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Pershing Jobs in California (NOW HIRING)

Cresset Capital

DIRECTOR, INTEGRATIONS

San Francisco, CA · On-site

$160K - $180K/yr

An understanding of custodial platforms (Schwab, Fidelity, Pershing), advisor technology ecosystems (e.g., Addepar, E-Money, MSCI Wealth, Salesforce), and investment portfolio structures

New

Burning Man

Associate General Counsel

San Francisco, CA · On-site

$162 - $210/hr

NAVIGATE regulatory frameworks and support ongoing compliance and relations with government agencies, including the Bureau of Land Management (BLM), Nevada state agencies, and Washoe and Pershing ...

NFP Corp

Client Service Leader

San Francisco, CA · On-site

Schwab, Fidelity, and Pershing, including account structures, transaction processing, and escalation management * Deep understanding of RIA client service operations: account onboarding, money ...

NFP Corp

Client Service Leader

San Francisco, CA · On-site

Schwab, Fidelity, and Pershing, including account structures, transaction processing, and escalation management * Deep understanding of RIA client service operations: account onboarding, money ...

NFP Corp

Client Service Leader

San Francisco, CA · On-site

Schwab, Fidelity, and Pershing, including account structures, transaction processing, and escalation management * Deep understanding of RIA client service operations: account onboarding, money ...

Adventist Health

Endocrinology - Boyle Heights

Downey, CA · On-site

$300K - $330K/yr

Despite being an urban area, Downtown LA offers various outdoor spaces, such as Grand Park and Pershing Square, where residents and visitors can enjoy recreational activities, cultural events, and ...

Adventist Health

Endocrinology Physician

Los Angeles, CA

$144.23 - $158.65/hr

Despite being an urban area, Downtown LA offers various outdoor spaces, such as Grand Park and Pershing Square, where residents and visitors can enjoy recreational activities, cultural events, and ...

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Pershing information

What is a Pershing?

Pershing jobs refer to positions at Pershing LLC, a subsidiary of BNY Mellon, which specializes in providing financial business solutions such as brokerage, clearing, custody, and settlement services for financial institutions and investment professionals. Roles at Pershing can range from client service representatives and operations analysts to technology, compliance, and sales positions. Employees at Pershing work to support the infrastructure and technology that enable financial firms to manage investments, transactions, and regulatory requirements efficiently. The company is known for its commitment to innovation, client service, and regulatory compliance within the financial services industry.

What is the difference between Pershing vs Financial Advisor?

AspectPershingFinancial Advisor
CredentialsTypically requires Series 7, 63, 65/66 licensesRequires Series 7, 63, 65/66 licenses; often CFP or other certifications
Work EnvironmentFinancial services firms, brokerage platformsIndependent or firm-based, client-facing
Industry UsageUsed by broker-dealers and custodiansUsed by financial planning firms and advisors
Primary RoleCustodian and clearing firm providing trading infrastructureProvides personalized financial planning and investment advice

Pershing is a custodian and clearing firm offering trading infrastructure, while a Financial Advisor provides personalized financial planning and investment advice to clients. Both roles often require similar licenses, but their functions and work environments differ significantly.

What are the key skills and qualifications needed to thrive as a Pershing operations specialist, and why are they important?

To thrive as a Pershing Operations Specialist, you need a solid understanding of financial services operations, securities processing, and relevant regulations, often supported by a degree in finance or business. Familiarity with Pershing’s NetX360 platform, trade settlement systems, and compliance tools is typically required. Strong attention to detail, problem-solving abilities, and effective communication are essential soft skills in this role. These skills and qualifications ensure accurate transaction processing, regulatory compliance, and reliable client service in a fast-paced financial environment.

What are some typical challenges faced by employees working at Pershing, and how can new hires prepare for them?

