About the Role iCapital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team. This individual will work closely with the Vice President of Regulatory Reporting ...
iCapital
60 Icapital Jobs Hiring Near You
About the Role iCapital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team. This individual will work closely with the Vice President of Regulatory Reporting ...
Financial Crimes Compliance Manager - Vice President
Greenwich, CT · On-site
$150K - $175K/yr
About the Role iCapital is looking for a Vice President candidate to join its Regulatory and Compliance team to work with senior members of the Compliance team. The candidate will be responsible for ...
Financial Crimes Compliance Manager - Vice President
Greenwich, CT · On-site
$150K - $175K/yr
About the Role iCapital is looking for a Vice President candidate to join its Regulatory and Compliance team to work with senior members of the Compliance team. The candidate will be responsible for ...
Backend Engineer Scala - Assistant Vice President
New York, NY · On-site
$130K - $170K/yr
About the Role The Backend Engineer at iCapital will play an integral role in designing and implementing systems that power the iCapital platform. We are looking for engineers who can build APIs and ...
Backend Engineer Scala - Assistant Vice President
New York, NY · On-site
$130K - $170K/yr
About the Role The Backend Engineer at iCapital will play an integral role in designing and implementing systems that power the iCapital platform. We are looking for engineers who can build APIs and ...
Product Manager, Evergreen Private Fund Solutions - Assistant Vice President / Vice President
Greenwich, CT · Hybrid
$120K - $180K/yr
About the Role The market for alternative investments is undergoing a significant transformation, and iCapital is at the forefront, building the technology and service models that connect General ...
Product Manager, Evergreen Private Fund Solutions - Assistant Vice President / Vice President
Greenwich, CT · Hybrid
$120K - $180K/yr
About the Role The market for alternative investments is undergoing a significant transformation, and iCapital is at the forefront, building the technology and service models that connect General ...
Full Stack Engineer - Assistant Vice President
Salt Lake City, UT · On-site
$100K - $130K/yr
About the Role The Full Stack Engineer at iCapital will work end-to-end on new features, enhancements, and defect resolution on one or more of iCapital's software platforms. You will work closely ...
Full Stack Engineer - Assistant Vice President
Salt Lake City, UT · On-site
$100K - $130K/yr
About the Role The Full Stack Engineer at iCapital will work end-to-end on new features, enhancements, and defect resolution on one or more of iCapital's software platforms. You will work closely ...
Regulatory and Compliance - Assistant Vice President
New York, NY · Hybrid
$110K - $140K/yr
About the Role iCapital is seeking an Assistant Vice President to join the Regulatory and Compliance team. This role will assist with a variety of international offerings activities, both at the firm ...
Regulatory and Compliance - Assistant Vice President
New York, NY · Hybrid
$110K - $140K/yr
About the Role iCapital is seeking an Assistant Vice President to join the Regulatory and Compliance team. This role will assist with a variety of international offerings activities, both at the firm ...
Structured Investments Operations Analyst
New York, NY · On-site
$70K - $80K/yr
About the Role iCapital is looking to hire an Analyst to join and support the Structured Investments team. This role will assist with the management, development, and maintenance of the structured ...
Structured Investments Operations Analyst
New York, NY · On-site
$70K - $80K/yr
About the Role iCapital is looking to hire an Analyst to join and support the Structured Investments team. This role will assist with the management, development, and maintenance of the structured ...
Asset Managers, Account Executive - Assistant Vice President
Greenwich, CT · On-site
$100K - $120K/yr
About the Role iCapital is looking to hire an Assistant Vice President Account Executive who will work on the front lines of iCapital's growth. As a foundational member of the Sales team, this ...
Asset Managers, Account Executive - Assistant Vice President
Greenwich, CT · On-site
$100K - $120K/yr
About the Role iCapital is looking to hire an Assistant Vice President Account Executive who will work on the front lines of iCapital's growth. As a foundational member of the Sales team, this ...
Digital Marketing - Associate
Salt Lake City, UT · Hybrid
$65K - $80K/yr
About the Role iCapital is seeking an Associate to join the Digital Marketing and Strategy team, reporting to the Assistant Vice President, Digital Marketing. This role is the execution engine for a ...
Digital Marketing - Associate
Salt Lake City, UT · Hybrid
$65K - $80K/yr
About the Role iCapital is seeking an Associate to join the Digital Marketing and Strategy team, reporting to the Assistant Vice President, Digital Marketing. This role is the execution engine for a ...
Digital Marketing - Associate
Salt Lake City, UT · On-site
$65K - $80K/yr
About the Role iCapital is seeking an Associate to join the Digital Marketing and Strategy team, reporting to the Assistant Vice President, Digital Marketing. This role is the execution engine for a ...
