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Series Seven Jobs in Renton, WA (NOW HIRING)

TIAA

Wealth Advisor

Seattle, WA

$80K - $95K/yr

Series 7; Series 63; Series 65; Series 66 Physical Requirements * Physical Requirements: Sedentary Work Career Level 7IC Required: * 3+ years financial services experience * Series 7, 63 and 65 (or ...

TIAA

Wealth Advisor

Bellevue, WA

$80K - $95K/yr

Series 7; Series 63; Series 65; Series 66 Physical Requirements * Physical Requirements: Sedentary Work Career Level 7IC Required: * 3+ years financial services experience * Series 7, 63 and 65 (or ...

Ameriprise Financial

Financial Advisor

Bellevue, WA

$53K - $83K/yr

Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series 7 may include passing the Securities Industry Essentials exam plus the Series 7 top-off exam) o ...

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All JobsSeries Seven JobsSeries Seven Jobs in Renton, WA

Series Seven information

See Renton, WA salary details

$51.7K

$123.3K

$205.8K

How much do series seven jobs pay per year?

As of Jul 15, 2026, the average yearly pay for series seven in Renton, WA is $123,275.00, according to ZipRecruiter salary data. Most workers in this role earn between $96,200.00 and $159,700.00 per year, depending on experience, location, and employer.

What are some common challenges Series 7 licensed professionals face in their day-to-day work?

Series 7 licensed professionals, such as stockbrokers or registered representatives, often face the challenge of balancing regulatory compliance with delivering excellent client service. Staying updated on market trends and ever-changing financial regulations requires continuous learning and attention to detail. Additionally, building and maintaining client relationships while meeting sales targets can be demanding, especially in a highly competitive environment. Collaboration with colleagues in research, compliance, and trading is also essential for delivering the best outcomes to clients.

What is the difference between Series Seven vs Series 66?

AspectSeries SevenSeries 66
Required CredentialsSeries Seven licenseSeries 66 license (combined with Series 7)
Work EnvironmentBrokerage firms, securities salesFinancial advisory, investment consulting
Industry UsagePrimarily for securities sales and tradingFor investment advisor representatives and securities

The Series Seven license allows individuals to sell a wide range of securities products, including stocks, bonds, and mutual funds. The Series 66 combines the Series 63 and 65 licenses, focusing on investment advisory and securities regulations. While the Series Seven is essential for securities sales, the Series 66 is often required for those providing investment advice. Both licenses are common in brokerage and financial advisory roles, but they serve different functions in the industry.

What are the key skills and qualifications needed to thrive as a Series 7 Licensed Financial Representative, and why are they important?

To thrive as a Series 7 Licensed Financial Representative, you need a solid grasp of finance, securities regulations, and investment products, typically validated by obtaining the FINRA Series 7 license. Familiarity with financial planning software, CRM platforms, and market analysis tools is commonly required. Strong interpersonal skills, ethical judgment, and persuasive communication help build trust and maintain client relationships. These abilities are crucial for ensuring compliance, providing tailored investment advice, and achieving client satisfaction in a highly regulated industry.

What is a Series 7 license?

A Series 7 license, officially known as the General Securities Representative Qualification Examination, is a credential required for individuals who want to become registered representatives and sell a broad range of securities, such as stocks, bonds, and mutual funds. It is administered by the Financial Industry Regulatory Authority (FINRA) in the United States. Earning the Series 7 license demonstrates that an individual has the knowledge and skills needed to work as a stockbroker or securities representative. Candidates must pass the Series 7 exam and be sponsored by a FINRA-member firm to obtain the license.
What job categories do people searching Series Seven jobs in Renton, WA look for? The top searched job categories for Series Seven jobs in Renton, WA are:
What cities near Renton, WA are hiring for Series Seven jobs? Cities near Renton, WA with the most Series Seven job openings:
Series Seven jobs near you
Licensed Financial Planner (Series 7 & 66)

Licensed Financial Planner (Series 7 & 66)

Talent Search PRO

Tukwila, WA

$75K - $83K/yr

Full-time

Posted 16 days ago

Job description

Senior Associate Financial Planner

Location: Tukwila, WA
Salary: $75,000–$83,000/year
Employment Type: Full-Time, Permanent

Join a collaborative wealth management team where you'll work closely with experienced advisors, build long-term client relationships, and play a key role in delivering financial planning services to high-net-worth individuals.

You'll support and deliver comprehensive financial planning by preparing for client meetings, managing investment portfolios, conducting financial analysis, and helping clients implement personalized wealth strategies.

Responsibilities
  • Partner with Financial Planners to prepare for and participate in client meetings.
  • Gather client data and prepare meeting agendas, financial planning documents, Investment Policy Statements, and asset allocation recommendations.
  • Analyze clients' financial situations and coordinate implementation of planning recommendations with outside professionals when needed.
  • Assist with trading, portfolio rebalancing, cash management, and tax-loss harvesting activities.
  • Deliver financial planning guidance to high-net-worth clients.
  • Develop and maintain ongoing client relationships while providing exceptional client service.
  • Help manage client portfolios alongside the Lead Financial Planner.
  • Support the Investment Committee with portfolio maintenance, model updates, trading, and account management.
  • Conduct investment fund research under the guidance of the Chief Investment Officer.
  • Coordinate portfolio reviews and help facilitate Investment Committee discussions.
Requirements
  • FINRA Series 7 and Series 66 licenses (or recognized equivalents).
  • Bachelor's degree.
  • CFP® certification or another relevant financial planning designation.
  • Strong financial analysis and investment knowledge.
  • Excellent organizational skills with strong attention to detail.
  • Ability to work independently while collaborating effectively with the advisory team.
  • Strong communication and relationship-building skills.