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Securities Compliance Attorney Jobs (NOW HIRING)

With more than 3,000 lawyers and 3,000 business services professionals working together across 50 ... We help provide financial security by allowing employees to participate in a 401(k) savings plan ...

... security documentation, and sample-ready case files. * Draft responses to audit findings and negotiate practical remediation timelines subject to the Senior Compliance Attorney's review; own ...

Audit Attorney

Chicago, IL · Hybrid

$102K - $140K/yr

This position is responsible for reviewing financial records, legal documents and compliance ... Securities Practice Group. QUALIFICATIONS The Audit Attorney must have a minimum of 5 years of ...

Audit Attorney

Cleveland, OH · Hybrid

$93K - $130K/yr

This position is responsible for reviewing financial records, legal documents and compliance ... Securities Practice Group. QUALIFICATIONS The Audit Attorney must have a minimum of 5 years of ...

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Staff Attorney

Katy, TX · Remote

$40K - $120K/yr (+ commission)

Attorney -- Collections Litigation and Corporate Legal Support Katy, Texas | Full-time and or ... Conduct legal research on collections practice, securities compliance, and corporate regulation

Audit Attorney

Manhattan, NY · On-site

$123K - $161K/yr

This position is responsible for reviewing financial records, legal documents and compliance ... Securities Practice Group. QUALIFICATIONS The Audit Attorney must have a minimum of 5 years of ...

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Securities Compliance Attorney information

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$56.5K

$109K

$219K

How much do securities compliance attorney jobs pay per year?

As of Sep 9, 2026, the average yearly pay for securities compliance attorney in the United States is $108,986.00, according to ZipRecruiter salary data. Most workers in this role earn between $79,000.00 and $114,500.00 per year, depending on experience, location, and employer.

What is a securities compliance attorney?

Securities Compliance Attorneys are legal professionals who specialize in helping companies and financial institutions adhere to federal and state securities laws and regulations. They advise clients on compliance matters related to the issuance, trading, and reporting of securities, ensuring that their activities align with the rules set by regulatory bodies like the Securities and Exchange Commission (SEC). These attorneys also assist with internal investigations, respond to regulatory inquiries, and help develop compliance programs to prevent legal violations. Their expertise is critical for organizations aiming to avoid costly penalties and maintain good standing in the financial markets.

What are common challenges faced by securities compliance attorneys in ensuring regulatory adherence within financial firms?

Securities Compliance Attorneys often navigate complex and evolving regulations from bodies like the SEC and FINRA, making it challenging to maintain up-to-date compliance across all business activities. They must regularly review internal policies, provide training, and conduct audits to identify gaps or risks. Additionally, balancing business objectives with regulatory requirements while collaborating with departments such as trading, legal, and risk management requires strong communication and problem-solving skills. Staying proactive and adaptable is crucial to address frequent regulatory changes and enforcement actions.

What are the key skills and qualifications needed to thrive as a securities compliance attorney, and why are they important?

To thrive as a Securities Compliance Attorney, you need a Juris Doctor (JD) degree, active bar membership, and in-depth knowledge of securities laws and regulations such as the Securities Act of 1933 and the Securities Exchange Act of 1934. Familiarity with compliance management systems, legal research databases like Westlaw or LexisNexis, and regulatory filing platforms such as EDGAR is essential. Exceptional analytical thinking, attention to detail, and strong interpersonal communication skills help you interpret complex regulations and advise clients effectively. These skills ensure legal compliance, minimize regulatory risk, and protect clients and organizations from costly violations.

What is the difference between Securities Compliance Attorney vs Securities Lawyer?

AspectSecurities Compliance AttorneySecurities Lawyer
CredentialsJuris Doctor (JD), State Bar Admission, often additional compliance certificationsJuris Doctor (JD), State Bar Admission, may hold securities law certifications
Work EnvironmentRegulatory agencies, financial institutions, law firms specializing in complianceLaw firms, corporate legal departments, regulatory agencies
Employer & IndustryFinancial firms, investment banks, regulatory bodiesFinancial institutions, law firms, corporate legal teams
Search & Comparison IntentUnderstanding compliance roles, regulatory responsibilitiesLegal representation, securities law issues

While both roles involve securities law, a Securities Compliance Attorney primarily focuses on ensuring companies adhere to regulations and compliance standards. A Securities Lawyer may handle broader legal issues related to securities, including litigation and transactional work. The compliance attorney role is more specialized in regulatory adherence, often working closely with compliance teams and regulators.

More about Securities Compliance Attorney jobs

What cities are hiring for Securities Compliance Attorney jobs?

Cities with the most Securities Compliance Attorney job openings:

What states have the most Securities Compliance Attorney jobs?

States with the most job openings for Securities Compliance Attorney jobs include:

What are popular job titles related to Securities Compliance Attorney jobs?

For Securities Compliance Attorney jobs, the most frequently searched job titles are:

Infographic showing various Securities Compliance Attorney job openings in the United States as of September 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 90% Physical, 2% Hybrid, and 8% Remote job distribution, with an average salary of $108,986 per year, or $52.4 per hour.