Digital Marketing - Associate
Salt Lake City, UT · On-site
$65K - $80K/yr
About the Role iCapital is seeking an Associate to join the Digital Marketing and Strategy team, reporting to the Assistant Vice President, Digital Marketing. This role is the execution engine for a ...
Head of Managed Accounts and Model Portfolio Delivery - Senior Vice President
New York, NY · On-site +1
$210K - $260K/yr
iCapital is seeking a Senior Vice President, Head of Managed Accounts and Model Portfolio Delivery to lead the packaging, development, and commercialization of the firm's model portfolio and ...
Head of Managed Accounts and Model Portfolio Delivery - Senior Vice President
New York, NY · On-site +1
$210K - $260K/yr
iCapital is seeking a Senior Vice President, Head of Managed Accounts and Model Portfolio Delivery to lead the packaging, development, and commercialization of the firm's model portfolio and ...
Annuities Sales - Analyst
New York, NY · On-site
$70K - $80K/yr
About the Role iCapital is looking to hire an Annuities Sales Analyst to join the Annuities team. This role will support the Annuities team assisting with the management, development, and maintenance ...
Annuities Sales - Analyst
New York, NY · On-site
$70K - $80K/yr
About the Role iCapital is looking to hire an Annuities Sales Analyst to join the Annuities team. This role will support the Annuities team assisting with the management, development, and maintenance ...
Backend Software Engineer - Assistant Vice President
Greenwich, CT · On-site
$130K - $170K/yr
About the Role The Backend Engineer at iCapital will play an integral role in designing and implementing systems that power the iCapital platform. We are looking for engineers who can build APIs and ...
Backend Software Engineer - Assistant Vice President
Greenwich, CT · On-site
$130K - $170K/yr
About the Role The Backend Engineer at iCapital will play an integral role in designing and implementing systems that power the iCapital platform. We are looking for engineers who can build APIs and ...
Scala Backend Software Engineer - Vice President
Salt Lake City, UT · On-site +1
$130K - $160K/yr
About the Role The Backend Engineer at iCapital will play an integral role in designing and implementing systems that power the iCapital platform. We are looking for engineers who can build APIs and ...
Scala Backend Software Engineer - Vice President
Salt Lake City, UT · On-site +1
$130K - $160K/yr
About the Role The Backend Engineer at iCapital will play an integral role in designing and implementing systems that power the iCapital platform. We are looking for engineers who can build APIs and ...
Investor Relations - Associate
New York, NY · On-site
$80K - $110K/yr
About the Role iCapital is looking to hire an Associate to join the Investor Relations team to service the company's rapidly growing client base. This role will work with a broad range of clients ...
Investor Relations - Associate
New York, NY · On-site
$80K - $110K/yr
About the Role iCapital is looking to hire an Associate to join the Investor Relations team to service the company's rapidly growing client base. This role will work with a broad range of clients ...
Asset Manager Solutions, International - Assistant Vice President
New York, NY · Hybrid
$110K - $130K/yr
About the Role iCapital is seeking an Assistant Vice President to join the Asset Manager Solutions International team, to contribute to the development and execution of iCapital's global strategy.
Asset Manager Solutions, International - Assistant Vice President
New York, NY · Hybrid
$110K - $130K/yr
About the Role iCapital is seeking an Assistant Vice President to join the Asset Manager Solutions International team, to contribute to the development and execution of iCapital's global strategy.
Enterprise Business Development, RIA Channel - Vice President
New York, NY · On-site +1
$160K - $200K/yr
iCapital is seeking a highly motivated, outgoing, and experienced Business Development professional to join the Relationship Management team developing iCapital's enterprise presence in the US wealth ...
Enterprise Business Development, RIA Channel - Vice President
New York, NY · On-site +1
$160K - $200K/yr
iCapital is seeking a highly motivated, outgoing, and experienced Business Development professional to join the Relationship Management team developing iCapital's enterprise presence in the US wealth ...
Backend Engineer, Blockchain - Assistant Vice President
Salt Lake City, UT · On-site
$120K - $145K/yr
About the Role iCapital's Distributed Ledger Technology team is looking to hire a Senior Blockchain Backend Engineer to develop an industry-wide distributed ledger solution for the alternative ...
Backend Engineer, Blockchain - Assistant Vice President
Salt Lake City, UT · On-site
$120K - $145K/yr
About the Role iCapital's Distributed Ledger Technology team is looking to hire a Senior Blockchain Backend Engineer to develop an industry-wide distributed ledger solution for the alternative ...
