Compliance Analyst
Boston, MA · On-site
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Compliance Analyst will be a member of Wellington's Legal & Compliance group. Responsibilities ...
Boston, MA · On-site
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Compliance Analyst will be a member of Wellington's Legal & Compliance group. Responsibilities ...
Boston, MA · On-site
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Compliance Analyst will be a member of Wellington's Legal & Compliance group. Responsibilities ...
Boston, MA · On-site
At Wellington Management, technology underpins how we invest and operate in global markets. Our ... Troubleshoot production issues, perform root-cause analysis, and contribute to continuous ...
Boston, MA · On-site
At Wellington Management, technology underpins how we invest and operate in global markets. Our ... Troubleshoot production issues, perform root-cause analysis, and contribute to continuous ...
About Us Wellington Management offers comprehensive investment management capabilities that span ... Explore and apply emerging technologies, including AI tools, to enhance data extraction ...
About Us Wellington Management offers comprehensive investment management capabilities that span ... Explore and apply emerging technologies, including AI tools, to enhance data extraction ...
Boston, MA · On-site
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Compliance Analyst will be a member of Wellington's Legal & Compliance group. Responsibilities ...
Boston, MA · On-site
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Compliance Analyst will be a member of Wellington's Legal & Compliance group. Responsibilities ...
Boston, MA · On-site
$133K - $175K/yr
Portfolio Implementation Technology LOCATION: Needham or Boston At Wellington Management ... project managers, and systems analysts to turn business needs into clear requirements ...
Boston, MA · On-site
$133K - $175K/yr
Portfolio Implementation Technology LOCATION: Needham or Boston At Wellington Management ... project managers, and systems analysts to turn business needs into clear requirements ...
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Compliance Analyst will be a member of Wellington's Legal & Compliance group. Responsibilities ...
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Compliance Analyst will be a member of Wellington's Legal & Compliance group. Responsibilities ...
Boston, MA · On-site
At Wellington Management, technology underpins how we invest and operate in global markets. Our ... Troubleshoot production issues, perform root-cause analysis, and contribute to continuous ...
Boston, MA · On-site
At Wellington Management, technology underpins how we invest and operate in global markets. Our ... Troubleshoot production issues, perform root-cause analysis, and contribute to continuous ...
Needham, MA · On-site
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Compliance Analyst will be a member of Wellington's Legal & Compliance group. Responsibilities ...
Needham, MA · On-site
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Compliance Analyst will be a member of Wellington's Legal & Compliance group. Responsibilities ...
Boston, MA · On-site
$170K/yr
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Analyst partners closely with Compliance, Legal, Technology, and investment stakeholders to ...
Boston, MA · On-site
$170K/yr
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Analyst partners closely with Compliance, Legal, Technology, and investment stakeholders to ...
Boston, MA · On-site
About Us Wellington Management offers comprehensive investment management capabilities that span ... Passion for technology, data analysis, risk, and portfolio construction: demonstrated ability to ...
Boston, MA · On-site
About Us Wellington Management offers comprehensive investment management capabilities that span ... Passion for technology, data analysis, risk, and portfolio construction: demonstrated ability to ...
Boston, MA · On-site
$170K/yr
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Analyst partners closely with Compliance, Legal, Technology, and investment stakeholders to ...
Boston, MA · On-site
$170K/yr
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Analyst partners closely with Compliance, Legal, Technology, and investment stakeholders to ...
Boston, MA · On-site
$170K/yr
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Analyst partners closely with Compliance, Legal, Technology, and investment stakeholders to ...
Boston, MA · On-site
$170K/yr
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Analyst partners closely with Compliance, Legal, Technology, and investment stakeholders to ...
Boston, MA · On-site
Boston or Needham, MA At Wellington Management, technology underpins how we invest and operate in ... Troubleshoot production issues, perform root-cause analysis, and contribute to continuous ...
Boston, MA · On-site
Boston or Needham, MA At Wellington Management, technology underpins how we invest and operate in ... Troubleshoot production issues, perform root-cause analysis, and contribute to continuous ...
Needham, MA · On-site
$171K/yr
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Analyst partners closely with Compliance, Legal, Technology, and investment stakeholders to ...
Needham, MA · On-site
$171K/yr
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Analyst partners closely with Compliance, Legal, Technology, and investment stakeholders to ...
Boston, MA · On-site
Senior Systems Analyst TEAM: Post-Trade Technologies Team LOCATION: Boston ... At Wellington Management our appetite for technology is insatiable. We recognize that the world is ...
Boston, MA · On-site
Senior Systems Analyst TEAM: Post-Trade Technologies Team LOCATION: Boston ... At Wellington Management our appetite for technology is insatiable. We recognize that the world is ...
