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Supervision Management Jobs (NOW HIRING)

Osaic

Regional Supervision Manager

La Vista, NE · On-site

$70K - $80K/yr

Ensure proper business and sales practices are followed by the daily review of queue management ... Collaboration with Regional Supervision Team. * Maintains ongoing positive relationships, acting as ...

Osaic

Regional Supervision Manager

Saint Petersburg, FL · On-site

$70K - $80K/yr

Ensure proper business and sales practices are followed by the daily review of queue management ... Collaboration with Regional Supervision Team. * Maintains ongoing positive relationships, acting as ...

Osaic

Regional Supervision Manager

Atlanta, GA · Hybrid

$70K - $80K/yr

Ensure proper business and sales practices are followed by the daily review of queue management ... Collaboration with Regional Supervision Team. * Maintains ongoing positive relationships, acting as ...

Advisor Group

Regional Supervision Manager

Scottsdale, AZ · On-site

$70K - $80K/yr

Ensure proper business and sales practices are followed by the daily review of queue management ... Collaboration with Regional Supervision Team. * Maintains ongoing positive relationships, acting as ...

Osaic

Regional Supervision Manager

Atlanta, GA · Hybrid

$70K - $80K/yr

Field Supervision Opportunity in Financial Services Regional Supervision Manager Location(s ... Ensure proper business and sales practices are followed by the daily review of queue management ...

Osaic

Regional Supervision Manager

Oakdale, MN · On-site

$70K - $80K/yr

Ensure proper business and sales practices are followed by the daily review of queue management ... Collaboration with Regional Supervision Team. * Maintains ongoing positive relationships, acting as ...

Osaic

Regional Supervision Manager

Oakdale, MN · Hybrid

$70K - $80K/yr

Field Supervision Opportunity in Financial Services Regional Supervision Manager Location(s ... Ensure proper business and sales practices are followed by the daily review of queue management ...

Advisor Group

Regional Supervision Manager

Scottsdale, AZ · On-site

$70K - $80K/yr

Ensure proper business and sales practices are followed by the daily review of queue management ... Collaboration with Regional Supervision Team. * Maintains ongoing positive relationships, acting as ...

Osaic

Regional Supervision Manager

Scottsdale, AZ · Hybrid

$70K - $80K/yr

Field Supervision Opportunity in Financial Services Regional Supervision Manager Location(s ... Ensure proper business and sales practices are followed by the daily review of queue management ...

Osaic

Regional Supervision Manager

Atlanta, GA · Hybrid

$70K - $80K/yr

Field Supervision Opportunity in Financial Services Regional Supervision Manager Location(s ... Ensure proper business and sales practices are followed by the daily review of queue management ...

Osaic

Regional Supervision Manager

Atlanta, GA · Hybrid

$70K - $80K/yr

Field Supervision Opportunity in Financial Services Regional Supervision Manager Location(s ... Ensure proper business and sales practices are followed by the daily review of queue management ...

Osaic

Regional Supervision Manager

Atlanta, GA · Hybrid

$70K - $80K/yr

Field Supervision Opportunity in Financial Services Regional Supervision Manager Location(s ... Ensure proper business and sales practices are followed by the daily review of queue management ...

BofA Securities

Senior Supervision Manager

Tampa, FL · On-site

$93K - $121K/yr

Strong time management and organization skills with the ability to prioritize appropriately ... Supervision * Demonstrated strong and effective leadership style through clear communication and ...

BofA Securities

Senior Supervision Manager

Pennington, NJ · On-site

$93K - $121K/yr

Strong time management and organization skills with the ability to prioritize appropriately ... Supervision * Demonstrated strong and effective leadership style through clear communication and ...

BofA Securities

Senior Supervision Manager

Charlotte, NC · On-site

$93K - $121K/yr

Enterprise The Senior Supervision Manager (SSM) operates as a member of the Supervisory Operations ... Controls Management * Risk Management * Fraud Management * Issue Management * Monitoring ...

BofA Securities

Senior Supervision Manager

Pennington, NJ · On-site

$93K - $121K/yr

Enterprise The Senior Supervision Manager (SSM) operates as a member of the Supervisory Operations ... Controls Management * Risk Management * Fraud Management * Issue Management * Monitoring ...