Employees at Pershing, a leading provider of clearing and custody solutions for financial services firms, often face the challenge of adapting to fast-paced regulatory changes and evolving client needs. New hires should be prepared to work in a highly regulated environment, where attention to detail and compliance are critical. Collaboration across departments—such as operations, technology, and client services—is essential to deliver seamless solutions. To succeed, new team members should be proactive in learning industry regulations and building strong communication skills to effectively partner with colleagues and clients.
What are popular job titles related to Pershing jobs in California? For Pershing jobs in California, the most frequently searched job titles are:
What job categories do people searching Pershing jobs in California look for? The top searched job categories for Pershing jobs in California are:
What cities in California are hiring for Pershing jobs? Cities in California with the most Pershing job openings:
Pershing jobs near you
Infographic showing various Pershing job openings in California as of July 2026, with employment types broken down into 2% As Needed, 77% Full Time, 18% Part Time, 2% Temporary, and 1% Contract. Highlights an 83% Physical, 9% Hybrid, and 8% Remote job distribution.

Pershing Desk Lead

PlanMember Financial Corporation

Carpinteria, CA

Full-time

Retirement

Re-posted 25 days ago

Job description

Company Description

Headquartered in Carpinteria, California just south of Santa Barbara, PlanMember Financial Corporation is a leader in the retirement planning market with advisors, affiliates and Financial Centers located across the United States. 


Specializing in creating and servicing retirement plan solutions for nonprofit and for-profit employers and their employees, and for associations, unions, membership groups and their members, PlanMember offers a broad range of investment choices. We deliver unparalleled support and service in our commitment to help meet the retirement needs of individual investors and groups. 


An innovator of asset allocation portfolios comprised of mutual funds, PlanMember developed the PlanMember Services Program, a fully integrated retirement planning, investment and annuity solution to help individuals plan, save for and achieve a financially secure retirement. On the employer side, the PlanMember Model Plan offers a unique and exclusive turnkey retirement plan solution that delivers service, investment options and compliance expertise to employer groups. 


PlanMember's three operating subsidiaries are PlanMember Securities Corporation, PlanMember Services Corporation and PlanMember Advisor Corporation. Representatives are registered with and securities and advisory services are offered through PlanMember Securities Corporation, a registered broker/dealer, investment advisor and member FINRA/SIPC.

Specialties

Retirement planning for nonprofits, for-profits and associations, IRA and non-qualified Investment & Savings Program, 403(b) and 457(b) Model Plan Program, Plan administration & compliance, Retirement Income Program, Local Union Retirement Income Program

Great Company, Wonderful Culture, Fantastic Benefits and Amazing Co-workers. Check out our website www.Planmember.com

Job Description

JOB TITLE: Pershing Desk Specialist

STATUS: Non exempt

REPORTS TO: Director of Trading Platforms

DEPARTMENT: Service Center


JOB SUMMARY: Dedicated Pershing/trade specialist. This representative will answer incoming calls and provide exceptional service and support to Planmember advisors and their clients, service our partners and our clients. Daily responsibilities will involve problem resolution, account research, account maintenance, trading and possible margin and option issues. In addition, the ideal candidate will have an understanding of order management systems, Pershing NetX is desired. The successful candidate will demonstrate an ability to interact with business partners, platform support and services, and have a thorough grasp of the technical as well as business aspect of any given issue.

MAJOR DUTIES/RESPONSIBILITIES:

Answer phone calls and provide comprehensive support involving

- Account Maintenance/Information 

- Products

- Platforms (NetX, SaveDaily and Planmember)

- Retirement Plans

- Distributions

- Application/paperwork issues (NIGO)

- Transfers

- ACH set up

- Web Support

- Trading

- Tax issues

- Commissions

- New business

Accurately enter securities transactions

Approve or reject trades based on compliance and house rules

Outbound calls for NIGO issues and margin/debit issues

NetX360 knowledge with ability to train new reps on platforms

Monitor platform for issues with trades, paperwork and cashiering

Work closely with Director to perform additional related duties as requested



Qualifications

JOB REQUIREMENTS: 


Series 7, 63 required. 65 is desired.


Strong Order Management System knowledge, NetX360 a plus, 1 year or more of experience desired.


Trading and market knowledge and experience


Compliance experience/knowledge


Strong listening skills


Collaborative


Proficient at Word and Excel


Detail oriented


Extremely responsive to client needs


Proactive and solutions oriented


See client issues through to completion

Additional Information

All your information will be kept confidential according to EEO guidelines.

Apply