... operation. Global Financial Crimes is responsible for the development and governance of the Firm's financial crime prevention efforts across all regions and business units. Global Financial Crimes is ...
... operation. Global Financial Crimes is responsible for the development and governance of the Firm's financial crime prevention efforts across all regions and business units. Global Financial Crimes is ...
Banking Services Operations Associate IV - Payment Services (Hybrid - See locations in posting)
Baltimore, MD · Hybrid
$25.07 - $41.79/hr
Completes regulatory review and reporting, advanced account reconciliation, along with procedure ... Write and maintain department operational procedures to promote effective training and compliance ...
Banking Services Operations Associate IV - Payment Services (Hybrid - See locations in posting)
Baltimore, MD · Hybrid
$25.07 - $41.79/hr
Completes regulatory review and reporting, advanced account reconciliation, along with procedure ... Write and maintain department operational procedures to promote effective training and compliance ...
Banking Services Operations Associate II - Lockbox Processor (Onsite - 32 hours/week)
Baltimore, MD · On-site
$19 - $31.14/hr
Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Identify risk-related issues needing escalation to ...
Banking Services Operations Associate II - Lockbox Processor (Onsite - 32 hours/week)
Baltimore, MD · On-site
$19 - $31.14/hr
Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Identify risk-related issues needing escalation to ...
Banking Services Operations Associate II - Lockbox Processor (Onsite - 32 hours/week)
Baltimore, MD · On-site
$19 - $31.14/hr
Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Identify risk-related issues needing escalation to ...
Banking Services Operations Associate II - Lockbox Processor (Onsite - 32 hours/week)
Baltimore, MD · On-site
$19 - $31.14/hr
Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Identify risk-related issues needing escalation to ...
JOB SUMMARY The National Tax Operations Associate Director will play a key internal role focused on ... Monitor and interpret new tax legislation, regulatory developments, and key court decisions related ...
JOB SUMMARY The National Tax Operations Associate Director will play a key internal role focused on ... Monitor and interpret new tax legislation, regulatory developments, and key court decisions related ...
JOB SUMMARY The National Tax Operations Associate Director will play a key internal role focused on ... Monitor and interpret new tax legislation, regulatory developments, and key court decisions related ...
JOB SUMMARY The National Tax Operations Associate Director will play a key internal role focused on ... Monitor and interpret new tax legislation, regulatory developments, and key court decisions related ...
... regulations. Responsibilities * Oversee day-to-day operations of the center, including staffing ... Bachelor's or Associate degree in Early Childhood Education , Child Development , or related field ...
... regulations. Responsibilities * Oversee day-to-day operations of the center, including staffing ... Bachelor's or Associate degree in Early Childhood Education , Child Development , or related field ...
... regulations. Responsibilities * Oversee day-to-day operations of the center, including staffing ... Bachelor's or Associate degree in Early Childhood Education , Child Development , or related field ...
Quick apply
... regulations. Responsibilities * Oversee day-to-day operations of the center, including staffing ... Bachelor's or Associate degree in Early Childhood Education , Child Development , or related field ...
Operations Manager
Gambrills, MD · On-site
... regulations. Responsibilities * Oversee day-to-day operations of the center, including staffing ... Education: * Bachelor's or Associate degree in Early Childhood Education, Child Development, or ...
Operations Manager
Gambrills, MD · On-site
... regulations. Responsibilities * Oversee day-to-day operations of the center, including staffing ... Education: * Bachelor's or Associate degree in Early Childhood Education, Child Development, or ...
Operations Supervisor
Halethorpe, MD · On-site
$70K - $90K/yr
Properly communicate company policies and plans to all associates and communicate employee feedback ... regulations. * Understand current role and shift's expectations and assist in adhering to the Ward ...
Operations Supervisor
Halethorpe, MD · On-site
$70K - $90K/yr
Properly communicate company policies and plans to all associates and communicate employee feedback ... regulations. * Understand current role and shift's expectations and assist in adhering to the Ward ...
Senior Business Development and Government Affairs Specialist
Columbia, MD · Remote
$33 - $53/hr
... regulatory landscape. This role will support and execute business development and operational ... Associate and President. * Represent the company at trade shows, conferences, webinars, virtual ...
Quick apply
Senior Business Development and Government Affairs Specialist
Columbia, MD · Remote
$33 - $53/hr
... regulatory landscape. This role will support and execute business development and operational ... Associate and President. * Represent the company at trade shows, conferences, webinars, virtual ...
Senior Business Development and Government Affairs Specialist
Columbia, MD · Remote
$33 - $53/hr
... regulatory landscape. This role will support and execute business development and operational ... Associate and President. * Represent the company at trade shows, conferences, webinars, virtual ...
