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Ria Advisor Jobs (NOW HIRING)

Farther

Senior Talent Partner (Advisor Practice)

New York, NY · On-site +1

$149K - $149K/yr

Associate Advisors, Advisor Support Staff, and proactive roles supporting the RIA. You'll work directly with Advisor Principals & Team Leads to understand their business, translate hiring needs into ...

Sowell Management

Financial Advisor

Rogers, AR · On-site

When you join our team-based RIA serving mass-affluent and high-net-worth clients, you'll:Manage assigned books, deliver holistic financial plans, and grow relationships using our proven service ...

Sowell Management

Financial Advisor

Rogers, AR · On-site

When you join our team-based RIA serving mass-affluent and high-net-worth clients, you'll: * Manage assigned books, deliver holistic financial plans, and grow relationships using our proven service ...

Sowell Management

Financial Advisor

Rogers, AR

When you join our team-based RIA serving mass-affluent and high-net-worth clients, you'll: * Manage assigned books, deliver holistic financial plans, and grow relationships using our proven service ...

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Ria Advisor information

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How much do ria advisor jobs pay per hour?

As of Sep 14, 2026, the average hourly pay for ria advisor in the United States is $25.93, according to ZipRecruiter salary data. Most workers in this role earn between $18.51 and $29.81 per hour, depending on experience, location, and employer.

What is the difference between Ria Advisor vs Financial Planner?

AspectRia AdvisorFinancial Planner
CredentialsSeries 65/66, CFP (often), state registrationsCFP, Series 65/66, sometimes CPA or ChFC
Work EnvironmentRegistered investment advisory firms, independent or firm-basedFinancial planning firms, banks, or independent practices
Industry UsageAdvises clients on investments, portfolios, and financial strategiesProvides comprehensive financial planning including investments, estate, and retirement

Ria Advisors primarily focus on investment management and portfolio advice, often working within registered investment advisory firms. Financial Planners offer broader financial planning services, including estate, retirement, and tax strategies. While both roles require similar certifications, Ria Advisors tend to specialize in investment advice, whereas Financial Planners provide holistic financial guidance.

How to become a Ria Advisor?

To become a RIA Advisor, individuals typically need to earn a bachelor's degree in finance, economics, or a related field, and gain experience in financial planning or investment management. Obtaining the Series 65 license is usually required to act as an Investment Advisor Representative, and many advisors pursue certifications like the Certified Financial Planner (CFP) designation to enhance credibility and expertise.

Is becoming a Ria Advisor worth it?

Becoming a RIA Advisor can be a rewarding career for those interested in financial planning and client management, often requiring relevant certifications like the Series 65 or 66. The role involves providing investment advice, managing portfolios, and building client relationships, with job prospects influenced by industry demand and regulatory requirements.

What is a Ria Advisor?

A RIA Advisor is a financial professional who works for a Registered Investment Advisor firm, providing investment advice and financial planning services to clients. They are typically required to hold certifications such as the Series 65 or Series 7 and adhere to regulatory standards set by the SEC or state authorities.

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Cities with the most Ria Advisor job openings:

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Ria Advisor jobs near you

Operations Manager (Wealth Management/RIA)

Fort Worth, TX • On-site

Texas State Library and Archives Commision
Libraries and Archives • 201 - 500 employees
Learn more about Texas State Library and Archives Commisionexternal

Full-time

Re-posted 13 days ago

Job description

Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives. The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal operations, ensuring this high-volume office runs efficiently and client cases are processed accurately and on time. This individual will manage the operations staff, monitor case flow, and coordinate with advisors to help them achieve performance goals. The ideal candidate will have deep industry knowledge, strong leadership skills, and hands-on experience with key financial technology platforms.
Responsibilities of the Operations Manager (RIA):
• Oversee day-to-day office operations and ensure smooth workflow across departments.
• Manage and supervise the operations and case processing team, ensuring all client accounts, paperwork, and transactions are completed accurately and timely.
• Meet regularly with advisors to track progress toward business goals and support them in achieving productivity benchmarks.
• Oversee new business processing from submission through completion, ensuring compliance and exceptional client service.
• Maintain deep working knowledge of key platforms, including Wealthscape, eMoney, Envestnet, and various annuity carrier systems.
• Troubleshoot operational and technical issues across systems and ensure the team is trained and supported.
• Develop and implement process improvements to enhance efficiency, accuracy, and client experience.
• Collaborate with leadership to drive new business development and operational strategy.
• Support recruiting, onboarding, and training of new staff as the firm grows.
• Ensure compliance with all regulatory and firm-level requirements.
Qualifications of the Operations Manager (RIA):
• 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment.
• Strong understanding of brokerage and financial advisory operations, new account setup, trading, transfers, and compliance procedures.
• Proficiency with Wealthscape, eMoney, and preferably Envestnet platforms.
• Experience with annuity business processing strongly preferred.
• Proven leadership and team management abilities.
• Excellent organizational, problem-solving, and communication skills.
• Ability to manage multiple priorities and meet deadlines in a fast-paced, high-volume environment.
• Bachelor's degree in Finance, Business, or related field preferred.
What the Position Offers:
• Leadershiprole with significant impact on firm's growth and success
• Competitive salary, generous annual bonus, monthly health insurance stipend (medical benefits not offered at this time), and 401(k) with 3.5% match

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