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Securities Supervisor Jobs in Wisconsin (NOW HIRING)

Aviation Security Supervisor America's largest privately owned company dedicated exclusively to aviation security. Our services include passenger, baggage, cargo, and employee screening, external ...

Aviation Security Supervisor America's largest privately owned company dedicated exclusively to aviation security. Our services include passenger, baggage, cargo, and employee screening, external ...

Responsible for supervising personnel on assigned shift(s) and completion of all security tasks * Responsible for performing routine checks of all on duty security personnel to ensure compliance with ...

Security Officer - Shift Supervisor

Madison, WI · On-site

$16 - $19.25/hr

Ready to suit up as a Tactical Security Supervisor- Now Hiring? What matters most in a role like this is your ability to read the environment, anticipate risk, and act accordingly. Tell us about how ...

New

Security Officer - Shift Supervisor

Madison, WI · On-site

$16 - $19.25/hr

Ready to suit up as a Tactical Security Supervisor- Now Hiring? What matters most in a role like this is your ability to read the environment, anticipate risk, and act accordingly. Tell us about how ...

New

Ready to suit up as a Tactical Security Supervisor- Now Hiring? What matters most in a role like this is your ability to read the environment, anticipate risk, and act accordingly. Tell us about how ...

New

Ready to suit up as a Tactical Security Supervisor- Now Hiring. What matters most in a role like this is your ability to read the environment, anticipate risk, and act accordingly. Tell us about how ...

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Showing results 1-20

Securities Supervisor information

What is a securities supervisor?

Securities Supervisors are professionals who oversee the activities of securities, commodities, and financial services sales agents to ensure compliance with legal regulations and company policies. They supervise the daily operations of sales teams, provide guidance on complex transactions, monitor client accounts, and help resolve issues. Their role is crucial in ensuring ethical behavior, regulatory compliance, and achieving organizational goals within the financial services industry.

What are the key skills and qualifications needed to thrive as a securities supervisor?

To thrive as a Securities Supervisor, you need a solid understanding of financial regulations, securities products, and supervisory experience, often supported by FINRA Series 7 and 24 licenses. Familiarity with compliance management tools, trading platforms, and risk assessment systems is typically required. Strong leadership, attention to detail, and effective communication are essential soft skills for guiding teams and ensuring regulatory adherence. These skills and qualities are crucial for maintaining ethical standards, minimizing risk, and ensuring smooth securities operations.

What are some typical challenges faced by securities supervisors, and how can they effectively manage them?

Securities Supervisors often encounter challenges such as ensuring compliance with evolving regulations, monitoring team performance, and managing risk in a fast-paced market environment. To effectively manage these challenges, supervisors must stay current with industry changes, provide ongoing training for their teams, and maintain strong communication with compliance and risk departments. Building a culture of accountability and implementing robust supervisory procedures can help mitigate potential issues and support both team and organizational success.

What is the difference between Securities Supervisor vs Securities Analyst?

AspectSecurities SupervisorSecurities Analyst
Required CredentialsSeries 7, Series 63/66, possibly additional licensesSeries 7, Series 63/66, often CFA or other certifications
Work EnvironmentFinancial firms, brokerage houses, compliance departmentsInvestment firms, banks, research departments
Employer & Industry UsageUsed in compliance, supervision, and regulatory rolesUsed in research, market analysis, and investment decision-making

The Securities Supervisor primarily oversees compliance and supervises trading activities within financial firms, requiring licensing and regulatory knowledge. In contrast, Securities Analysts focus on analyzing market data and providing investment recommendations, often holding additional certifications like CFA. Both roles are integral to the finance industry but serve different functions related to supervision versus analysis.

What are popular job titles related to Securities Supervisor jobs in Wisconsin?

For Securities Supervisor jobs in Wisconsin, the most frequently searched job titles are:

What job categories do people searching Securities Supervisor jobs in Wisconsin look for?

The top searched job categories for Securities Supervisor jobs in Wisconsin are:

What cities in Wisconsin are hiring for Securities Supervisor jobs?

