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Surplus Lines Compliance Manager Jobs (NOW HIRING)

Jencap

Compliance Manager (P&C Insurance)

Atlanta, GA · On-site

Ensure compliance with surplus lines laws, filing requirements, tax regulations, diligent search ... Risk Management & Auditing * Conduct periodic compliance reviews and internal audits. * Identify ...

Ryan Specialty

Surplus Lines Representative

$22.25 - $25/hr

Stays informed about industry changes, company policies, and procedural updates, ensures compliance ... Nothing in this restricts management's right to assign or reassign duties and responsibilities to ...

Ryan Specialty

Surplus Lines Representative

$22.25 - $25/hr

Stays informed about industry changes, company policies, and procedural updates, ensures compliance ... Nothing in this restricts management's right to assign or reassign duties and responsibilities to ...

Amwins

Surplus Lines Tax Specialist

Charlotte, NC · On-site

Keeping manager apprised of any state updates, if these have not already been communicated by our Corporate Compliance team. * Coordinating with, and backing up, other Surplus Lines Tax Specialists.

Amwins

Surplus Lines Tax Specialist

Charlotte, NC

Keeping manager apprised of any state updates, if these have not already been communicated by our Corporate Compliance team. * Coordinating with, and backing up, other Surplus Lines Tax Specialists.

ReSource Pro

Surplus Lines Tax & Compliance Specialist

$19.63 - $33.13/hr

The Surplus Lines Tax & Compliance Specialist provides front-line customer service support to ... Manage client communications by responding to emails, inquiries, billing questions, and payment ...

Tihinsurance

Surplus Lines Tax Specialist

... processing, reconciliation, and compliance of surplus lines tax filings across multiple ... Strong organizational and time management skills with the ability to prioritize work and meet ...

USG Insurance Services

Surplus Lines Tax Analyst

Tampa, FL · On-site +1

$21 - $22/hr

Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a ... Conducting compliance and quality reviews on documents and state procedures. * Running reports and ...

Brown & Riding

Compliance Administrator

Dallas, TX · On-site

Description Position Summary : Assist the Compliance Manager in processing state surplus lines filings in accordance with established Brown & Riding values, goals, and procedures. Essential Functions:

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Surplus Lines Compliance Manager information

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$38.5K

$95.1K

$157K

How much do surplus lines compliance manager jobs pay per year?

As of Sep 15, 2026, the average yearly pay for surplus lines compliance manager in the United States is $95,103.00, according to ZipRecruiter salary data. Most workers in this role earn between $70,000.00 and $116,500.00 per year, depending on experience, location, and employer.

What is a surplus lines compliance manager?

Surplus Lines Compliance Managers are professionals responsible for ensuring that insurance transactions involving surplus lines carriers comply with state and federal regulations. They oversee the placement of insurance with non-admitted carriers, manage regulatory filings, maintain accurate records, and ensure taxes and fees are correctly reported and remitted. Their role is critical in helping insurance agencies and brokers navigate the complex legal landscape of surplus lines insurance and avoid costly compliance violations.

What are the key skills and qualifications needed to thrive as a surplus lines compliance manager?

To thrive as a Surplus Lines Compliance Manager, you need a deep understanding of surplus lines insurance regulations, strong analytical skills, and typically a bachelor’s degree in business, finance, or a related field. Familiarity with regulatory compliance tools, surplus lines filing systems, and industry-specific databases is essential. Exceptional attention to detail, strong organizational skills, and effective communication help you excel when interpreting complex regulations and collaborating with various stakeholders. These skills ensure that organizations remain compliant with state and federal laws, minimizing legal risks and supporting smooth business operations.

What are some common challenges faced by surplus lines compliance managers, and how can they be addressed in daily operations?

Surplus Lines Compliance Managers often navigate complex and evolving regulatory environments across multiple jurisdictions, which can make staying current with compliance requirements challenging. They must ensure accurate and timely reporting, maintain thorough documentation, and coordinate with underwriters, brokers, and legal teams to address discrepancies or changes in state laws. Proactive communication, ongoing education, and leveraging compliance software can help manage these challenges effectively, enabling the team to remain compliant and minimize risk.

What are popular job titles related to Surplus Lines Compliance Manager jobs?

For Surplus Lines Compliance Manager jobs, the most frequently searched job titles are:

Infographic showing various Surplus Lines Compliance Manager job openings in the United States as of September 2026, with employment types broken down into 89% Full Time, and 11% Part Time. Highlights an 94% In-person, and 6% Remote job distribution, with an average salary of $95,103 per year, or $45.7 per hour.

Surplus Lines Compliance

Charlotte, NC • On-site

Independent Insurance Agents of North Carolina
Insurance Services • 11 - 50 employees
Learn more about Independent Insurance Agents of North Carolinaexternal

Full-time

Re-posted 13 days ago

Job description

Surplus Lines - Compliance
Subject matter expert for surplus lines placements
o All US jurisdictions
o State requirements for filing and payment
o State requirements for placements including but not limited to:
§ Diligent effort
§ Export list
§ Exempt Commercial Purchaser
§ Insured eligibility
§ Home state determination
§ State form completion
§ Disclosure wording
• Management of surplus lines documents on our intranet site
• Research new areas or update existing research for surplus lines topics
• Working with production, underwriting and tax teams to ensure compliance with state and Federal law.
• Provide training for production teams and other support staff
• Maintain the tax calculator which feeds tax rates and rules into our operating system
• Working with internal and external IT sources to improve our processes - automation and streamlining
• Good communication and people skills are essential.
• Work well with compliance team members - collaboration and sharing knowledge
• Ability to deescalate problem situations and look for acceptable solutions from a sales and compliance standpoint
YOUR FUTURE as an Independent Insurance Agent Starts Here
If you're looking for a career that offers flexibility, job stability, strong compensation, and more, then you've come to the right place! Working with an IIANC member agency is a great career choice!
IIANC's members are Trusted Choice® independent insurance agencies located all across North Carolina. You'll find nearly 1,000 of our member agencies in small towns and large cities from the mountains to the coast. Many of these agencies are actively hiring to fill vacant positions so there is a good chance that there is a job opening near you!
With an upcoming worker shortage in the insurance industry due to the retirement of many veteran insurance agents, the demand for insurance professionals is growing every day! Is this career right for you?
This agency is independently owned and operated. Your application will go directly to the agency, and all hiring decisions will be made by the management of this agency. All inquiries about employment at this agency should be made directly to the agency location and not to the Independent Insurance Agents of North Carolina.

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