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Remote Investment Suitability Review Jobs (NOW HIRING)

trainwell

Licensed Investment Representative

Suitland, MD · Remote

$60K - $75K/yr

This is a remote position where you'll work directly with clients to recommend and manage mutual ... Manage and review existing investment portfolios, providing ongoing guidance and rebalancing ...

trainwell

Licensed Investment Representative

Suitland, MD · On-site +1

$60K - $75K/yr

This is a remote position where you'll work directly with clients to recommend and manage mutual ... Manage and review existing investment portfolios, providing ongoing guidance and rebalancing ...

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Remote Investment Suitability Review information

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$40K

$158.8K

$222K

How much do remote investment suitability review jobs pay per year?

As of Aug 3, 2026, the average yearly pay for remote investment suitability review in the United States is $158,828.00, according to ZipRecruiter salary data. Most workers in this role earn between $121,500.00 and $195,000.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Remote Investment Suitability Reviewer, and why are they important?

To thrive as a Remote Investment Suitability Reviewer, you need a strong understanding of financial regulations, investment products, and risk assessment, often backed by a degree in finance or related certifications such as FINRA Series 7 or 66. Familiarity with compliance monitoring systems, portfolio management software, and secure communication platforms is essential. Attention to detail, analytical thinking, and clear written communication are crucial soft skills for accurately evaluating client profiles and documenting recommendations. These skills and qualities are important to ensure investments align with regulatory standards and client objectives, minimizing risk for both clients and the firm.

What is the difference between Remote Investment Suitability Review vs Remote Financial Advisor?

AspectRemote Investment Suitability ReviewRemote Financial Advisor
CredentialsTypically requires certifications like FINRA Series 7/66, or CFPRequires CFP, Series 7, or similar financial planning licenses
Work EnvironmentPrimarily review and assess client portfolios remotelyProvide comprehensive financial planning and advice remotely
Industry UsageUsed mainly in compliance and suitability assessments within finance firmsUsed in client-facing financial planning and investment management

While both roles operate remotely within the finance industry and require similar certifications, the Remote Investment Suitability Review focuses on evaluating client portfolios for compliance and suitability, whereas the Remote Financial Advisor provides personalized financial advice and planning services.

What is a Remote Investment Suitability Review?

A Remote Investment Suitability Review is a process where a financial professional evaluates whether specific investment products or strategies align with a client's financial goals, risk tolerance, and personal circumstances—conducted remotely through digital tools or communication platforms. This review ensures that recommendations comply with legal and regulatory standards, protecting both the client and the advisor. By performing the suitability review remotely, clients can receive personalized investment guidance without needing to meet in person, increasing convenience and accessibility.

What are some common challenges faced by professionals in a Remote Investment Suitability Review role, and how can they be addressed?

One common challenge in a Remote Investment Suitability Review role is ensuring clear communication and collaboration with other team members, such as advisors and compliance officers, despite working remotely. Staying updated with regulatory changes and maintaining consistent documentation standards can also be demanding. Utilizing secure digital platforms, scheduling regular check-ins, and proactively seeking clarification on complex cases can help address these challenges. Additionally, dedicating time for ongoing training and leveraging knowledge-sharing tools can support continuous professional development and ensure compliance with evolving industry standards.
What cities are hiring for Remote Investment Suitability Review jobs? Cities with the most Remote Investment Suitability Review job openings:
What are the most commonly searched types of Investment Suitability Review jobs? The most popular types of Investment Suitability Review jobs are:
What states have the most Remote Investment Suitability Review jobs? States with the most job openings for Remote Investment Suitability Review jobs include:
Remote Investment Suitability Review jobs near you
Infographic showing various Remote Investment Suitability Review job openings in the United States as of July 2026, with employment types broken down into 91% Full Time, 6% Part Time, and 3% Contract. Highlights an 87% Physical, 4% Hybrid, and 9% Remote job distribution, with an average salary of $158,828 per year, or $76.4 per hour.