Quick apply
Senior Business Development and Government Affairs Specialist
Columbia, MD · Remote
$33 - $53/hr
... regulatory landscape. This role will support and execute business development and operational ... Associate and President. * Represent the company at trade shows, conferences, webinars, virtual ...
Senior Business Development and Government Affairs Specialist
Columbia, MD · Remote
$33 - $53/hr
... regulatory landscape. This role will support and execute business development and operational ... Associate and President. * Represent the company at trade shows, conferences, webinars, virtual ...
Quick apply
Senior Business Development and Government Affairs Specialist
Columbia, MD · Remote
$33 - $53/hr
... regulatory landscape. This role will support and execute business development and operational ... Associate and President. * Represent the company at trade shows, conferences, webinars, virtual ...
Director of Operations
Baltimore, MD · On-site
$100K - $110K/yr
... regulations. What We're Looking For: * Experience: Minimum of 7 years of management experience ... Referral bonuses, pet insurance, associate assistance programs, discount programs, rewards ...
Director of Operations
Baltimore, MD · On-site
$100K - $110K/yr
... regulations. What We're Looking For: * Experience: Minimum of 7 years of management experience ... Referral bonuses, pet insurance, associate assistance programs, discount programs, rewards ...
Director of Operations
Baltimore, MD · Remote
$100K - $110K/yr
... regulations. What We're Looking For: * Experience: Minimum of 7 years of management experience ... Referral bonuses, pet insurance, associate assistance programs, discount programs, rewards ...
Director of Operations
Baltimore, MD · Remote
$100K - $110K/yr
... regulations. What We're Looking For: * Experience: Minimum of 7 years of management experience ... Referral bonuses, pet insurance, associate assistance programs, discount programs, rewards ...
Manager Distribution Operations - 928 (535908)
Jessup, MD · On-site
$100K/yr
Supervises administrative hourly associates, supervisors, including planning and evaluating ... OSHA regulations; and state safety regulations. Sound knowledge of financial analysis and budgeting.
Manager Distribution Operations - 928 (535908)
Jessup, MD · On-site
$100K/yr
Supervises administrative hourly associates, supervisors, including planning and evaluating ... OSHA regulations; and state safety regulations. Sound knowledge of financial analysis and budgeting.
... associates and supervisors to deliver campaign and batch objectives. This role owns mid-term and ... Ensure compliance with global GMP and regulatory requirements (FDA 21 CFR 210/211, ICH Qseries, EU ...
... associates and supervisors to deliver campaign and batch objectives. This role owns mid-term and ... Ensure compliance with global GMP and regulatory requirements (FDA 21 CFR 210/211, ICH Qseries, EU ...
Provides training to associates including on-boarding and/or new procedures.Leads continuous ... Knowledge of regulatory requirements, process validations, safe work practices, and ISO 9000 ...
Provides training to associates including on-boarding and/or new procedures.Leads continuous ... Knowledge of regulatory requirements, process validations, safe work practices, and ISO 9000 ...
Inspect warehouse for safety compliance and ensure proper safety and sanitation regulations are ... Bachelor's or Associate Degree preferred * Minimum 5-10 years supervisory experience in warehouse ...
Inspect warehouse for safety compliance and ensure proper safety and sanitation regulations are ... Bachelor's or Associate Degree preferred * Minimum 5-10 years supervisory experience in warehouse ...
... regulations applicable to nonprofit organizations. * General/Operational * Provide legal support on internal initiatives involving organizational structure and organizational change management.
Quick apply
... regulations applicable to nonprofit organizations. * General/Operational * Provide legal support on internal initiatives involving organizational structure and organizational change management.
Regulatory Operations Associate information
See Rosedale, MD salary details
$10.84 - $14.50
9% of jobs
$16.90 is the 25th percentile. Wages below this are outliers.
$14.50 - $18.17
24% of jobs
The median wage is $20.97 / hr.
$18.17 - $21.84
22% of jobs
$21.84 - $25.51
16% of jobs
$27.14 is the 75th percentile. Wages above this are outliers.
$25.51 - $29.18
9% of jobs
$29.18 - $32.84
7% of jobs
$32.84 - $36.51
4% of jobs
$36.51 - $40.18
4% of jobs
$40.18 - $43.85
3% of jobs
$43.85 - $47.52
1% of jobs
$47.52 - $51.18
0% of jobs
$10
$25
$51
How much do regulatory operations associate jobs pay per hour?
What are the key skills and qualifications needed to thrive as a regulatory operations associate, and why are they important?
What is a regulatory operations associate?
How does a regulatory operations associate typically collaborate with cross-functional teams within an organization?