Cities in Wisconsin with the most Securities Supervisor job openings:

Security Supervisor

Global Power Components

Milwaukee, WI • On-site

Full-time

Posted 11 days ago


Global Power Components rating

8.4

Company rating: 8.4 out of 10

Based on 15 frontline employees who took The Breakroom Quiz

98th of 494 rated machine equipment manufacturers


Job description

Title: Security Supervisor
Company: Global Power Components - www.globalpowercomponents.com
Location: Milwaukee, WI (onsite 5-days/week)
Hire Type: Direct Hire
Position Summary:
The Security Supervisor is responsible for leading security operations at an assigned Global Power Components facility. This role serves as the primary site security leader and is responsible for supervising security personnel, overseeing incident response, conducting security assessments, identifying and mitigating risks, and partnering with Operations, HR, Safety, Facilities, and site leadership to maintain a safe and secure work environment. This is a hands-on leadership position requiring sound judgment, professionalism, accountability, and the ability to proactively identify opportunities to strengthen physical security, operational consistency, and incident prevention.
Key Responsibilities:
Security Leadership & Operations
  • Lead day-to-day security operations for an assigned facility.
  • Serve as the primary security leader and point of contact for site leadership.
  • Supervise, coach, and develop security team members while promoting professionalism, accountability, and customer service.
  • Ensure appropriate staffing, scheduling, and security coverage across assigned shifts and locations.
  • Conduct patrols, inspections, and reviews of security operations to ensure compliance with company standards and procedures.
Risk Management & Incident Response
  • Conduct site security assessments and identify opportunities to strengthen physical security and reduce risk.
  • Respond to incidents, emergencies, workplace disruptions, theft concerns, and access control issues.
  • Lead preliminary investigations, gather facts and documentation, and prepare accurate incident reports.
  • Identify trends, recurring issues, and opportunities for preventive action.
  • Recommend and support implementation of security improvements, procedures, and corrective actions.
Partnership & Administration
  • Partner with Operations, HR, Safety, Facilities, and Maintenance on security-related matters.
  • Maintain schedules, reports, post orders, and security documentation.
  • Support training, onboarding, audits, emergency preparedness activities, and security-related projects.
  • Communicate site risks, staffing needs, incidents, and improvement opportunities to Security leadership.

Required Qualifications:
  • Associate's or Bachelor's degree in Criminal Justice, Security Management, Emergency Management, Business, or a related field; or an equivalent combination of education and relevant professional experience.
  • Minimum 5 years of progressive experience in corporate security, industrial security, law enforcement, military, corrections, loss prevention, emergency response, or a related field.
  • Minimum 2 years of supervisory, military leadership, law enforcement leadership, or equivalent people leadership experience.
  • Demonstrated ability to lead teams, manage incidents, conduct investigations, and hold employees accountable.
  • Strong communication, decision-making, and problem-solving skills.

Preferred Qualifications:
  • Manufacturing, industrial, logistics, warehouse, or distribution experience.
  • Military leadership, law enforcement supervision, corrections supervision, or corporate security leadership experience.
  • Experience conducting security assessments, investigations, and risk mitigation activities.
  • Experience with access control, surveillance, badge, and visitor management systems.
  • Bilingual English/Spanish.

Success in This Role:
  • Maintain effective and professional security operations for the assigned site.
  • Lead and develop a high-performing team.
  • Improve incident response, documentation, and accountability.
  • Identify and reduce security risks before they become incidents.
  • Build strong relationships with site leadership and business partners.
  • Drive continuous improvement in security practices, procedures, and overall site security effectiveness.

Equal Opportunity Employer/Minorities/Women/Veterans/Disabled
Global Power Components is an Equal Opportunity and Affirmative Action Employer. Global Power Components is committed to ensuring equal employment opportunities for all job applicants and employees. Employment decisions are based upon job-related reasons regardless of an applicant's race, color, religion, sex, sexual orientation, gender identity, age, national origin, disability, marital status, genetic information, protected veteran status, or any other status protected by law.

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