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Prime Brokerage Attorney Jobs (NOW HIRING)

IMC

Legal Counsel

Chicago, IL

We're looking for a seasoned attorney to serve as Legal Counsel. This role is responsible for ... Lead negotiations across all prime brokerage and OTC derivatives documentation including ISDA ...

IMC

Legal Counsel

Chicago, IL · On-site

$200K - $250K/yr

We're looking for a seasoned attorney to serve as Legal Counsel. This role is responsible for ... Lead negotiations across all prime brokerage and OTC derivatives documentation including ISDA ...

Lawyers On Demand Limited

$100/hr

Lawyers on Demand, a Consilio Company, is one of the largest and fastest growing global legal ... prime brokerage, lending, and derivatives documentation. * Own full product life-cycle negotiation ...

IMC

Legal Counsel

Chicago, IL · On-site

$200K - $250K/yr

We're looking for a seasoned attorney to serve as Legal Counsel. This role is responsible for ... Lead negotiations across all prime brokerage and OTC derivatives documentation including ISDA ...

IMC

Legal Counsel

Manhattan, NY · On-site

$200K - $250K/yr

We're looking for a seasoned attorney to serve as Legal Counsel. This role is responsible for ... Lead negotiations across all prime brokerage and OTC derivatives documentation including ISDA ...

Consilio Services

$100/hr

Lawyers on Demand, a Consilio Company, is one of the largest and fastest growing global legal ... prime brokerage, lending, and derivatives documentation. * Own full product life-cycle negotiation ...

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Prime Brokerage Attorney information

See salary details

$35.5K

$134.2K

$268.5K

How much do prime brokerage attorney jobs pay per year?

As of Sep 11, 2026, the average yearly pay for prime brokerage attorney in the United States is $134,221.00, according to ZipRecruiter salary data. Most workers in this role earn between $88,000.00 and $169,500.00 per year, depending on experience, location, and employer.

What is a prime brokerage attorney?

A Prime Brokerage Attorney is a legal professional who specializes in providing legal advice and support to prime brokerage firms, which offer a range of services to hedge funds and other institutional clients, such as trade execution, custody, and financing. These attorneys help navigate complex regulatory requirements, draft and negotiate prime brokerage agreements, and ensure compliance with securities laws. They also advise on risk management, dispute resolution, and new product development within the prime brokerage space. Their expertise is essential to minimizing legal risks and facilitating smooth operations for both the brokerage and its clients.

What are the key skills and qualifications needed to thrive as a prime brokerage attorney?

To thrive as a Prime Brokerage Attorney, you need a strong background in securities law, financial regulations, and transactional legal work, typically supported by a law degree and bar admission. Familiarity with trading platforms, regulatory compliance systems, and documentation tools such as ISDA and prime brokerage agreements is essential. Exceptional negotiation, analytical thinking, and communication skills set top performers apart in this position. These skills are crucial for mitigating legal risks, ensuring regulatory compliance, and supporting complex financial transactions in a fast-paced environment.

What are some common challenges prime brokerage attorneys face when advising on cross-border transactions?

Prime Brokerage Attorneys frequently encounter complexities when dealing with cross-border transactions, such as navigating varying regulatory frameworks, ensuring compliance with international securities laws, and managing multi-jurisdictional documentation. These challenges require strong communication with global legal teams and an in-depth understanding of both local and foreign regulations. Effective collaboration with compliance, risk, and business units is essential to mitigate legal and operational risks while supporting business objectives.

What is the difference between Prime Brokerage Attorney vs Securities Compliance Attorney?

AspectPrime Brokerage AttorneySecurities Compliance Attorney
Required CredentialsJD, Bar Admission, Securities Law Certification (if applicable)JD, Bar Admission, Securities Law Certification (if applicable)
Work EnvironmentFinancial institutions, investment banks, hedge fundsFinancial firms, regulatory agencies, law firms
Employer & Industry UsagePrimarily in investment banking and hedge fundsAcross financial services, including broker-dealers and asset managers
Common Search & Comparison IntentUnderstanding legal roles in prime brokerageLegal compliance in securities regulation

Both Prime Brokerage Attorneys and Securities Compliance Attorneys require similar credentials and often work within financial institutions or law firms. While Prime Brokerage Attorneys focus on legal issues specific to prime brokerage services, Securities Compliance Attorneys concentrate on ensuring firms adhere to securities laws and regulations. The roles overlap in securities law expertise but differ in their specific focus areas within the financial industry.

What are popular job titles related to Prime Brokerage Attorney jobs?

For Prime Brokerage Attorney jobs, the most frequently searched job titles are:

Manager, Prime Brokerage Sales

Manhattan, NY • On-site

Wedbush Securities
Finance and Insurance • 501 - 1,000 employees
Learn more about Wedbush Securitiesexternal

Full-time

Re-posted 4 days ago

Job description

Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Headquartered in Pasadena, California with over 100 offices and more than 70 correspondent offices, our commitment to providing relentless, customized service is the foundation of our consistent growth.

The Prime Brokerage Sales professional is responsible for driving business development, managing client relationships, and expanding Wedbush's Prime Brokerage platform. This role focuses on sourcing new clients, deepening existing relationships, and partnering across the firm to deliver integrated solutions that support client growth and firm revenue objectives.

Responsibilities include, but are not limited to:

  • Source, engage, and onboard prospective Prime Brokerage clients, with a focus on hedge funds, emerging managers, and institutional clients
  • Develop, nurture, and expand relationships with existing clients by delivering high-touch service and identifying opportunities to deepen engagement
  • Drive revenue growth by proactively identifying and executing cross-selling opportunities across research, trading, capital markets, and other firm capabilities
  • Actively promote Wedbush Prime Brokerage within the investment community, enhancing brand visibility and strengthening the firm's reputation
  • Build and maintain relationships with industry partners, including fund administrators, accountants, and other service providers
  • Build and maintain strong relationships with key industry partners, including fund administrators, accountants, attorneys, and other service providers, to generate referral opportunities
  • Oversee day-to-day Prime Brokerage client activity, proactively addressing issues, coordinating with internal teams, and ensuring a seamless client experience
  • Partner with internal teams to ensure seamless client experience
  • Develop a differentiated personal sales approach that complements and enhances the firm's broader Prime Brokerage strategy
  • Perform other tasks and duties as assigned and required

  • Bachelor's Degree from an accredited university required; advanced degree a plus
  • FINRA SIE, 7 and 63 licenses required
  • Strong understanding of hedge fund clients and Prime Brokerage services
  • Proven ability to drive business development and revenue growth
  • Established industry network preferred
  • Strong relationship management and client service skills
  • Ability to identify and execute on business development opportunities
  • Effective communication and presentation skills
  • Ability to work collaboratively across teams
  • Strong organizational and problem-solving skills
  • Ability to operate in a fast-paced environment

Apply