ZipRecruiter

Log In

1

Securities Supervisor Jobs in Wisconsin (NOW HIRING)

covenant

SECURITY SUPERVISOR

Milwaukee, WI

Responsible for supervising personnel on assigned shift(s) and completion of all security tasks * Responsible for performing routine checks of all on duty security personnel to ensure compliance with ...

Mercyhealth

Security Supervisor

Janesville, WI · On-site

Supervises Security Access Specialist, valet personnel, the Security Operations Dispatch center, and Security Officers and Coordinators. * Performs investigation of security related incidents.

covenant

AIRPORT SECURITY SUPERVISOR

Milwaukee, WI · On-site

We are seeking a Security Supervisor for the Milwaukee-Mitchell Airport Essential Functions Operational Functions * Responsible for supervising personnel on assigned shift(s) and completion of all ...

Covenant

AIRPORT SECURITY SUPERVISOR

Milwaukee, WI · On-site

$24/hr

We are seeking a Security Supervisor for the Milwaukee-Mitchell Airport Essential Functions Operational Functions * Responsible for supervising personnel on assigned shift(s) and completion of all ...

Covenant

AIRPORT SECURITY SUPERVISOR

Milwaukee, WI

We are seeking a Security Supervisor for the Milwaukee-Mitchell Airport Essential Functions Operational Functions Responsible for supervising personnel on assigned shift(s) and completion of all ...

next page

Showing results 1-20

People also search for

All JobsSecurities Supervisor JobsSecurities Supervisor Jobs in Wisconsin

Securities Supervisor information

What are the key skills and qualifications needed to thrive as a Securities Supervisor, and why are they important?

To thrive as a Securities Supervisor, you need a solid understanding of financial regulations, securities products, and supervisory experience, often supported by FINRA Series 7 and 24 licenses. Familiarity with compliance management tools, trading platforms, and risk assessment systems is typically required. Strong leadership, attention to detail, and effective communication are essential soft skills for guiding teams and ensuring regulatory adherence. These skills and qualities are crucial for maintaining ethical standards, minimizing risk, and ensuring smooth securities operations.

What are some typical challenges faced by Securities Supervisors, and how can they effectively manage them?

Securities Supervisors often encounter challenges such as ensuring compliance with evolving regulations, monitoring team performance, and managing risk in a fast-paced market environment. To effectively manage these challenges, supervisors must stay current with industry changes, provide ongoing training for their teams, and maintain strong communication with compliance and risk departments. Building a culture of accountability and implementing robust supervisory procedures can help mitigate potential issues and support both team and organizational success.

What are Securities Supervisors?

Securities Supervisors are professionals who oversee the activities of securities, commodities, and financial services sales agents to ensure compliance with legal regulations and company policies. They supervise the daily operations of sales teams, provide guidance on complex transactions, monitor client accounts, and help resolve issues. Their role is crucial in ensuring ethical behavior, regulatory compliance, and achieving organizational goals within the financial services industry.

What is the difference between Securities Supervisor vs Securities Analyst?

AspectSecurities SupervisorSecurities Analyst
Required CredentialsSeries 7, Series 63/66, possibly additional licensesSeries 7, Series 63/66, often CFA or other certifications
Work EnvironmentFinancial firms, brokerage houses, compliance departmentsInvestment firms, banks, research departments
Employer & Industry UsageUsed in compliance, supervision, and regulatory rolesUsed in research, market analysis, and investment decision-making

The Securities Supervisor primarily oversees compliance and supervises trading activities within financial firms, requiring licensing and regulatory knowledge. In contrast, Securities Analysts focus on analyzing market data and providing investment recommendations, often holding additional certifications like CFA. Both roles are integral to the finance industry but serve different functions related to supervision versus analysis.

What are popular job titles related to Securities Supervisor jobs in Wisconsin? For Securities Supervisor jobs in Wisconsin, the most frequently searched job titles are:
What job categories do people searching Securities Supervisor jobs in Wisconsin look for? The top searched job categories for Securities Supervisor jobs in Wisconsin are:
What cities in Wisconsin are hiring for Securities Supervisor jobs? Cities in Wisconsin with the most Securities Supervisor job openings:
Securities Supervisor jobs near you

SECURITY SUPERVISOR

covenant

Milwaukee, WI

Other

Posted 17 days ago

Job description

Essential Functions
   Operational Functions

  • Responsible for supervising personnel on assigned shift(s) and completion of all security tasks
  • Responsible for performing routine checks of all on duty security personnel to ensure compliance with Post Orders and operating procedures, Client rules and regulations, and company policies
  • Inspect, observe, and evaluate security officer’s work activities to monitor and assess individual’s quality of work and overall performance.  Conduct required assessments and tests
  • Check all security posts and equipment assigned to security posts to ensure safety, cleanliness, and full working order. Implement corrections or report deficiencies to site management as necessary
  •  Respond to reported incidents, emergencies, operational issues and inquires, and any other situations not adequately addressed in Post Orders as they arise and ensure proper resolution  
  •  Coach and mentor security workforce regarding Post Orders, Client rules and regulations, and company policy compliance
  • Perform training instruction as assigned 

           Administrative Functions: 

  • Ensure timely and complete preparation and submission of all required operational documentation, including, but not limited to, post and patrol logs, notices, sign-in/sign-out rosters, Daily Activity Reports (DARS), Employee Statements and Incident Reports
  • Maintain knowledge of, and capability to operate, all post equipment and perform all the duties associated with the basic post/patrol officer(s) assignments and work tasks
  • Determine and implement scheduling adjustments and reassignment of workforce as needed for known requirements for current and subsequent shifts
  • Maintain communication with management and other supervisors, including, but not limited to, supervisor(s) on following shift(s) regarding any operational or personnel issues or issues that may reveal vulnerabilities or hinder successful accomplishment of security duties 
  • Coordinate assistance from the Operations Manager to solve special situations


Minimum Qualifications

  • High School Degree or GED required, Associates Degree or higher preferred. 
  • U.S. Citizen, U.S. National, or Lawful Permanent Resident.
  • Must have a valid driver’s license. 
  • Must maintain an Unarmed Private Security License.
  • Must have at least one (1) year of experience at an airport regulated under 49 CFR Part 1542 or relevant experience in security. 
  • Must be neat, well-groomed, and present a professional appearance. 
  • Strong communication skills. 
  • The ability to identify, address, and resolve problems. 
  • Ability to communicate effectively with all levels within the organization. 
  • Demonstrated capacity and attributes for positive command presence, mature attitude, good judgement, proper handling of customer service issues, respectful subordinate management and leadership. 
  • Ability and willingness to exercise supervisory capacity on behalf of General/Site/Project Manager with knowledge and capacity to explain and enforce CAS and Aviation Department rules and regulations. 
  • Advocate for CAS’s customer-focused security and Client service initiatives. 
  • May require standing, sitting, walking for various, possibly extended periods of time.  


Competencies

  • Must possess strong interpersonal skills
  • Must be able to understand and carry out written and oral instructions in English regarding the proper performance of duties
  • Must be able to successfully complete, with a passing grade, all CAS administered training as required by the Greater Orlando Aviation Authority.
  • Must be able to successfully complete classroom, on-the-job, and re-current training.
  • Must be able to follow all screening/security policies and procedures.

Physical Demands
This position requires the ability to lift up to 50 lbs. This position also requires the ability to bend at the knees, stand for long periods of time, reaching and climbing.  Must have normal hearing, have corrected 20/20 vision and ability to distinguish colors. 

Apply