Contracts and Compliance Attorney

Boston, MA • On-site

Ropes & Gray
Law Firms • 1 - 5K employees

Full-time

Re-posted 2 days ago


Job description

About Ropes & Gray

Ropes & Gray is a preeminent global law firm. The firm has been ranked in the top three on The American Lawyer's prestigious A-List for eight consecutive years and #1 on Law.com's UK A-List twice in the past three years-rankings that honor the "best of the best" law firms.

The firm has approximately 2,500 lawyers and professionals serving clients in major centers of business, finance, technology, and government in Boston, Chicago, Dublin, Hong Kong, London, Los Angeles, Milan, New York, Paris, San Francisco, Seoul, Shanghai, Silicon Valley, Singapore, Tokyo and Washington, D.C.

The firm has consistently been recognized for its leading practices in many areas, including asset management, private equity, M&A, finance, real estate, tax, antitrust, life sciences, health care, intellectual property, litigation & enforcement, privacy & cybersecurity, and business restructuring.

Ropes & Gray is an equal opportunity employer.

Overview

Oversee the growth and improvement of contract management policies, processes, and systems. Provide legal advice on vendor contracts, client questionnaires, and business associate agreements to support a busy team in a fast-paced and evolving law firm environment. Ensure efficient contract life cycle management operations. Contribute to the development and implementation of supplier risk management and governance policies.

Responsibilities

Essential Functions

  • Review and draft contractual language and standardize terms for use across vendors
  • Provide analysis and feedback to internal stakeholders on specific vendor agreements, statements of work, and renewals
  • Negotiate agreements with vendors to achieve optimal service and protect the firm
  • Develop and maintain a library of standard agreements and playbook of preferred terms
  • Develop checklists and best practices in connection with review and drafting of preferred vendor terms for various categories of contracts (SaaS, Gen AI tools, HR benefits, event sponsorship, etc.).
  • Liaise with internal subject matter experts and Office of General Counsel to ensure applicability and sufficiency of vendor contracting practices related to privacy, confidentiality, information security, insurance, indemnification, and other compliance concerns
  • Support the development, implementation, and improvement of systems for contract lifecycle management
  • Evaluate and recommend tools for management and monitoring of contract life cycle (renewals, terminations, return or destruction of information, et al.)
  • Contribute to the implementation and application of supplier risk management policies, including appraisal, assessment, onboarding, risk and performance monitoring, policy compliance, and communication
  • Stay informed about professional trends and functional innovation in sourcing and procurement, particularly around legal and contractual matters
  • Conduct legal research, draft memoranda, and provide legal advice regarding procurement and contracting rules, contract enforcement by jurisdiction, and applicable privacy laws.
  • Participate in training and education of firm managers regarding contract life cycle and best practices
  • Supervise junior lawyers' review of vendor contracts, including training, review of work product, and staffing
  • Review and draft edits to data protection addenda in connection with vendor contracts, as needed
  • Review and draft edits to non-disclosure agreements in connection with vendor contracts, as needed
  • Assist internal stakeholders and case teams with response to client vendor questionnaires
  • Assist IT team with review and edits to business associate agreements in connection with vendor engagements
  • Assume additional responsibilities as needed
Qualifications

Education, Experience and Skills

  • Juris Doctor degree from an accredited law school
  • Admission to the state bar in MA or NY
  • Three to five years of legal experience, including contract drafting and negotiation of supplier agreements, non-disclosure agreements, and business associate agreements, preferred
  • Solid business judgment and ability to anticipate and analyze impact and consequences of decisions and recommendations
  • Excellent analytical, problem-solving, and writing skills
  • Ability to work with and explain matters to various audiences
  • Familiarity with HIPAA (US), GDPR (UK), and state privacy laws a plus
  • Ability to work under pressure in a fast-paced environment, both individually and collaboratively
  • Recognized procurement certification (such as CIPS, ISM) is a plus
  • Proficiency with generative artificial intelligence tools like Harvey a plus
  • Proficiency with contract management systems and legal research tools a plus
Compensation and Total Rewards Package

Ropes & Gray is proud to offer a comprehensive Total Rewards package to our business support team members. The firm also offers comprehensive health and well-being benefits, personal and professional development, career growth opportunities and a collegial and supportive culture. The anticipated pay range for this role is listed below and represents our good faith and reasonable estimate of the starting salary range at the time of posting. In addition, this role is eligible for a discretionary bonus based on performance. The actual offered rate for this position will be determined based on job-related, non-discriminatory factors, including qualifications and experience, geographic location, education, external market data and consideration of internal equity.

Boston: $134,700 - $205,450

New York City: $145,800 - $222,350

Working Conditions

This position requires hybrid on-site presence as an essential function of the role. Consistent and predictable on-site presence is required for ongoing business continuity, professional development and effective collaboration with colleagues and management.

Employment Type: OTHER