provide input for planning sessions
• successfully collaborate with peers in and across audit teams
• Builds-up and continuously maintains sufficient knowledge of organizational and governance structure, of products and processes, of legal and regulatory requirements, as well as developing professional skills and experience, to allow for an effective and professional mandate execution.
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.
We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Your team
You will be working in the Americas Compliance, Operational Risk Control (CORC) audit team in Group Internal Audit. The team is focused on risk assessing and auditing second line of defense processes and the control environment related to compliance and non-financial risk topics.
GIA is an independent function that supports UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and Corporate Center functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee.
We are a talent powerhouse that attracts and develop the best people by driving career growth in and outside the department. Our team is responsible for auditing the Global Financial Crime Prevention team, assessing the risks and controls to prevent and detect financial crime across the firm.
Your expertise
• ideally 5+ years within internal audit, compliance or internal risk management areas within the financial services industry. This experience could have been gained at a consulting firm, regulator, or in an Internal Audit function.
• strong analytical skills and ability to identify key risks within a variety of transaction processes and critically challenge information
• solid experience in an internal controls, business risk or audit function within the financial services industry covering compliance, regulatory, financial crime, conduct and operational risks
• ability to quickly understand complex processes and challenge the status quo, identifying risks and inadequacies in processes
• willingness to keep up with industry, regulatory developments and learn new concepts and methods
• strong communication and networking skills to work collaboratively with stakeholders at all levels
About us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That's why we place collaboration at the heart of everything we do. Because together, we're more than ourselves. Want to find out more? Visit ubs.com/careers.
Your Career Comeback
We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.
Salary information
The indicative gross base salary range as a full-time equivalent role:
• United States - New Jersey - Weehawken min USD 100000 - max USD 140000
• United States - New York - New York min USD 100000 - max USD 140000 /annum
The expected salary for this role will be determined by relevant factors which may include but are not limited to, role-required experience, qualifications, education, location and skill level. UBS offers a range of competitive benefits and for further information, please visit ubs.com/employee-benefits. We may, at our sole discretion, provide additional variable compensation or awards.

UBS Financial Services logo

About UBS Financial Services

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UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors. With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

Industry

Securities, commodity contracts, and financial investments

Company size

10,000+ Employees

Headquarters location

Weehawken, NJ, US