Financial Services Operations Associate
$50K - $60K/yr
... in accounts for management. Ability to accurately calculate advisory fees for each monthly ... or RIA) Proficient in Microsoft Excel, Word, PowerPoint, Outlook, TEAMs with aptitude for ...
$50K - $60K/yr
... in accounts for management. Ability to accurately calculate advisory fees for each monthly ... or RIA) Proficient in Microsoft Excel, Word, PowerPoint, Outlook, TEAMs with aptitude for ...
$50K - $60K/yr
... in accounts for management. Ability to accurately calculate advisory fees for each monthly ... or RIA) Proficient in Microsoft Excel, Word, PowerPoint, Outlook, TEAMs with aptitude for ...
Saint Louis, MO · On-site
$17.25 - $23/hr
MONETA is an independent Registered Investment Advisor (RIA) wholly focused on going further for ... Support daily office operations including scheduling meetings, managing mail, client file ...
Saint Louis, MO · On-site
$17.25 - $23/hr
MONETA is an independent Registered Investment Advisor (RIA) wholly focused on going further for ... Support daily office operations including scheduling meetings, managing mail, client file ...
Saint Louis, MO · On-site
... Trust, Asset Management, Registered Investment Adviser (RIA), or Fund Services activities ... Ability to identify and evaluate fiduciary, regulatory, operational, and investment-related risks ...
Saint Louis, MO · On-site
... Trust, Asset Management, Registered Investment Adviser (RIA), or Fund Services activities ... Ability to identify and evaluate fiduciary, regulatory, operational, and investment-related risks ...
Saint Louis, MO · On-site
$54K - $65K/yr
That's why we are committed to managing our clients' investments by truly understanding them as ... Verify accounts are traded into the accurate model and aid operation teams as needed; supervise ...
Saint Louis, MO · On-site
$54K - $65K/yr
That's why we are committed to managing our clients' investments by truly understanding them as ... Verify accounts are traded into the accurate model and aid operation teams as needed; supervise ...
Saint Louis, MO · On-site
$54K - $65K/yr
That's why we are committed to managing our clients' investments by truly understanding them as ... Verify accounts are traded into the accurate model and aid operation teams as needed; supervise ...
Saint Louis, MO · On-site
$54K - $65K/yr
That's why we are committed to managing our clients' investments by truly understanding them as ... Verify accounts are traded into the accurate model and aid operation teams as needed; supervise ...
$54K - $65K/yr
That's why we are committed to managing our clients' investments by truly understanding them as ... Verify accounts are traded into the accurate model and aid operation teams as needed; supervise ...
$54K - $65K/yr
That's why we are committed to managing our clients' investments by truly understanding them as ... Verify accounts are traded into the accurate model and aid operation teams as needed; supervise ...
$59.9K - $69.8K
17% of jobs
$71.7K is the 25th percentile. Wages below this are outliers.
$69.8K - $79.6K
44% of jobs
$87.3K is the 75th percentile. Wages above this are outliers.
$79.6K - $89.5K
19% of jobs
$89.5K - $99.3K
10% of jobs
$99.3K - $109.2K
5% of jobs
$109.2K - $119K
0% of jobs
$119K - $128.9K
0% of jobs
$128.9K - $138.7K
0% of jobs
$138.7K - $148.6K
1% of jobs
$148.6K - $158.4K
2% of jobs
$158.4K - $168.3K
2% of jobs
$59.9K
$87.7K
$168.3K
A Ria Operation Manager oversees the daily operations of Ria Money Transfer locations, ensuring efficient transactions, compliance with financial regulations, and excellent customer service. They manage teams, monitor performance, and implement strategies to improve operational efficiency. Additionally, they coordinate with corporate offices, resolve customer issues, and maintain security protocols to prevent fraud and ensure compliance with industry standards.
To thrive as a Ria Operation Manager, you need strong leadership abilities, operational management experience, and solid knowledge of money transfer compliance and financial regulations, typically supported by a degree in business or a related field. Familiarity with transaction monitoring systems, anti-money laundering (AML) tools, and specialized remittance software is often required. Excellent problem-solving, communication, and team coordination skills help you manage staff effectively and ensure smooth branch operations. These competencies enable you to maintain regulatory compliance, optimize transaction processes, and provide high-quality customer service in a fast-paced environment.
Ria Operation Managers often encounter challenges such as maintaining strict regulatory compliance, managing large transaction volumes efficiently, and resolving any discrepancies that arise during money transfer operations. They must also ensure team members are well-trained and up-to-date on the latest compliance protocols and customer service best practices. Adapting quickly to changes in regulatory requirements and implementing new operational procedures can be demanding but rewarding. Overcoming these challenges is central to protecting the company and customers while fostering a trustworthy, efficient work environment.
The top searched job categories for Ria Operation Manager jobs in Roxana, IL are:
Cities near Roxana, IL with the most Ria Operation Manager job openings:
Saint Louis, MO
$50K - $60K/yr
Full-time
PTO
Posted 12 days ago
Job Description Why is This a Great Opportunity. Growing firm Dynamic role in a small group Great benefits (unlimited PTO) Growth potential Job Description: Operations Associate is responsible for the day-to-day duties of various processes in Operations. An associate will work with a highly experienced operations staff.
The position requires a strong understanding and of the specific duties assigned. This individual works closely with financial advisors and professionals, compliance and client associates to provide an excellent level of service to our clients. This role requires cross training and back up for all operations roles.
Responsibilities - Advisory Account Accurately process advisory account requests in all systems used for advisory fee processing. Review and code agreements for advisory accounts. This process includes verification that all required information is complete and a review of eligibility of any current assets in accounts for management.
Ability to accurately calculate advisory fees for each monthly scheduled cycle as well as any pro-rated fees. Review and verification of vendor calculation is necessary. Must be able to identify and reconcile differences.
Prepare the fee document and remit to our clearing firm to post to each client account. Understand core systems utilized through our clearing firm. Responsibilities - Direct Business Commission Processing Create and process file for Financial Advisor/Professional direct business compensation for the manual check and ACH payments received.
Requirements Ethical, knowledgeable, fair, reliable, collaborative, ability to maintain confidentiality and possessing a strong work ethic. 3+ years of experience in financial services (Broker Dealer and/or RIA) Proficient in Microsoft Excel, Word, PowerPoint, Outlook, TEAMs with aptitude for technology Series 99 license to be obtained within a mutually agreed upon timeframe Strong communication and interpersonal skills to be able to discuss issues with management, home office and branch office personnel. Qualifications: Requirements Ethical, knowledgeable, fair, reliable, collaborative, ability to maintain confidentiality and possessing a strong work ethic.
3+ years of experience in financial services (Broker Dealer and/or RIA) Proficient in Microsoft Excel, Word, PowerPoint, Outlook, TEAMs with aptitude for technology Series 99 license to be obtained within a mutually agreed upon timeframe Strong communication and interpersonal skills to be able to discuss issues with management, home office and branch office personnel. #ACCNOR
Sourced by ZipRecruiter
51 - 200 Employees
Saint Louis, MO, US
1985