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Financial Reporting Analyst will be a member of the Fund Reporting & Audit team which has the ...
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Financial Reporting Analyst will be a member of the Fund Reporting & Audit team which has the ...
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Financial Reporting Analyst will be a member of the Fund Reporting & Audit team which has the ...
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Financial Reporting Analyst will be a member of the Fund Reporting & Audit team which has the ...
Boston, MA · On-site
Senior Systems Analyst TEAM: Post-Trade Technologies Team LOCATION: Boston ... At Wellington Management our appetite for technology is insatiable. We recognize that the world is ...
Boston, MA · On-site
Senior Systems Analyst TEAM: Post-Trade Technologies Team LOCATION: Boston ... At Wellington Management our appetite for technology is insatiable. We recognize that the world is ...
Boston, MA · On-site
$90K - $117K/yr
About Us Wellington Management offers comprehensive investment management capabilities that span ... Provide compensation analysis and support for Compensation and HR colleagues across all Wellington ...
Boston, MA · On-site
$90K - $117K/yr
About Us Wellington Management offers comprehensive investment management capabilities that span ... Provide compensation analysis and support for Compensation and HR colleagues across all Wellington ...
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Global Operations division brings technology and operations together to deliver better and more ...
About Us Wellington Management offers comprehensive investment management capabilities that span ... The Global Operations division brings technology and operations together to deliver better and more ...

Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Posted 6 days ago
Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.
About the RolePosition Overview
The Compliance Analyst will support Wellington Management's broker dealer compliance program. The Compliance Analyst will be a member of Wellington's Legal & Compliance group.
Responsibilities
The Compliance Analyst's principal responsibilities will include:
Providing compliance support to the firm's limited purpose broker-dealer Wellington Funds Distributors Inc. (WFD)
Maintaining policies & procedures related to broker dealer and sales & marketing activities
Supporting registration process for broker dealer registered reps
Assisting with Compliance testing related to broker-dealer and marketing procedures and practices
Assisting with regulatory training of client-facing personnel
Staying informed of regulatory changes and industry trends and business
Assisting in responding to regulatory inquiries or examinations, as appropriate
Qualifications
2-4 years of relevant broker dealer compliance experience and bachelor's degree
FINRA designations (i.e., SIE, Series 7 and Series 24) a plus
Familiarity with FINRA rules, Investment Advisers Act and other rules and regulations relevant to US sales and marketing activities a plus
Ability to manage multiple initiatives simultaneously; proactive, self-motivated and well-organized
Strong attention to detail
Intellectual curiosity; willingness to ask questions and ability to "connect dots"
Strong understanding of and experience with data analysis tools
Excellent written and oral communication skills
JOB TITLE
Compliance AnalystJOB FAMILY
ComplianceLOCATION
280 CongressNot sure you meet 100% of our qualifications? That's ok. If you believe that you could excel in this role, we encourage you to apply and welcome a chance to review your background. We are dedicated to building and maintaining a diversified workforce and considering a broad array of candidates with a variety of skill, workplace experiences, and backgrounds.
As an equal opportunity employer, Wellington Management considers all qualified applicants will receive consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law. If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at GMWTalentOperations@wellington.com.
At Wellington Management, our approach to compensation is designed to help us attract, inspire and retain the best talent in our industry.We strive to pay employees fairly and competitively across all levels and roles. Our approach to compensation considers all aspects of total compensation; all employees are eligible to receive salary, variable compensation, and benefits. The base salary range for this position is:
USD 80,000 - 150,000This range takes into account the wide range of factors that are considered when making compensation decisions, including but not limited to skill sets; role; skills and experience; certifications; and education. This range is an estimate, and further details on salary and total compensation aspects will be shared with candidates during the recruitment process.
Base salaryis only one component of Wellington's total compensation approach. Other rewards may include a discretionary Corporate Bonus and/ or Incentives, if eligible. In addition, we offer a comprehensive and high value benefit package to meet the unique needs of our employees and their families, and we are committed to fostering a flexible work environment that enables employees to thrive personally and professionally. Examples of our benefits include retirement plan, health and wellbeing, dental, vision, and pharmacy coverage, health savings account, flexible spending accounts and commuter program, employee assistance program, life and disability insurance, adoption assistance, back-up childcare, tuition/CFA reimbursement and paid time off (leave of absence,paid holidays, volunteer, sick and vacation time).
We believe that in person interactions inspire and energize our community and are essential to our culture. In support of this commitment, our employees work from our offices 4 days a week with flexibility to work remotely 1 day a week. We believe that this approach ultimately supports our mission to deliver investment excellence to our clients and their beneficiaries over the long term.