What is the difference between Regulatory Operations Associate vs Regulatory Affairs Specialist?
| Aspect | Regulatory Operations Associate | Regulatory Affairs Specialist |
|---|---|---|
| Required Credentials | Bachelor's degree, familiarity with regulatory processes | Bachelor's degree, often with certifications in regulatory affairs |
| Work Environment | Supportive regulatory teams, administrative tasks | Strategic planning, compliance management |
| Employer & Industry Usage | Pharmaceutical, biotech, healthcare companies | Pharmaceutical, medical device, biotech sectors |
| Common Search & Comparison | Yes | No |
The Regulatory Operations Associate typically handles administrative and operational support within regulatory teams, focusing on document management and submission processes. In contrast, the Regulatory Affairs Specialist is more involved in strategic compliance, ensuring products meet regulatory standards. Both roles are essential in regulated industries like pharma and biotech, but they differ in scope and responsibilities.

Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Re-posted 26 days ago
Morgan Stanley rating
8.4
Based on 155 frontline employees who took The Breakroom Quiz
30th of 150 rated financial services
Job description
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
LCD comprises of Legal, Compliance, Global Financial Crimes and Regulatory Relations.
The Legal Department provides guidance, requirements and procedures for understanding and complying with the laws, regulations and Firm policies that apply to our businesses.
The Global Compliance Department identifies applicable Compliance Obligations and maintains a Firmwide Compliance Risk management program, including Compliance Risks that transcend business lines, legal entities and jurisdictions of operation.
Global Financial Crimes is responsible for the development and governance of the Firm's financial crime prevention efforts across all regions and business units. Global Financial Crimes is comprised of the Anti-Money Laundering (AML), Sanctions, Anti-boycott, Anti-Corruption (ACG) and Government and Political Activities Compliance (GPAC) programs.
The Global Regulatory Relations Group (GRRG) is responsible for strategic and centralized management of the supervisory activities of Morgan Stanley's regulators and related developments globally, with a focus on regulatory reviews and examinations and continuous monitoring activities. GRRG serves as the central point of contact for the regulatory staff responsible for supervisory activities at Morgan Stanley entities and for timely reporting to Firm management and other governance or management bodies, as appropriate, on those relationships and supervisory processes, including areas of significant regulatory focus or concern.
The role is in Shared Services Compliance. This team handles regulatory inquiries primarily focused on market regulation.
The Regulatory Inquiries Group Regulatory professional's primary responsibilities include:
>Handle complex regulatory inquiries from an analysis of trading data and complex books and records requests to drafting responses to regulators
>Communicate with and maintain relationships with regulators
>Extract and analyze Firm books and records, primarily focusing on trading records and client documentation
>Work closely with business, operations, technology and Legal and Compliance Division (LCD) stakeholders on responding to regulatory inquiries
>Support adhoc requests/ projects as needed
>Liaise with technology team daily to discuss issues, address concerns, and facilitate projects related to the needs of the regulatory inquiries group and electronic blue sheet reporting Experience
>At least a Bachelor's degree with minimum of 4-7 years' experience in Compliance, in a broker-dealer or regulatory environment, with experience in trading and markets, and Firm books and records
>Solid track record working in a professional environment
Knowledge
>Knowledge of SEC, FINRA, CME, CFTC and/or other SRO rules and regulations
>Moderate to strong understanding of US Securities Trading and Markets, including a strong knowledge of financial securities products
>Strong understanding of broker/dealer books and records
>Understanding of legal documents and terminologies
>Should exhibit comfort working with technology and the ability to learn and display proficiency on Firm systems and programs
>Strong proficiency with MS Office; with strong focus on Excel and Word
>Practical use of Copilot or similar Generative AI.
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
At Morgan Stanley, we raise, manage and allocate capital for our clients - helping them reach their goals. We do it in a way that's differentiated - and we've done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Salary range for the position: $70,000 and $125,000 per year. The successful candidate may be eligible for an annual discretionary incentive compensation award. The successful candidate may be eligible to participate in the relevant business unit's incentive compensation plan, which also may include a discretionary bonus component. Morgan Stanley offers a full spectrum of benefits, including Medical, Prescription Drug, Dental, Vision, Health Savings Account, Dependent Day Care Savings Account, Life Insurance, Disability and Other Insurance Plans, Paid Time Off (including Sick Leave consistent with state and local law, Parental Leave and 20 Vacation Days annually), 10 Paid Holidays, 401(k), and Short/Long Term Disability, in addition to other special perks reserved for our employees. Please visit mybenefits.morganstanley.com to learn more about our benefit offerings.
Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.
Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.
For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.
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