About the Role iCapital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team. This individual will work closely with the Vice President of Regulatory Reporting ...
About the Role iCapital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team. This individual will work closely with the Vice President of Regulatory Reporting ...
About the Role iCapital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team. This individual will work closely with the Vice President of Regulatory Reporting ...
About the Role iCapital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team. This individual will work closely with the Vice President of Regulatory Reporting ...
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Compliance - Salt Lake City - Associate, Regulatory Compliance - 10072130
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Compliance - Salt Lake City - Associate, Regulatory Compliance - 10072130
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Compliance - Salt Lake City - Associate, Regulatory Compliance - 10072130
Salt Lake City, UT · On-site
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Compliance - Salt Lake City - Associate, Regulatory Compliance - 10072130
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Regulatory Associate information
See Utah salary details
$15.54 - $18.16
12% of jobs
$18.16 - $20.79
6% of jobs
$22.28 is the 25th percentile. Wages below this are outliers.
$20.79 - $23.42
12% of jobs
$23.42 - $26.04
12% of jobs
The median wage is $28.01 / hr.
$26.04 - $28.67
11% of jobs
$28.67 - $31.29
14% of jobs
$33.84 is the 75th percentile. Wages above this are outliers.
$31.29 - $33.92
9% of jobs
$33.92 - $36.55
11% of jobs
$36.55 - $39.17
3% of jobs
$39.17 - $41.80
5% of jobs
$41.80 - $44.42
5% of jobs
$15
$29
$44
How much do regulatory associate jobs pay per hour?
What does a regulatory associate do?
As a regulatory associate or regulatory affairs associate, your job is to coordinate compliance with internal—and occasionally external—regulations. This work involves checking each inspection review for accuracy, using safety data sheets (SDS), gathering and compiling documentation for products, and submitting material for license renewals and registrations. In this role, you often create management templates, study existing report documents, oversee the collection of consent forms, and audit the company for any sign of regulatory noncompliance. Some regulatory associates frequently travel to perform audits at various locations. Depending on the industry, you may have additional tasks that involve meeting state or federal guidelines.
Is regulatory associate high paying?
What is the difference between Regulatory Associate vs Compliance Specialist?
| Aspect | Regulatory Associate | Compliance Specialist |
|---|---|---|
| Required Credentials | Bachelor's degree in life sciences, regulatory affairs, or related field; certifications like RAC are a plus | Bachelor's degree in law, business, or related; certifications like CCEP may be relevant |
| Work Environment | Pharmaceutical, biotech, or medical device companies; regulatory departments | Corporate compliance departments across various industries, including healthcare and finance |
| Employer & Industry Usage | Used in regulated industries to prepare and submit regulatory documents | Used to ensure company adherence to laws and regulations, often involving audits and policy development |
The Regulatory Associate primarily focuses on preparing and managing regulatory submissions within life sciences industries, while the Compliance Specialist ensures ongoing adherence to laws and regulations across various sectors. Both roles require similar educational backgrounds and certifications, but their core responsibilities and work environments differ slightly, with Regulatory Associates working more directly with regulatory agencies and Compliance Specialists focusing on internal compliance processes.
What are some common challenges regulatory associates face when working with cross-functional teams?
What are the key skills and qualifications needed to thrive as a regulatory associate, and why are they important?

Full-time
Medical, Dental, Vision, Retirement, PTO
Posted 7 days ago
Job description
About the Role
iCapital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team. This individual will work closely with the Vice President of Regulatory Reporting and the Co-Chief Compliance Officers on a variety of compliance matters, most specifically those pertaining to regulatory reporting.
Responsibilities
Liaise with relevant business teams to collect and aggregate data and prepare for submission various U.S. and international regulatory filings including, Form ADV, Form PF, BE-185, Form SLT, Form 45-106F1, and Regulation D and blue-sky filings.
Develop, update, and implement procedures, as needed, to ensure robust processes for regulatory filings.
Monitor and analyze industry-wide compliance initiatives and federal, state, and non-U.S. regulatory developments to determine how such developments may impact iCapital's activities and reporting requirements, as well as discuss such changes with senior management.
Inform senior management of any material regulatory or operational changes.
Collaborate with internal and external stakeholders to improve data quality, processes, operational readiness, scalability, and efficiency.
Assist with ad-hoc compliance-related matters.
Qualifications
2-5 years of registered investment adviser experience, preferably in preparing regulatory filings
Experience with alternative investments and understanding of compliance restrictions around private placements, including SEC filings for private funds
Comfortable leading discussions and initiatives with senior internal and external stakeholders
Able to manage multiple deadlines and projects
Organized and detailed oriented with big picture capability
Strong interpersonal and leadership skills
Willingness to learn new topics and work in an evolving business environment
Proficiency in Microsoft Excel and Microsoft Word and an aptitude to quickly pick up additional technologies
Benefits
The base salary range for this role is $ 70,000 to $ 95,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).
We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.
For additional information on iCapital, please visit https://www.icapitalnetwork.com/about-us Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc | Awards Disclaimer: https://www.icapitalnetwork.com/about-us/recognition/
iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.