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Remote Series 99 Jobs in Spring, TX (NOW HIRING)

Landpoint

Remote Customer Service Representatives

Houston, TX · Remote

$15.25 - $20.75/hr

REMOTE CUSTOMER SERVICE REPRESENTATIVES were looking for a customer service representative to answer customer calls, assess their needs, and walk them through effective solutions to their questions ...

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All JobsSeries 99 JobsRemote Series 99 JobsRemote Series 99 Jobs in Spring, TX

Remote Series 99 information

See Spring, TX salary details

$13

$24

$33

How much do remote series 99 jobs pay per hour?

As of Aug 8, 2026, the average hourly pay for remote series 99 in Spring, TX is $24.63, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.52 per hour, depending on experience, location, and employer.

What is a remote Series 99 professional?

A Remote Series 99 professional is an individual who has passed the FINRA Series 99 exam and is qualified to perform the functions of an Operations Professional for a broker-dealer, but works remotely rather than in a traditional office setting. The Series 99 license allows professionals to handle a variety of back-office operations, such as trade settlement, asset transfers, and recordkeeping. Working remotely, these professionals use secure technology to manage tasks, communicate with team members, and ensure compliance with industry regulations. This role is essential for maintaining the smooth operation of financial firms, especially as remote work becomes more prevalent.

What is the difference between Remote Series 99 vs Remote Data Analyst?

AspectRemote Series 99Remote Data Analyst
Required CredentialsBachelor's in IT, Computer Science, or related fieldBachelor's in Data Science, Statistics, or related field
Work EnvironmentRemote, often in tech or software companiesRemote, in finance, healthcare, or tech sectors
Employer & Industry UsageTech firms, software companies, startupsBusiness, finance, healthcare organizations
Common Search & ComparisonYesYes

Remote Series 99 and Remote Data Analyst roles share similarities in requiring analytical skills and remote work setups. However, Remote Series 99 typically focuses on IT or software development, while Remote Data Analysts concentrate on data interpretation and reporting. Both roles are prevalent in tech-driven industries and require relevant degrees, but their core responsibilities differ, making them distinct career paths within remote work opportunities.

What are the key skills and qualifications needed to thrive as a remote Series 99 operations professional?

To excel as a Remote Series 99 Operations Professional, you need a solid understanding of broker-dealer operations, compliance principles, and must hold the FINRA Series 99 license. Familiarity with financial software systems, regulatory reporting tools, and secure communication platforms is typically required. Attention to detail, problem-solving ability, and strong organizational skills are crucial soft skills for managing complex processes remotely. These competencies ensure accurate, compliant operations and effective teamwork in a regulated financial environment.

What are some common challenges faced by remote Series 99 operations professionals, and how can they be addressed?

Remote Series 99 Operations Professionals often encounter challenges such as maintaining effective communication with on-site teams and ensuring compliance with complex financial regulations from a distance. Overcoming these obstacles typically involves leveraging secure digital platforms for collaboration, maintaining regular check-ins with colleagues, and staying up-to-date on regulatory changes through continuous education. Building strong organizational habits and proactively seeking clarification on ambiguous processes can also help remote professionals excel in this role.
What are popular job titles related to Remote Series 99 jobs in Spring, TX? For Remote Series 99 jobs in Spring, TX, the most frequently searched job titles are:
What job categories do people searching Remote Series 99 jobs in Spring, TX look for? The top searched job categories for Remote Series 99 jobs in Spring, TX are:
What cities near Spring, TX are hiring for Remote Series 99 jobs? Cities near Spring, TX with the most Remote Series 99 job openings:
Remote Series 99 jobs near you
Infographic showing various Remote Series 99 job openings in Spring, TX as of June 2026, with employment types broken down into 100% Full Time. Highlights an 100% Remote job distribution, with an average salary of $51,224 per year, or $24.6 per hour.

Senior Financial Advisor

Strategic Financial Group

Houston, TX • Remote

Full-time

Medical, Dental, Vision, Life, Retirement

Re-posted 22 days ago

Job description

Since 1903, Strategic Financial Group (SFG), a MassMutual firm, has been a leading provider of comprehensive wealth management serving individuals and families in Houston. We specialize in goals-based wealth management — retirement, education, legacy, and life-goal planning — through tailored investment advice and guidance.

Our Financial Advisors build lasting relationships with clients, helping them pursue the life they envision, backed by advisory teams dedicated to their unique needs. We believe trust is built through transparency, and our advisors have access to deep investment insights and integrated banking solutions to serve clients well.

We're looking for an experienced advisor ready to grow an established or existing practice within a firm that combines boutique-level relationships with institutional-grade resources and support.

Key Responsibilities

  • Deliver comprehensive, goals-based financial planning and wealth strategies, evaluating client needs and customizing solutions
  • Build and grow a client base through referrals, networking, and proactive outreach — with support transitioning or growing an existing book
  • Stay current on financial planning tools, strategies, and industry trends
  • Leverage SFG's full suite of resources — planning, product, marketing, and compliance support — to deliver the best possible outcomes for clients
  • Commit to continuous professional development to advance your practice and your career

Required Qualifications

  • 3+ years of experience in wealth management, with a track record of managing client portfolios and driving business growth
  • FINRA Series 7 & 66 (or Series 63 & 65) registrations
  • Life & Health Insurance license (or willing to obtain)
  • Strong expertise in finance, investments, and retirement planning strategies
  • Strong relationship-building and business development skills

Preferred Qualifications

  • Bachelor's degree or higher
  • Additional certifications such as CFP or CRPC
  • Demonstrated ability to drive lead generation and balance investment management, client acquisition, and sales activity
  • Exceptional written and verbal communication skills
  • Highly entrepreneurial and self-motivated

Featured Benefits

  • Competitive payout structure with support for advisors transitioning an existing book
  • Access to in-house planning, product, marketing, and compliance resources
  • Licensing & Certification Support
  • Medical, Dental, Vision Insurance
  • 401(k)

Ready to grow your practice with a firm built on 120+ years of trust? Apply today.


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