Blockchain / Backend Engineer - Vice President
New York, NY · On-site +1
$150K - $200K/yr
About the Role iCapital's Distributed Ledger Technology team is looking to hire a Senior Blockchain Backend Engineer to develop an industry-wide distributed ledger solution for the alternative ...
Blockchain / Backend Engineer - Vice President
New York, NY · On-site +1
$150K - $200K/yr
About the Role iCapital's Distributed Ledger Technology team is looking to hire a Senior Blockchain Backend Engineer to develop an industry-wide distributed ledger solution for the alternative ...
National Accounts - Vice President
Greenwich, CT · On-site +1
$160K - $190K/yr
About the Role iCapital is looking to hire a Vice President to join the Alternatives Distribution team. This individual will be responsible for supporting iCapital National Account effortsto ...
National Accounts - Vice President
Greenwich, CT · On-site +1
$160K - $190K/yr
About the Role iCapital is looking to hire a Vice President to join the Alternatives Distribution team. This individual will be responsible for supporting iCapital National Account effortsto ...
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Full-time
Medical, Dental, Vision, Retirement, PTO
Posted 19 days ago
Job description
About the Role
iCapital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team. This individual will work closely with the Vice President of Regulatory Reporting and the Co-Chief Compliance Officers on a variety of compliance matters, most specifically those pertaining to regulatory reporting.
Responsibilities
• Liaise with relevant business teams to collect and aggregate data and prepare for submission various U.S. and international regulatory filings including, Form ADV, Form PF, BE-185, Form SLT, Form 45-106F1, and Regulation D and blue-sky filings.
• Develop, update, and implement procedures, as needed, to ensure robust processes for regulatory filings.
• Monitor and analyze industry-wide compliance initiatives and federal, state, and non-U.S. regulatory developments to determine how such developments may impact iCapital's activities and reporting requirements, as well as discuss such changes with senior management.
• Inform senior management of any material regulatory or operational changes.
• Collaborate with internal and external stakeholders to improve data quality, processes, operational readiness, scalability, and efficiency.
• Assist with ad-hoc compliance-related matters.
Qualifications
• 2-5 years of registered investment adviser experience, preferably in preparing regulatory filings
• Experience with alternative investments and understanding of compliance restrictions around private placements, including SEC filings for private funds
• Comfortable leading discussions and initiatives with senior internal and external stakeholders
• Able to manage multiple deadlines and projects
• Organized and detailed oriented with big picture capability
• Strong interpersonal and leadership skills
• Willingness to learn new topics and work in an evolving business environment
• Proficiency in Microsoft Excel and Microsoft Word and an aptitude to quickly pick up additional technologies
Benefits
The base salary range for this role is $ 70,000 to $ 95,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).
We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.
For additional information on iCapital, please visit https://www.icapitalnetwork.com/about-us Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc | Awards Disclaimer: https://www.icapitalnetwork.com/about-us/recognition/
iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
iCapital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team. This individual will work closely with the Vice President of Regulatory Reporting and the Co-Chief Compliance Officers on a variety of compliance matters, most specifically those pertaining to regulatory reporting.
Responsibilities
• Liaise with relevant business teams to collect and aggregate data and prepare for submission various U.S. and international regulatory filings including, Form ADV, Form PF, BE-185, Form SLT, Form 45-106F1, and Regulation D and blue-sky filings.
• Develop, update, and implement procedures, as needed, to ensure robust processes for regulatory filings.
• Monitor and analyze industry-wide compliance initiatives and federal, state, and non-U.S. regulatory developments to determine how such developments may impact iCapital's activities and reporting requirements, as well as discuss such changes with senior management.
• Inform senior management of any material regulatory or operational changes.
• Collaborate with internal and external stakeholders to improve data quality, processes, operational readiness, scalability, and efficiency.
• Assist with ad-hoc compliance-related matters.
Qualifications
• 2-5 years of registered investment adviser experience, preferably in preparing regulatory filings
• Experience with alternative investments and understanding of compliance restrictions around private placements, including SEC filings for private funds
• Comfortable leading discussions and initiatives with senior internal and external stakeholders
• Able to manage multiple deadlines and projects
• Organized and detailed oriented with big picture capability
• Strong interpersonal and leadership skills
• Willingness to learn new topics and work in an evolving business environment
• Proficiency in Microsoft Excel and Microsoft Word and an aptitude to quickly pick up additional technologies
Benefits
The base salary range for this role is $ 70,000 to $ 95,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).
We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.
For additional information on iCapital, please visit https://www.icapitalnetwork.com/about-us Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc | Awards Disclaimer: https://www.icapitalnetwork.com/about-us/recognition/
iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.