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Ria Firm Jobs in Indiana (NOW HIRING)

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Investment Management Paralegal

Indianapolis, IN · Hybrid

$45 - $55/hr

Faegre Drinker is a firm designed for clients and designed for you. We understand that our people ... Prepare and file regulatory registration forms with the SEC, CFTC and NFA, including RIA and CPO ...

Valeo Financial Advisors

Financial Advisor

Carmel, IN · On-site

Valeo Financial Advisors is one of the largest RIA firms in the Midwest, with over $10B in assets ... Collect data, create plans using firm standard tools, and assist in presenting results. * Ensure ...

Valeo Financial Advisors

Financial Advisor

Carmel, IN · On-site

Valeo Financial Advisors is one of the largest RIA firms in the Midwest, with over $10B in assets ... Collect data, create plans using firm standard tools, and assist in presenting results. * Ensure ...

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Ria Firm information

What is an RIA firm?

A RIA firm, or Registered Investment Adviser firm, is a company that provides investment advice and financial planning services to clients. These firms are registered with either the Securities and Exchange Commission (SEC) or state securities authorities, depending on their size and assets under management. RIA firms have a fiduciary duty to act in their clients' best interests, offering personalized investment strategies and financial guidance. They typically charge fees based on assets managed rather than commissions, which helps align their interests with those of their clients.

What are the typical collaboration dynamics within a team at an RIA firm, and how do they impact daily responsibilities?

At a Registered Investment Advisor (RIA) firm, team collaboration is highly valued, as professionals like advisors, analysts, and compliance officers frequently work together to deliver tailored client solutions. Daily responsibilities often include coordinating with colleagues to review investment strategies, discuss client needs, and ensure regulatory compliance. Open communication channels and regular team meetings are common, helping to foster a collaborative environment where knowledge-sharing and problem-solving are encouraged. This teamwork not only streamlines workflow but also enhances the quality of service provided to clients.

What are the key skills and qualifications needed to thrive as a financial advisor at a firm like RIA, and why are they important?

To thrive as a Financial Advisor, you need a deep understanding of investment strategies, financial planning, and relevant regulatory requirements, often supported by a bachelor's degree in finance or a related field and certifications like the CFP. Familiarity with financial planning software, CRM systems, and compliance platforms is essential. Strong interpersonal skills, active listening, and ethical judgment help build client trust and long-term relationships. These skills ensure advisors can effectively guide clients toward their financial goals while adhering to industry regulations and maintaining high service standards.

What is the difference between Ria Firm vs Ria Customer Service Representative?

AspectRia FirmRia Customer Service Representative
CredentialsBusiness licenses, legal compliance knowledgeCustomer service training, communication skills
Work EnvironmentOffice, legal or financial settingCall center, customer support center
Industry UsageFinancial services, money transferFinancial services, customer support

Ria Firm typically refers to a legal or financial entity involved in money transfer or compliance, requiring business licenses and legal knowledge. Ria Customer Service Representative focuses on assisting clients with transactions and inquiries, working mainly in call centers. While both roles operate within the financial services industry, their responsibilities and credentials differ significantly.

What are the most commonly searched types of Ria Firm jobs in Indiana?

The most popular types of Ria Firm jobs in Indiana are:

What are popular job titles related to Ria Firm jobs in Indiana?

For Ria Firm jobs in Indiana, the most frequently searched job titles are:

What job categories do people searching Ria Firm jobs in Indiana look for?

The top searched job categories for Ria Firm jobs in Indiana are:

What cities in Indiana are hiring for Ria Firm jobs?

Cities in Indiana with the most Ria Firm job openings:

Ria Firm jobs near you
Infographic showing various Ria Firm job openings in Indiana as of August 2026, with employment types broken down into 100% Full Time. Highlights an 62% In-person, 25% Hybrid, and 13% Remote job distribution.