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Supervision Management information

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$26.5K

$115.4K

$223.5K

How much do supervision management jobs pay per year?

As of Sep 11, 2026, the average yearly pay for supervision management in the United States is $115,406.00, according to ZipRecruiter salary data. Most workers in this role earn between $66,000.00 and $150,000.00 per year, depending on experience, location, and employer.

What is supervision management?

Supervision management refers to the process of overseeing, guiding, and coordinating the daily activities of employees or teams within an organization. It involves ensuring that tasks are completed efficiently, providing feedback and support, and addressing any issues that arise in the workplace. Supervision managers are responsible for maintaining productivity, fostering a positive work environment, and helping team members achieve their goals. They also play a key role in training, evaluating performance, and implementing company policies.

What are the key skills and qualifications needed to thrive as a supervision manager, and why are they important?

To thrive as a Supervision Manager, you need strong leadership abilities, team management experience, and a relevant degree in business or management. Familiarity with project management software, HR systems, and performance evaluation tools is typically required. Excellent communication, conflict resolution, and decision-making skills set standout candidates apart in this role. These competencies ensure effective team performance, employee development, and achievement of organizational goals.

What are some common challenges faced by supervision managers, and how can they effectively address them?

Supervision managers often encounter challenges such as balancing team productivity with individual employee development, managing conflicts among team members, and adapting to shifting organizational priorities. Effective supervision managers address these challenges by maintaining open communication, providing regular feedback, and fostering a positive work environment. Additionally, they leverage delegation and time management skills to ensure that both team goals and individual growth are supported, while collaborating closely with other departments to align objectives.

What cities are hiring for Supervision Management jobs?

Cities with the most Supervision Management job openings:

What states have the most Supervision Management jobs?

States with the most job openings for Supervision Management jobs include:

Supervision Management jobs near you

Regional Supervision Manager

Sandy Springs, GA

TRC Talent Solutions
Business Management Consulting • 201 - 500 employees
Learn more about TRC Talent Solutionsexternal

$63K - $85K/yr

Full-time

Re-posted 5 days ago

Job description

TRC's partner, a leading wealth management organization, is hiring a Regional Supervision Manager for a direct hire opportunity! The Regional Supervision Manager (RSM) is responsible for reviewing and supervising brokerage, advisory, and directly held transactions to ensure compliance with regulatory requirements, firm policies, and best-interest standards.

This role offers the opportunity to play a critical part in ensuring regulatory compliance, supporting financial professionals, and safeguarding client interests within a highly collaborative environment.

Responsibilities:
Review brokerage, advisory, and directly held transactions to ensure suitability, best-interest standards, and adherence to firm policies.
Conduct account reviews, transaction supervision, and queue management oversight for assigned Financial Professionals.
Evaluate and approve Outside Business Activities (OBAs), account acceptance requests, and annual compliance requirements.
Monitor supervisory reports and maintain internal controls aligned with FINRA and SEC regulations.
Identify, document, and escalate risk-based findings while partnering with Compliance and Supervision teams on corrective action plans.
Support the onboarding, education, and ongoing development of Financial Professionals and support staff.
Collaborate with Compliance, Supervision, and cross-functional departments on firm initiatives, regulatory projects, and process improvements.


Required Qualifications:
Minimum of 3 years of experience conducting suitability reviews, best-interest transaction reviews, or related supervisory functions within the financial services industry.
Active FINRA Series 7 license.
Active FINRA Series 24 license.
Active FINRA Series 63/65 or Series 66 license.
Strong knowledge of FINRA, SEC, and other applicable regulatory requirements.
Proven ability to manage multiple priorities and deadlines in a fast-paced environment.
TRC Talent Solutions is proud to be an Equal Opportunity Employer (EOE). All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, age, national origin, protected veteran status, disability status, sexual orientation, gender identity or expression, marital status, genetic information, or any other characteristic protected by law. At TRC, we take pride in fulfilling our opportunity to add value to our client's business as their staffing partner, while working tirelessly to connect thousands of individuals each year with work opportunities where they can meet the needs of their families and have the potential to build their careers.