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Trading Investment Operation Associate Jobs (NOW HIRING)

MTO Financial Services

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Investment Operations Associate

Stony Brook, NY · On-site

$60K - $80K/yr

... trading support. Our mission is to simplify complex operational workflows so advisors can spend ... Role Description The Investment Operations Associate will support investment reporting, client ...

CAPTRUST

Associate Trader

Costa Mesa, CA · On-site

The position supports the firm's trading and investment teams through portfolio analysis, account ... operations teams. * Ability to perform under pressure and manage competing priorities in a fast ...

CAPTRUST

Associate Trader

Costa Mesa, CA · On-site

The position supports the firm's trading and investment teams through portfolio analysis, account ... operations teams. * Ability to perform under pressure and manage competing priorities in a fast ...

Captrust

Associate Trader

Costa Mesa, CA · On-site

The position supports the firm's trading and investment teams through portfolio analysis, account ... operations teams. * Ability to perform under pressure and manage competing priorities in a fast ...

Captrust

The position supports the firm's trading and investment teams through portfolio analysis, account ... operations teams. * Ability to perform under pressure and manage competing priorities in a fast ...

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Trading Investment Operation Associate information

See salary details

$22K

$97.1K

$213.5K

How much do trading investment operation associate jobs pay per year?

As of Sep 10, 2026, the average yearly pay for trading investment operation associate in the United States is $97,073.00, according to ZipRecruiter salary data. Most workers in this role earn between $65,000.00 and $117,500.00 per year, depending on experience, location, and employer.

What is the difference between Trading Investment Operation Associate vs Trading Analyst?

AspectTrading Investment Operation AssociateTrading Analyst
Primary FocusOperational tasks, trade processing, complianceMarket analysis, trading strategies, data interpretation
Required SkillsAttention to detail, operational knowledge, basic financial understandingAnalytical skills, market knowledge, quantitative analysis
CertificationsTypically none or basic financial certificationsOften CFA, FRM, or similar certifications
Work EnvironmentBack-office, trading support teamsFront-office, trading desks, research teams

While both roles are integral to trading operations, the Trading Investment Operation Associate primarily handles trade processing and compliance, focusing on operational efficiency. In contrast, the Trading Analyst concentrates on market analysis and trading strategies, requiring stronger analytical skills and market knowledge. Understanding these differences helps in choosing the right career path or job fit within the trading industry.

What does a trading investment operation associate do?

A trading investment operation associate is responsible for supporting the execution and settlement of trades, ensuring compliance with regulations, and maintaining accurate records of transactions. They often use trading platforms, perform risk assessments, and collaborate with traders and compliance teams to ensure smooth operations in financial markets.

What are popular job titles related to Trading Investment Operation Associate jobs?

For Trading Investment Operation Associate jobs, the most frequently searched job titles are:

Infographic showing various Trading Investment Operation Associate job openings in the United States as of September 2026, with employment types broken down into 1% As Needed, 68% Full Time, 28% Part Time, 1% Temporary, 1% Contract, and 1% Nights. Highlights an 96% Physical, 1% Hybrid, and 3% Remote job distribution, with an average salary of $97,073 per year, or $46.7 per hour.

Trading & Investment Operations Associate

Wichita, KS • On-site

The Martin Financial Group
See more jobs at The Martin Financial Groupexternal

$90K - $120K/yr

Full-time

Medical, Dental, Vision, Retirement, PTO

Re-posted 20 days ago

Key responsibilities

  • Execute trades across client portfolios, monitor trade execution, settlement, and resolve discrepancies.

  • Process client money movements such as wires, ACH transfers, journals, and account transfers, ensuring accuracy and compliance.

  • Maintain accurate client and account records, troubleshoot account issues, and support operational workflows and process improvements.

Job description

Trading & Investment Operations Associate

Location: Wichita, KS (in-office or hybrid)

Overview

We are a growing wealth management firm based in Wichita, KS, serving emerging affluent, high net-worth and ultra-high net-worth individuals, families, and business clients. We are seeking a Trading & Investment Operations Associate to support portfolio implementation, client money movement, and core operational workflows.

This role sits at the center of the firm’s day-to-day execution—ensuring trades are placed accurately, client transactions are processed seamlessly, and accounts are maintained with precision. The right candidate is highly detail-oriented, process-driven, and takes ownership of outcomes.

Key Responsibilities

·         Trading & Portfolio Implementation

o   Execute trades across client portfolios in alignment with model allocations and advisor direction

o   Assist with portfolio rebalancing and cash management

o   Monitor trade execution, settlement, and resolve discrepancies

o   Coordinate with custodians (e.g., Schwab, Fidelity, Pershing)

·         Client Money Movement

o   Process wires, ACH transfers, journals, and account transfers (ACATs)

o   Ensure accuracy, proper authorization, and compliance with all procedures

o   Track and confirm completion of all transactions

o   Communicate status updates to internal team members

·         Operations & Account Maintenance

o   Maintain accurate client and account records in CRM and portfolio systems

o   Troubleshoot account issues and serve as a point of contact with custodians

o   Support audit and compliance-related requests

·         Process Improvement

o   Identify inefficiencies and help improve workflows and documentation

o   Contribute to building scalable operational processes as the firm grows

Qualifications

·         Required

o   Bachelor’s degree in business administration, accounting, finance or related field or equivalent work experience

o   Expertise with Microsoft Office suite of tools with an emphasis on Excel

o   FINRA SIE, Series 7 and 63 licenses

o   3-5 years in the wealth management or investment management industry

·         Preferred

o   Experience with Envestnet trading (Worksheet, Folio or Tamarac)

Key Characteristics

·         Strong desire for personal and professional growth. 

·         Approachable, respectful, and inclusive communication.

·         Ability to give and receive constructive feedback.

·         Ability to maintain confidentiality.

·         Excellent verbal and written communication and interpersonal skills.

·         Critical thinking skills and an ability to solve problems.

·         Strong understanding of financial markets, instruments, and trading strategies.

·         Ability to interpret data, analyze market trends, and make informed trading decisions.

·         Proficient in Microsoft Office Suite or related software.

·         Proficient in CRM or related software.

·         Excellent organizational skills and attention to detail.

What Success Looks Like

·         Trades are executed accurately and on time with minimal oversight

·         Client money movement is processed flawlessly and efficiently

·         Advisors and team members trust that operational details are handled

·         Processes become more streamlined and scalable over time

Compensation & Growth

·         Competitive salary based on experience

·         Bonus potential tied to performance and firm growth

·         Clear path to increased responsibility in trading, operations leadership, or client service

Why This Role

This is a high-impact position for someone who wants to be deeply involved in how a wealth management firm runs. You’ll gain exposure to portfolio management, client operations, and the systems that support both.

Please submit resume (with cover letter) to megan.wetta@nm.com.