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60 Advisor Group Full Time Jobs Hiring Near You

Advisor Group

Sales Supervision Principal

Scottsdale, AZ · On-site

$65K - $75K/yr

Role Type: Full-time Salary: $65,000 - $75,000 per year + annual bonus Actual compensation offered ... Maintains an ongoing positive relationship with Advisors and First-Line Supervisors in ...

Advisor Group

IA Processing Specialist

Atlanta, GA · On-site

$48K - $50K/yr

Role Type: Full-time, Non-Exempt Salary: $48,000-$50,000 per year + annual performance-based bonus ... Create strong working relationships with advisors, their office staff, and peers across the firm.

Advisor Group

Product Manager

Scottsdale, AZ · On-site

$100K - $138K/yr

Role Type: Full-time, Exempt Salary : $100,000 - $138,000 per year + annual performance-based bonus ... Experience supporting advisor-facing platforms and workflows. * Strong analytical and data-driven ...

Advisor Group

Sales Supervision Principal

Scottsdale, AZ · On-site

$65K - $75K/yr

Role Type: Full-time Salary: $65,000 - $75,000 per year + annual bonus Actual compensation offered ... Maintains an ongoing positive relationship with Advisors and First-Line Supervisors in ...

Advisor Group

Fraud Analyst

Atlanta, GA · Hybrid

$65K - $75K/yr

Role Type: Full-time Salary: $65,000 - $75,000 per year + annual bonus Actual compensation offered ... The Fraud Analyst will collaborate with business partners across the organization, advisors ...

New

Advisor Group

Fraud Analyst

La Vista, NE · Hybrid

$65K - $75K/yr

Role Type: Full-time Salary: $65,000 - $75,000 per year + annual bonus Actual compensation offered ... The Fraud Analyst will collaborate with business partners across the organization, advisors ...

New

Advisor Group

Client Support Specialist

La Vista, NE · On-site

$45K - $48K/yr

Role Type: Full-time, Non-Exempt Salary: $45,000-$48,000 per year + annual performance-based bonus ... Ability to verbally communicate effectively with the Advisors regarding service issues * Ability to ...

Advisor Group

Compliance Manager

Scottsdale, AZ · On-site

$90K - $100K/yr

Role Type: Full-time Salary: $90k - $100k per year + annual performance-based bonus Actual ... Act as a liaison with internal departments, business leaders, financial advisors, to build strong ...

Advisor Group

SVP, Business Development

Scottsdale, AZ · On-site

$160K - $185K/yr

Role Type: Full-time: 50-75% Travel May Be Required Salary: $160,000 - $185,000 per year + sales ... Nurture new leads and build relationships with qualified Financial Advisors and Enterprises and ...

Advisor Group

Fraud Analyst

Petersburg, VA · Hybrid

$65K - $75K/yr

Role Type: Full-time Salary: $65,000 - $75,000 per year + annual bonus Actual compensation offered ... The Fraud Analyst will collaborate with business partners across the organization, advisors ...

New

Advisor Group Inc.

VP, Advisor Engagement

Atlanta, GA · On-site

$140 - $155/hr

Role Type: Full-time, Exempt. 15-40% Travel May Be Required. Salary: $140,000 - $155,000 per year ... The VP, Advisor Engagement will drive strategy and execution within the field of financial ...

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Infographic showing various Full Time job openings at Advisor Group in the United States as of August 2026, with employment types broken down into 100% Full Time. Highlights an 69% Physical, 24% Hybrid, and 7% Remote job distribution.

Sales Supervision Principal

Advisor Group

Scottsdale, AZ • On-site

$65K - $75K/yr

Full-time

Medical, Dental, Vision, Retirement

Re-posted 28 days ago

Job description

Current Employees and Contractors Apply Here
Osaic Careers
Supervision Principal Opportunity in Financial Services
Sales Supervision Principal
Location(s):
Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339
La Vista:12325 Port Grace Blvd, La Vista, NE 68128
Oakdale: 7755 3rd St. N, Oakdale, MN 55128
Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255
St. Petersburg: 877 Executive Center Dr. W, Suite 300, St. Petersburg, FL 33702
Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days weekly in the office. Applicants should be located at one of our hubs listed above and must be willing to work this schedule.
Role Type: Full-time
Salary: $65,000 - $75,000 per year + annual bonus
Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.
Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page: Osaic Benefits.
Summary:
The Sales Supervision Principal conducts suitability reviews of businesses requiring firm pre-approval, including, but not limited to, Variable Annuity (VA), Registered Index-Linked Annuity (RILA), and Fixed Indexed Annuity (FIA) initial purchases and replacements and non-traded alternative investment purchases. Under the guidance of the Department Manager, Team Lead, and/or Senior Trade Specialist, the Sales Supervision Principal researches and analyzes proposed transactions and documents findings, rationale, and provides approval/rejection decisions. Ensures business is processed in accordance with the firm's policies and procedures and in compliance with regulatory requirements to protect the client, the First Line Supervisor (FLS), and the firm.
Education Requirements:
Bachelor's degree preferred, high school diploma (or equivalent) in combination with significant experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.
Responsibilities:
  • Ensures proper business and sales practices are followed by the daily review of all assigned transactions and works with the advisors to address deficiencies in submissions
  • Completes data entry into the Sales Supervision pre-approval platform and documents analysis, advisor communications, resolution of deficiencies, and conclusion
  • Provides a written recommendation of approval or rejection after a thorough suitability analysis is completed
  • Works with the Sr. Trade Specialist, Team Lead, and/or Trade Specialist Manager on escalated issues and rejections
  • Stays fully informed of firm rules, guidelines, and procedures, as well as regulatory changes
  • Monitors, reports and enforces internal controls to ensure compliance with industry standards and the firm's policies and procedures
  • Keeps timely workflow and ensures regulatory deadlines are met
  • Maintains an ongoing positive relationship with Advisors and First-Line Supervisors in collaboration with the Supervision of Regional Vice Presidents (SRVPs) and Regional Sales Managers (RSMs)
  • All other duties as assigned.

Basic Requirements:
  • Basic VA, RILA, FIA annuity & Alternative Investment knowledge
  • At least 1 - 2 years related experience
  • FINRA Series 7, Series 63 (or Series 66), and Series 24 (or Series 8 or 9/10) are required
  • Excellent written and verbal communication skills
  • Ability to effectively handle and prioritize multiple tasks in a fast-paced environment to meet defined deadlines
  • Analytical and problem-solving skills

Preferred Requirements:
  • FINRA Series 65 or Series 66 preferred
  • Life & Variable Insurance licenses preferred

Current Employees and Contractors Apply Here
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About Advisor Group

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Be a part of the team behind our success! At Advisor Group, we support financial professionals nationwide, the people who help everyday Americans achieve their dreams. We're a billion-dollar business with the mentality and drive of a startup. Join us in building something special.

Industry

Finance and insurance

Company size

1,001 - 5,000 Employees

Headquarters location

Phoenix, AZ, US

Year founded

1988

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