Client Service Associate

Edelman Financial Engines

Indianapolis, IN • On-site

$50K - $65K/yr

Other

Re-posted 10 days ago

Edelman Financial Engines rating

9.2

Company rating: 9.2 out of 10

Based on 12 frontline employees who took The Breakroom Quiz

Job description

At Edelman Financial Engines (EFE), our purpose is to guide people with the financial advice they need to thrive.
We believe that every dollar saved represents a lifetime of hard work and aspirations, and every dollar invested has a job to do for our clients. That's why we are committed to managing our clients' investments by truly understanding them as people first and then delivering advice, strategies and solutions to help them feel confident about the plans they are making, whether for today, tomorrow, or in the great unknown future. Our goal is to build long-term relationships based on respect, integrity, and a belief that our responsibility is to help people make smart investments decisions in every stage of their lives.
Our culture is grounded in our CORE values: Client First, One Team, Respectful Candor, and Endless Curiosity. These values guide everything we do, for our clients and each other. We are committed to moving forward together. If you are inspired by purpose-driven work and a collaborative, values-led culture, we invite you to explore a career with us.
As a member on the Client Services team, you'll play a pivotal role by partnering with the Financial Planner providing a high level of customer service to our clients.
We are looking for someone with financial services experience to help us deliver outstanding service by building and encouraging the client relationship, as well as performing all related administrative functions. If you have outstanding client service and communication skills, with a good understanding of finance, this is the opportunity for you!
Responsibilities:

  • Coordinate client meetings, including greeting clients, appointment preparation, and supporting the completion of required paperwork.
  • Supervise client account activity, researching and resolving issues
  • Prepare and review all new account paperwork to ensure documents are complete and in good order
  • Verify accounts are traded into the accurate model and aid operation teams as needed; supervise incoming rollovers, other investment funding, and transfers to ensure that all applicable accounts moved
  • Document key client achievements and other relevant data into systems that will assist in future client interactions
  • Maintain risk awareness and compliance; identify problems in a timely manner while aligning with standard resolution policy, the established corporate process, and regulatory procedures
  • Support the firm's initiatives, assist with any company-wide projects and activities, and attend functions as needed
  • Participation in projects, task forces, councils, and product rollouts to ensure CSA voice is represented
Requirements:
  • Two years of relevant experience (Registered Investment Advisor or Broker/Dealer) is preferred
  • Bachelor's degree or equivalent experience preferred
  • Good understanding of finance and investment markets/securities
  • Critical thinking, attention to detail, and multi-tasking skills required
  • Able to adapt to changes in the work environment, handle challenging demands and work with frequent change, delays, or unexpected events.
  • Position requires a high level of confidentiality

Edelman Financial Engines takes a market-based approach to pay. The expected base salary range for this role nationally is $50,000 - $65,000. However, final base pay will be carefully determined based on several factors, including responsibilities, job-related skills, relevant experience, geographic location, and market conditions. In addition to a competitive base salary, you will be eligible for an annual target cash bonus. This role also offers the ability to earn additional cash bonuses for your contributions throughout the year. These bonuses reward you for helping introduce new clients to the firm, supporting strong client relationships, and contributing to your team's growth and performance. Collectively, all of the bonuses are a meaningful portion of the total cash opportunity for this role. Bonus amounts are determined by your individual contributions, your team's results, and, in some cases, the revenue your team generates. Details about how these additional bonus opportunities work will be shared during the interview process and after hire.
Your recruiter can share more about the specific benefits eligible for this role during the hiring process.
About Edelman Financial Engines
Since 1986, Edelman Financial Engines has been committed to always acting in the best interests of our clients. We were founded on the belief that all investors - not just the wealthy - deserve access to personal, comprehensive financial planning and investment advice. Recognized by Barron's as a top RIA firm for eight years in a row (awarded each September (2018-2025) based on prior 12-month data through June 30)1, we support more than 1.27 million clients across 140+ offices nationwide and manage over $324 billion in assets 2. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves.
For more information, please visit EdelmanFinancialEngines.com.
© 2026 Edelman Financial Engines, LLC. Edelman Financial Engines® is a registered trademark of Edelman Financial Engines, LLC. All advisory services provided by Financial Engines Advisors L.L.C., a federally registered investment advisor. Certain services provided on an educational and guidance basis only. Results are not guaranteed.
For California residents, please see the link for the Privacy Notice for Candidates. California law requires that we provide you this notice about the collection and use of your personal information. Please read it carefully.
Edelman Financial Engines encourages success based on our individual merits and abilities without regard to race, color, religion, creed, sex, gender identity or expression, sexual orientation, pregnancy; marital, domestic partner or civil union status; national origin, citizenship, ancestry, ethnic heritage, genetic information, age, legally recognized disability, military service or veteran status.
Accommodations are modifications or adjustments to the hiring process that would enable you to fully participate in that process. If you need assistance to accommodate a disability, you may request one at any time by either contacting your recruiter or efetalentacquisition@edelmanfinancialengines.com.
1 The Barron's Top 100 RIA Firms list, an annual ranking of independent advisory firms, is based on qualitative and quantitative criteria. Firms elect to participate but do not pay to be included in the ranking. The 2018 ranking refers to Edelman Financial Services, LLC, which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of 12th.
2 Edelman Financial Engines data, as of September 30, 2025

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