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Securities Associate Jobs in Virginia (NOW HIRING)

VCL LAW LLP

Securities Associate

Vienna, VA · On-site

... to mid-level associate in its capital market team. Our capital market team has substantial ... S. · Excellent verbal and written communication skills · Knowledge of registered securities ...

VCL LAW LLP

Securities Associate

Vienna, VA · On-site

... to mid-level associate in its capital market team. Our capital market team has substantial ... S. · Excellent verbal and written communication skills · Knowledge of registered securities ...

Williamsburg Winery

Night Desk Associate

Williamsburg, VA · On-site

$13.50 - $17.25/hr

Night Desk Associate / Overnight Security Associate Status: Full-Time or Part-Time Hourly Shift: Overnight (10:00 PM-6:00 AM) Location: Wedmore Place at The Williamsburg Winery Position Summary The ...

Guidehouse

Physical Security Associate

Mclean, VA · On-site

Serve as a Physical Security Associate supporting day-to-day physical security operations for Guidehouse National Capital Region (NCR) offices, with daily on-site presence during business hours.

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How much do securities associate jobs pay per hour?

As of Jul 7, 2026, the average hourly pay for securities associate in Virginia is $18.85, according to ZipRecruiter salary data. Most workers in this role earn between $15.00 and $20.00 per hour, depending on experience, location, and employer.

What are Securities Associates?

Securities Associates are financial professionals who assist with the buying, selling, and management of securities such as stocks, bonds, and other investment products. They typically work for investment banks, brokerage firms, or asset management companies, supporting senior staff with research, client communications, and transaction processing. Their role often involves analyzing market trends, preparing reports, and ensuring compliance with industry regulations. Securities Associates serve as a key link between clients, traders, and other financial professionals in the investment process.

What are the key skills and qualifications needed to thrive as a Securities Associate, and why are they important?

To thrive as a Securities Associate, you need strong analytical skills, attention to detail, and a solid understanding of financial markets, typically supported by a degree in finance, economics, or a related field. Familiarity with trading platforms, Bloomberg Terminal, and relevant regulatory certifications such as the FINRA Series 7 license are commonly required. Exceptional communication, problem-solving abilities, and the capacity to work well under pressure are key soft skills for this role. These competencies are crucial for ensuring accurate transaction execution, compliance, and effective client service in a fast-paced financial environment.

How to get a job with the SEC?

To become a Securities Associate, candidates typically need a bachelor's degree in finance, economics, or a related field, along with strong analytical and communication skills. Relevant experience, such as internships in securities regulation or law, and passing the Securities Industry Essentials (SIE) exam can improve chances. Many roles also require passing the Series 7 and Series 63 exams and obtaining relevant legal or financial certifications.

What are the 4 types of securities?

Securities associates work with four main types of securities: equities (stocks), debt securities (bonds), derivatives (options and futures), and hybrid securities (combining features of stocks and bonds). Understanding these categories is essential for analyzing investment products and ensuring compliance in securities transactions.

What is the difference between Securities Associate vs Investment Banking Analyst?

AspectSecurities AssociateInvestment Banking Analyst
Required CredentialsJuris Doctor (JD) or relevant securities licensesBachelor's degree, often in finance or economics; some roles require licenses
Work EnvironmentLaw firms, financial institutions, or corporate legal departmentsInvestment banks, financial advisory firms
Employer & Industry UsageLegal and financial sectors focusing on securities law and complianceFinancial services, mergers & acquisitions, capital markets
Common Search & Comparison IntentUnderstanding legal and compliance roles in securitiesFinancial analysis and deal-making roles

The Securities Associate primarily focuses on legal and compliance aspects related to securities, often requiring legal credentials like a JD. In contrast, Investment Banking Analysts concentrate on financial analysis, deal execution, and client advisory within investment banks. While both roles operate within the financial industry, their responsibilities, credentials, and work environments differ significantly.

What jobs can you get with a securities license?

A securities license allows individuals to work as registered representatives, financial advisors, or broker-dealers, selling investment products such as stocks, bonds, and mutual funds. These roles typically require passing licensing exams like the Series 7 and Series 63 and involve client advising, sales, and compliance with industry regulations.

What are some common challenges faced by Securities Associates when managing multiple client accounts?

Securities Associates often handle several client portfolios simultaneously, which can present challenges in balancing competing priorities and ensuring timely execution of trades. Staying organized and maintaining up-to-date knowledge of market trends are crucial, as is communicating effectively with both clients and senior team members. It’s important to develop strong time-management skills and leverage technology tools to monitor accounts, generate reports, and respond quickly to client inquiries. Collaborating closely with analysts and compliance teams can also help mitigate risks and maintain high service standards.

What does a securities associate do?

A securities associate provides legal support related to securities transactions, such as public offerings, private placements, and compliance with securities laws. They review documents, conduct due diligence, and assist in drafting filings and agreements, often working closely with clients, attorneys, and regulatory agencies.
What cities in Virginia are hiring for Securities Associate jobs? Cities in Virginia with the most Securities Associate job openings:
Securities Associate jobs near you

Securities Associate

VCL LAW LLP

Vienna, VA • On-site

Full-time

Medical, Retirement

Posted 5 days ago

Job description

VCL Law LLP, a business law firm in Tysons Corner, VA is seeking a full-time junior to mid-level associate in its capital market team. Our capital market team has substantial experience in leading issuers, underwriters and sponsor clients through US IPO and listing process. We advise both domestic and overseas companies in their IPOs and continue to represent them in their ongoing securities laws compliance, SEC reporting and disclosure obligations.

Requirements:

· JD degree from a reputable accredited law school

· Licensed to practice law and in good standing with the New York, DC or Virginia bar

· Must have legal right to work in the U.S.

· Excellent verbal and written communication skills

· Knowledge of registered securities offerings, PIPEs, SEC regulations, ’33 Act and ’34 Act, mergers & acquisitions, and general corporate law

Job Duties:

· Perform legal due diligence review on private and public companies

· Prepare FINRA filings

· Draft registration statements and respond to SEC comments

· Prepare Nasdaq applications and respond to Nasdaq comments

· Draft and review offering related documents

Compensation:

· Salary commensurate with experience

· 401K

· Health insurance

· Quarterly bonus

· Flexible working hours

To apply please submit cover letter, resume, law school transcript and a maximum 5-page writing sample to fliu@vcllegal.com.