Suitability Principal - VUL & Group Plans

MassMutual

Raleigh, NC • Remote

$69K - $90K/mo

Full-time

Posted 7 days ago

Job description

The Opportunity

As a Suitability Principal (VUL & Group Plans) you will conduct back-office review and firm-acceptance of as well as suitability reviews for accounts clearing through National Financial Services (NFS). In this role, as well as all roles within MassMutual, you will demonstrate accountability, agility, a dedication to be inclusive, a strong business acumen, and will show courage, even in the most difficult situations. We also highly value strong communication skills, a passion for learning, leadership traits, resilience and self-awareness.

The Team

The MML Investors Services, LLC New Business Team is comprised of highly skilled, financial services professionals who render collaborative new business reviews  to our Financial Advisors. Team members demonstrate high levels of competence in the areas of resilience, accountability, agility, and are focused on continuous improvement and development. The team culture is collaborative, cross-functional, and fosters high performance results with an emphasis on encouraging a healthy work/life balance. We seek to provide best-in-class service to sophisticated Advisors as they provide their clients with a holistic suite of wealth management products and solutions. Specifically, this position will sit on the MMLIS Special Product New Business Team. This team supports variable life and group retirement plan reviews  and may support the review of other new business investment classes.

The Impact

Key Responsibilities Include:

  • Conduct back-office review and firm-acceptance of new and existing submissions related to Brokerage, Direct and Third-Party Advisory accounts

  • Review trading activity of registered representatives through supervisory control procedures and application of firm policies and procedures and will require the associate to eventually become a subject matter expert for all previously referenced lines of Inforce Business, including a solid understanding of our platforms and systems

  • Determine root cause of issues, provide solutions, and resolve matters independently without management supervision at times.

  • Implementation and management of operational and supervisory procedures for the firm

  • Ability to effectively communicate with registered representatives, agency personnel, and internal business partners such as Compliance, Field Inspection, and Regional Supervisory Directors. Specialized regulatory review of securities such as Options trading and Municipal Securities may be required. Involved daily in complex problem resolution requiring higher level critical thinking

  • Consult with registered representatives, Agency Supervisory Officers and Regional Supervisory Directors, providing guidance on suitability concerns and guidelines

  • Consistently identify and report to management on trending and risk mitigation measures

The Minimum Qualifications

  • FINRA Series 7 & 24 required at time of application

  • 2+ years MMLIS Experience or 3+ years' experience within the brokerage/advisory space

  • High School Diploma or equivalent

  • ** Principals working 100% remotely may be subject to on-site inspection by MML and/or regulators

  • ***Candidates residing within 50 miles of the MassMutual Springfield office will be expected to work a Hybrid schedule of 3 days a week in the office

The Ideal Qualifications

  • 3+ years MMLIS experience and / or 5+ years' experience conducting suitability reviews within the brokerage/advisory space

  • 2+ years experience with variable universal life and group retirement plans

  • 2+ year experience with Microsoft Excel and performing pivot tables

  • Ability to work in a fast paced, ever changing environment

  • High degree of ownership and sense of urgency

  • College degree preferred with a concentration in business or finance.

  • Superior customer service skills

  • Excellent interpersonal skills; team player, self-motivated; patient demeanor; approachable style

  • High aptitude for effective problem resolution

  • Strong organizational and time management skills are essential.

  • Passion for embracing business process improvement opportunities.

  • High aptitude for effective problem resolution

  • Must be able to think independently and tactfully challenge the opinions of others

What You Can Expect at MassMutual

MassMutual offers the opportunity to do meaningful work within a purpose-driven organization that values long-term impact over short-term outcomes. In this role, you can expect:

  • Clear areas of ownership and accountability, with work that connects directly to company and customer outcomes 

  • A collaborative environment where perspectives are welcomed

  • Access to learning, development, and internal networks that support continuous growth and skill-building over time 

  • Employee-led communities and forums that foster connection, learning, and inclusion across the organization

  • A culture grounded in integrity, responsibility, and stewardship—supported by a company with a strong legacy and a future-focused mindset

#LI-DK1

#LI-REMOTE

MassMutual is an equal employment opportunity employer. We welcome all persons to apply.
If you need an accommodation to complete the application process, please contact us and share the specifics of the assistance you need.
California residents: For detailed information about your rights under the California Consumer Privacy Act (CCPA), please visit our California Consumer Privacy Act Disclosures page.

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