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60 Clearing Margin Analyst Jobs Hiring Near You

Junior Margin/Risk Analyst

New York, NY · On-site +1

$75K - $125K/yr

Junior Margin/Risk Analyst Experience: 3-5 Years Location: [New York / Remote] Reporting To: Chief ... RQD is a modern clearing firm that offers clearing, custody, and execution solutions designed to ...

... support clearing, margin, and position-keeping processes. * Integrate GMI with upstream trading platforms and downstream reporting systems via APIs, flat files, or MQ. * Analyze and resolve ...

You'll work closely with our clearing, compliance, and technology teams. What You'll Do * Monitor ... Proficiency in Python, SQL, or similar tools for data analysis and monitoring * Exceptional ...

You'll work closely with our clearing, compliance, and technology teams. What You'll Do * Monitor ... Proficiency in Python, SQL, or similar tools for data analysis and monitoring * Exceptional ...

Liaise with internal partners and external prime brokers, clearing firms, and exchanges on margin ... analysis, and light automation. * Ability to communicate in a way that is crisp, credible at the ...

Risk Manager | Equities

Manhattan, NY · On-site

$150 - $200/hr

Liaise with internal partners and external prime brokers, clearing firms, and exchanges on margin ... analysis, and light automation. * Ability to communicate in a way that is crisp, credible at the ...

Risk Manager | Equities

New York, NY · On-site

$150K - $200K/yr

Liaise with internal partners and external prime brokers, clearing firms, and exchanges on margin ... analysis, and light automation. * Ability to communicate in a way that is crisp, credible at the ...

We started from scratch by building a completely cloud-native clearing and custody system designed ... Proficiency in data analysis tools and programming languages (e.g., SQL, Python, R). * Excellent ...

The successful candidate must be able to analyze complex regulatory issues, make clear ... capital, margin, books and records, supervision, regulatory reporting, clearing arrangements ...

Financial Analyst (Level I) Duration: 5-6 Months Shift Timings: Monday to Friday 9:00 AM to 6:00 PM ... F&O and OTC Clearing Client Service Margin Manager Brief description of the role As a Client ...

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Junior Margin/Risk Analyst

RQD * Clearing LLC

New York, NY • On-site, Remote

$75K - $125K/yr

Full-time

Medical, Dental, Vision, Retirement, PTO

Re-posted 27 days ago


Job description

Junior Margin/Risk Analyst
Experience: 3-5 Years Location: [New York / Remote] Reporting To: Chief Risk Officer
Company Overview:
RQD is a modern clearing firm that offers clearing, custody, and execution solutions designed to meet the needs of today's dynamic market participants. Built entirely on cloud-native, real-time technology, RQD can quickly and seamlessly enhance its platform, adapt to regulatory changes, and offer a more efficient implementation that scales as clients grow. In addition to portfolio margin, RQD supports U.S. equities, options, ETFs, and other securities, catering to broker-dealers and FinTechs, including RIAs, that service retail, institutional, and active traders, foreign financial institutions, and proprietary trading firms. RQD Clearing is proud to be backed by our current investors, ABN AMRO Bank and Nyca Partners, and we are currently in the process of finalizing our Series B round of funding.
This is an opportunity to work for a fintech start-up and to be an integral part of growing a broker-dealer from the ground up. As a small, hardworking team, we pride ourselves on our entrepreneurial culture and cross-team collaboration.
Position Overview:
We are seeking a Junior Margin/Risk Analyst to join our team and play a key role in monitoring client risk exposure and processing margin requirements. The ideal candidate will bring 3-5 years of experience in risk review and margin processing within the securities industry. This position offers the opportunity to work closely with our operations and settlement teams while developing expertise in regulatory compliance and risk management for our clearing firm.
Key Responsibilities:
  • Perform daily risk monitoring, including real-time analysis through trading hours.
  • Monitor client positions and account activity to identify potential risk exposures and margin deficiencies.
  • Analyze and handle margin calls, calculating and verifying requirements while coordinating with clients and internal teams for timely resolution.
  • Ensure compliance with applicable margin rules and regulations, including Regulation T and exchange requirements.
  • Conduct regulatory compliance reviews and reporting.
  • Assist with quantitative risk assessments for ad hoc projects and client onboarding.
  • Handle exception management and escalation.
  • Collaborate with operations and settlement teams to support trade processing, account maintenance, and clearing firm activities.
  • Maintain accurate documentation and reporting of margin activity and risk metrics.

Qualifications:
  • Bachelor's degree in Finance, Business, Accounting, or related field.
  • 3-5 years of experience in margin processing, risk review, or related operations within the securities industry. Clearing industry experience a plus.
  • Series 7 license required (or willingness to obtain upon hire).
  • Strong knowledge of margin rules and regulations; knowledge of Regulation T (Rule 4210) and Portfolio Margin a plus.
  • Knowledge of options theory and options greek risk measurements.
  • Excellent analytical skills with strong attention to detail; familiarity with Excel, VBA, SQL a plus.
  • Exceptional communication and interpersonal skills.
  • Ability to thrive in a real-time, high-pressure environment and manage multiple priorities.

Why RQD?
We're changing the clearing and custody space for the better, and we're always seeking driven, talented individuals who can help us on that journey. Working alongside our team of clearing professionals means you'll advance your career while helping some of the world's foremost financial institutions transact more efficiently. Best of all, you'll join a firm that is deeply committed to its people, its clients, and the industry at large.
Benefits:
  • UnitedHealthcare medical coverage (multiple plan tiers, including HDHP options) - company covers 90% of premium costs, effective your first day of employment. Dental and Vision included.
  • Health Savings Account (HSA) and Flexible Spending Account (FSA) options
  • Paid Time Off - 20 accrued vacation days/yr, 6 sick days/yr (with carryover), 2 personal days/yr, and 1 volunteering day/yr
  • 401(k) with a strong employer match - 100% match on the first 4% of employee contributions, immediately vested

The salary range for this position is $75,000 - $125,000. Actual compensation will be determined based on experience, qualifications, and other job-related factors.
Salary Range
$75,000-$125,000 USD
RQD is an equal opportunity employer. We are committed to building a team with diverse backgrounds, experiences, and perspectives. Employment decisions are made without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, veteran status, or any other status protected by applicable law.