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Series Seven Jobs in Renton, WA (NOW HIRING)

TIAA

Wealth Advisor

Seattle, WA

$80K - $95K/yr

Series 7; Series 63; Series 65; Series 66 Physical Requirements * Physical Requirements: Sedentary Work Career Level 7IC Required: * 3+ years financial services experience * Series 7, 63 and 65 (or ...

TIAA

Wealth Advisor

Bellevue, WA

$80K - $95K/yr

Series 7; Series 63; Series 65; Series 66 Physical Requirements * Physical Requirements: Sedentary Work Career Level 7IC Required: * 3+ years financial services experience * Series 7, 63 and 65 (or ...

Ameriprise Financial

Financial Advisor

Bellevue, WA · On-site

$53K - $83K/yr

Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series 7 may include passing the Securities Industry Essentials exam plus the Series 7 top-off exam) o ...

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All JobsSeries Seven JobsSeries Seven Jobs in Renton, WA

Series Seven information

See Renton, WA salary details

$51.7K

$123.3K

$205.8K

How much do series seven jobs pay per year?

As of Jun 18, 2026, the average yearly pay for series seven in Renton, WA is $123,275.00, according to ZipRecruiter salary data. Most workers in this role earn between $96,200.00 and $159,700.00 per year, depending on experience, location, and employer.

What can I do now that I have my Series 7?

With a Series 7 license, you can work as a registered representative, selling securities such as stocks, bonds, and mutual funds. You can pursue roles in brokerage firms, investment advisory firms, or financial planning, often requiring strong sales skills and knowledge of financial products. Continuing education and maintaining your license are necessary for ongoing compliance and career advancement.

What are some common challenges Series 7 licensed professionals face in their day-to-day work?

Series 7 licensed professionals, such as stockbrokers or registered representatives, often face the challenge of balancing regulatory compliance with delivering excellent client service. Staying updated on market trends and ever-changing financial regulations requires continuous learning and attention to detail. Additionally, building and maintaining client relationships while meeting sales targets can be demanding, especially in a highly competitive environment. Collaboration with colleagues in research, compliance, and trading is also essential for delivering the best outcomes to clients.

What does a Series 7 license allow you to do?

A Series 7 license allows a registered representative to sell a wide range of securities, including stocks, bonds, options, and mutual funds. It authorizes them to engage in securities transactions and provide investment advice to clients, typically requiring passing the Series 7 exam and maintaining ongoing compliance. This license is essential for careers in brokerage firms and investment firms.

What is the difference between Series Seven vs Series 66?

AspectSeries SevenSeries 66
Required CredentialsSeries Seven licenseSeries 66 license (combined with Series 7)
Work EnvironmentBrokerage firms, securities salesFinancial advisory, investment consulting
Industry UsagePrimarily for securities sales and tradingFor investment advisor representatives and securities

The Series Seven license allows individuals to sell a wide range of securities products, including stocks, bonds, and mutual funds. The Series 66 combines the Series 63 and 65 licenses, focusing on investment advisory and securities regulations. While the Series Seven is essential for securities sales, the Series 66 is often required for those providing investment advice. Both licenses are common in brokerage and financial advisory roles, but they serve different functions in the industry.

What are the key skills and qualifications needed to thrive as a Series 7 Licensed Financial Representative, and why are they important?

To thrive as a Series 7 Licensed Financial Representative, you need a solid grasp of finance, securities regulations, and investment products, typically validated by obtaining the FINRA Series 7 license. Familiarity with financial planning software, CRM platforms, and market analysis tools is commonly required. Strong interpersonal skills, ethical judgment, and persuasive communication help build trust and maintain client relationships. These abilities are crucial for ensuring compliance, providing tailored investment advice, and achieving client satisfaction in a highly regulated industry.

What job makes $10,000 a month without a degree?

A Series Seven license holder, typically a stockbroker or securities agent, can earn $10,000 or more per month through commissions and fees. Success in this role depends on sales skills, client base, and experience, with some earning high incomes without requiring a college degree. Licensing exams and regulatory compliance are essential for entry into this profession.

Is passing Series 7 a big deal?

Passing the Series 7 exam is a significant milestone for financial professionals seeking to become registered representatives, as it qualifies them to sell a wide range of securities. It demonstrates a strong understanding of investment products, regulations, and industry standards, which is essential for working in brokerage firms or investment firms. Successfully obtaining the license is often a prerequisite for career advancement in securities sales and trading roles.

What is a Series 7 license?

A Series 7 license, officially known as the General Securities Representative Qualification Examination, is a credential required for individuals who want to become registered representatives and sell a broad range of securities, such as stocks, bonds, and mutual funds. It is administered by the Financial Industry Regulatory Authority (FINRA) in the United States. Earning the Series 7 license demonstrates that an individual has the knowledge and skills needed to work as a stockbroker or securities representative. Candidates must pass the Series 7 exam and be sponsored by a FINRA-member firm to obtain the license.
What job categories do people searching Series Seven jobs in Renton, WA look for? The top searched job categories for Series Seven jobs in Renton, WA are:
What cities near Renton, WA are hiring for Series Seven jobs? Cities near Renton, WA with the most Series Seven job openings:
Series Seven jobs near you

Sr. Associate Financial Planner - FINRA Series 7 and Series 66

Talent Search PRO

Bellevue, WA • On-site

$75K - $83K/yr

Full-time

Posted 9 days ago

Job description

Sr. Associate Financial Planner (High-Net-Worth Clients | CFP® | Series 7 & 66)
Location: Bellevue, WA
Salary: $75,000 - $83,000
What's In It for You?
• Work directly with high-net-worth clients and experienced financial planners
• Gain exposure to comprehensive wealth management and financial planning strategies
• Participate in portfolio management, investment research, and financial planning initiatives
• Contribute to Investment Committee activities and portfolio decision-making
• Opportunity to independently manage client relationships and grow professionally
• Collaborative environment with mentorship from senior planning and investment professionals
• Long-term career path within a growing wealth management practice
Overview
Seeking a detail-oriented financial planning professional to support high-net-worth clients through comprehensive financial planning, investment management, and relationship development. This role combines client-facing responsibilities with portfolio management, investment research, and planning implementation.
What You Will Be Doing
• Assist in preparing for and participating in client meetings
• Analyze client financial situations and develop planning recommendations
• Prepare meeting agendas, financial planning documents, and investment policy statements
• Coordinate implementation of planning strategies with external professionals when necessary
• Manage ongoing client relationships and provide exceptional client service
• Assist with trading, rebalancing, tax-loss harvesting, and portfolio maintenance activities
• Conduct investment and fund research under the guidance of senior investment leadership
• Support Investment Committee initiatives and portfolio review processes
• Monitor client portfolios and asset allocations to ensure alignment with objectives
• Maintain accurate client records and planning documentation
What You Will Need
• Bachelor's degree in Finance, Business, Economics, Accounting, or a related field
• Active FINRA Series 7 and Series 66 licenses (or recognized equivalents)
• CFP® designation or other relevant financial planning credential
• Experience supporting financial planning and wealth management clients
• Strong financial analysis and investment knowledge
• Excellent attention to detail and organizational skills
• Ability to work independently and manage multiple priorities
• Strong communication and relationship-building abilities
Ideal Candidate
A wealth management professional with active FINRA licenses and a CFP® designation who enjoys working with high-net-worth clients, providing financial planning support, managing investment portfolios, and developing long-term client relationships.

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