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Remote Series 99 Jobs in Riverside, CA (NOW HIRING)

Financial Advisor, CFP Professional

Irvine, CA ยท On-site +1

$85K - $100K/yr

Remote Reporting To: Principal & CEO Compensation: $85,000 - $100,000 / year Description We are ... Active Series 65/66 or equivalent advisory license * 3+ years of client-facing financial planning ...

Financial Consultant

Murrieta, CA ยท Remote

$75K - $100K/yr

Heart to Heart is a rapidly growing financial services company offering remote work-from-home commission-based positions. We are currently seeking serious, ambitious, and hardworking individuals in ...

Remote Series 99 information

See Riverside, CA salary details

$16

$28

$39

How much do remote series 99 jobs pay per hour?

As of Jul 19, 2026, the average hourly pay for remote series 99 in Riverside, CA is $28.87, according to ZipRecruiter salary data. Most workers in this role earn between $22.55 and $34.62 per hour, depending on experience, location, and employer.

What is a Remote Series 99 professional?

A Remote Series 99 professional is an individual who has passed the FINRA Series 99 exam and is qualified to perform the functions of an Operations Professional for a broker-dealer, but works remotely rather than in a traditional office setting. The Series 99 license allows professionals to handle a variety of back-office operations, such as trade settlement, asset transfers, and recordkeeping. Working remotely, these professionals use secure technology to manage tasks, communicate with team members, and ensure compliance with industry regulations. This role is essential for maintaining the smooth operation of financial firms, especially as remote work becomes more prevalent.

What is the difference between Remote Series 99 vs Remote Data Analyst?

AspectRemote Series 99Remote Data Analyst
Required CredentialsBachelor's in IT, Computer Science, or related fieldBachelor's in Data Science, Statistics, or related field
Work EnvironmentRemote, often in tech or software companiesRemote, in finance, healthcare, or tech sectors
Employer & Industry UsageTech firms, software companies, startupsBusiness, finance, healthcare organizations
Common Search & ComparisonYesYes

Remote Series 99 and Remote Data Analyst roles share similarities in requiring analytical skills and remote work setups. However, Remote Series 99 typically focuses on IT or software development, while Remote Data Analysts concentrate on data interpretation and reporting. Both roles are prevalent in tech-driven industries and require relevant degrees, but their core responsibilities differ, making them distinct career paths within remote work opportunities.

What are the key skills and qualifications needed to thrive as a Remote Series 99 Operations Professional, and why are they important?

To excel as a Remote Series 99 Operations Professional, you need a solid understanding of broker-dealer operations, compliance principles, and must hold the FINRA Series 99 license. Familiarity with financial software systems, regulatory reporting tools, and secure communication platforms is typically required. Attention to detail, problem-solving ability, and strong organizational skills are crucial soft skills for managing complex processes remotely. These competencies ensure accurate, compliant operations and effective teamwork in a regulated financial environment.

What are some common challenges faced by remote Series 99 Operations Professionals, and how can they be addressed?

Remote Series 99 Operations Professionals often encounter challenges such as maintaining effective communication with on-site teams and ensuring compliance with complex financial regulations from a distance. Overcoming these obstacles typically involves leveraging secure digital platforms for collaboration, maintaining regular check-ins with colleagues, and staying up-to-date on regulatory changes through continuous education. Building strong organizational habits and proactively seeking clarification on ambiguous processes can also help remote professionals excel in this role.
What job categories do people searching Remote Series 99 jobs in Riverside, CA look for? The top searched job categories for Remote Series 99 jobs in Riverside, CA are:
What cities near Riverside, CA are hiring for Remote Series 99 jobs? Cities near Riverside, CA with the most Remote Series 99 job openings:
Customer Service Representative - Remote Work - Great Benefits

Customer Service Representative - Remote Work - Great Benefits

American Income Life Insurance Company

Riverside, CA โ€ข On-site, Remote

$16 - $21.75/hr

Full-time

Posted 28 days ago


Job description

We are currently expanding our remote team and looking for motivated individuals who enjoy working with people, providing helpful guidance, and building a long-term career.
This role focuses on assisting clients who are interested in learning more about available supplemental benefit programs. You will help explain options, answer questions, and guide individuals through a simple and professional process.
Key Responsibilities
  • Connect with clients by phone or video to review available benefit options
  • Answer questions clearly and professionally
  • Provide information about programs, services, and coverage details
  • Help clients understand their options and choose solutions that fit their needs
  • Stay organized while managing follow-ups and client records
  • Continue learning about updated programs and company processes

What We're Looking For
  • Strong communication and people skills
  • A positive, professional attitude
  • Ability to stay organized and manage multiple tasks
  • Willingness to learn and follow a proven system
  • Comfortable working independently in a remote setting
  • Customer service or sales experience is helpful, but not required

What We Offer
  • Remote work flexibility
  • Hands-on training and ongoing support
  • Weekly pay
  • Bonus opportunities
  • Residual income potential
  • Career growth and leadership advancement
  • Company-paid travel incentives
  • Apply today to learn more about this opportunity and how you can become part of our growing team.

Ideal Candidate
The right person for this opportunity is dependable, coachable, and motivated to grow. You should enjoy helping others, working with a team, and taking initiative in a fast-paced environment.