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Series Seven Jobs in Spring, TX (NOW HIRING)

Frost Bank

Wealth Sales Coach

Houston, TX · On-site

Must maintain active FINRA registrations, including Series 7, Series 63, Series 24 (General Securities Principal), and either Series 65 or Series 66; candidates not currently holding the Series 24 ...

U.S. Bank

Financial Advisor - Houston, TX

Houston, TX · On-site

FINRA Series 7 and 66 or, Series 7 and 63/65 combination and applicable state insurance license Preferred Qualifications * Extensive knowledge in financial planning, including but not limited to ...

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All JobsSeries Seven JobsSeries Seven Jobs in Spring, TX

Series Seven information

See Spring, TX salary details

$40.9K

$97.5K

$162.8K

How much do series seven jobs pay per year?

As of Aug 11, 2026, the average yearly pay for series seven in Spring, TX is $97,528.00, according to ZipRecruiter salary data. Most workers in this role earn between $76,100.00 and $126,400.00 per year, depending on experience, location, and employer.

What kind of jobs can you do with a Series Seven?

A Series Seven license qualifies individuals to work as registered representatives in securities firms, allowing them to sell a wide range of investment products such as stocks, bonds, mutual funds, and options. It is often required for roles in brokerage firms, financial advising, and investment sales, and typically involves working in a client-facing environment with compliance and regulatory standards.

What is the difference between Series Seven vs Series 66?

AspectSeries SevenSeries 66
Required CredentialsSeries Seven licenseSeries 66 license (combined with Series 7)
Work EnvironmentBrokerage firms, securities salesFinancial advisory, investment consulting
Industry UsagePrimarily for securities sales and tradingFor investment advisor representatives and securities

The Series Seven license allows individuals to sell a wide range of securities products, including stocks, bonds, and mutual funds. The Series 66 combines the Series 63 and 65 licenses, focusing on investment advisory and securities regulations. While the Series Seven is essential for securities sales, the Series 66 is often required for those providing investment advice. Both licenses are common in brokerage and financial advisory roles, but they serve different functions in the industry.

Will Series Seven help me get a job?

The Series Seven exam is a licensing requirement for individuals seeking to work as securities representatives, such as stockbrokers or financial advisors. Passing the exam demonstrates knowledge of investment products and regulations, which can improve employment prospects in the financial services industry. However, additional qualifications, experience, and firm-specific requirements are often necessary to secure a job.
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What job categories do people searching Series Seven jobs in Spring, TX look for? The top searched job categories for Series Seven jobs in Spring, TX are:
What cities near Spring, TX are hiring for Series Seven jobs? Cities near Spring, TX with the most Series Seven job openings:
Series Seven jobs near you

Client Service Representative/Paraplanner Park Place Financial

Kestra Financial Independent Advisor

Bellaire, TX • On-site

$50K - $75K/yr

Full-time

Medical, Dental, Retirement

Re-posted 10 hours ago

Job description

We are an independent financial planning firm in Bellaire, Texas.  The successful candidate will be a highly motivated self-starter who is interested in making a difference in the lives of clients. We seek an individual willing to take initiative and seize opportunities to grow with the business.  We seek an individual who can work full time in the office. 

We work primarily with people who are retired or who are retiring soon.  Our practice is largely focused upon helping clients pay less tax and not outlive their money.

Position Duties and Responsibilities:

       Maintain ongoing relationships with existing clients

       Process new account paperwork.

       Process distributions, Roth conversions, and other transactions.  

       Respond to client inquiries.

       Scheduling meetings with clients.

       Assist clients with website access, password resets, etc.

       Prepare for and follow up on client meetings.

       Responsible for meeting compliance requirements.

       Assist with administrative and marketing duties.

       Potential to become a financial advisor.

 Qualifications:

 *      Bachelor's Degree preferred

 *      Active 7, 63 and 65, or Series 7 and 66 preferred

*       Texas Insurance License ideal

*       3 years or more experience in financial services

*       Excellent written and oral communication skills

*       Ability to prioritize tasks and meet deadlines

*       Strong client service orientation

*       Outgoing, friendly personality a plus

*       Familiarity with NFS, Redtail, and Emoney a plus

Must be able to pass a background check including fingerprinting.

Compensation:

*       $50,000 - $75,000 depending upon skill and experience

*       Employer pays 100% of employee health and dental

*       401(k) with match

*       Profit Sharing Plan

*       Discretionary Quarterly Bonus

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