Sr. Risk Officer
Garden City, NY · On-site
In conjunction with the Market Executive and other Risk Officers within the Market, the Senior Risk Officer has accountability in the Market for maintaining a consistent control environment through ...
Sr. Risk Officer
Garden City, NY · On-site
In conjunction with the Market Executive and other Risk Officers within the Market, the Senior Risk Officer has accountability in the Market for maintaining a consistent control environment through ...
Sr. Risk Officer
Garden City, NY · On-site
In conjunction with the Market Executive and other Risk Officers within the Market, the Senior Risk Officer has accountability in the Market for maintaining a consistent control environment through ...
Sr. Risk Officer
Garden City, NY · On-site
In conjunction with the Market Executive and other Risk Officers within the Market, the Senior Risk Officer has accountability in the Market for maintaining a consistent control environment through ...
In conjunction with the Market Executive and other Risk Officers within the Market, the Senior Risk Officer has accountability in the Market for maintaining a consistent control environment through ...
In conjunction with the Market Executive and other Risk Officers within the Market, the Senior Risk Officer has accountability in the Market for maintaining a consistent control environment through ...
The Market Risk function, within Enterprise Risk Management, is responsible for overseeing market ... This position is responsible for supporting the Chief Risk Officer of FLIAC in day-to-day oversight ...
The Market Risk function, within Enterprise Risk Management, is responsible for overseeing market ... This position is responsible for supporting the Chief Risk Officer of FLIAC in day-to-day oversight ...
Risk Officer
Santa Monica, CA · On-site
$120K - $170K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
Santa Monica, CA · On-site
$120K - $170K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
Los Angeles, CA · On-site
$120K - $165K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
Los Angeles, CA · On-site
$120K - $165K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
Rochester, NY · On-site
$120K - $160K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
Rochester, NY · On-site
$120K - $160K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
Norwell, MA · On-site
$120K - $170K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
Norwell, MA · On-site
$120K - $170K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
Red Bank, NJ · On-site
$120K - $160K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
Red Bank, NJ · On-site
$120K - $160K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
New York, NY · On-site
$120K - $160K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
New York, NY · On-site
$120K - $160K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
San Jose, CA · On-site
$120K - $160K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
San Jose, CA · On-site
$120K - $160K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
Syracuse, NY · On-site
$120K - $160K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
Syracuse, NY · On-site
$120K - $160K/yr
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times * Oversees responsibilities outlined in the Branch Supervisory Manual, as ...
Risk Officer
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
San Jose, CA · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
San Jose, CA · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
$120K - $170K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
$120K - $170K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
$120K - $1M/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
$120K - $1M/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Risk Officer
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Market has procedures in place * Supports in the preparation for and response to audits, and ...
Market Risk Officer information
See salary details
$32.5K - $44.1K
2% of jobs
$44.1K - $55.7K
3% of jobs
$55.7K - $67.3K
3% of jobs
$67.3K - $78.9K
11% of jobs
$83.4K is the 25th percentile. Wages below this are outliers.
$78.9K - $90.5K
15% of jobs
The median wage is $102K / yr.
$90.5K - $102K
16% of jobs
$102K - $113.6K
14% of jobs
$113.6K - $125.2K
5% of jobs
$129.5K is the 75th percentile. Wages above this are outliers.
$125.2K - $136.8K
16% of jobs
$136.8K - $148.4K
5% of jobs
$148.4K - $160K
10% of jobs
$32.5K
$105.6K
$160K
How much do market risk officer jobs pay per year?
As of Jul 29, 2026, the average yearly pay for market risk officer in the United States is $105,602.00, according to ZipRecruiter salary data. Most workers in this role earn between $82,500.00 and $130,000.00 per year, depending on experience, location, and employer.
What are Market Risk Officers?
Market Risk Officers are financial professionals responsible for identifying, assessing, and mitigating risks that arise from fluctuations in market variables such as interest rates, currency exchange rates, and commodity prices. They analyze market trends, evaluate the potential impact on an organization's portfolio, and recommend strategies to limit losses. These officers often use quantitative models and risk assessment tools to monitor exposures and ensure compliance with regulatory requirements. Their work is essential for maintaining the financial stability and profitability of banks, investment firms, and other financial institutions.
What are the key skills and qualifications needed to thrive as a Market Risk Officer, and why are they important?
To thrive as a Market Risk Officer, you need a strong background in finance, quantitative analysis, and risk management, often supported by a degree in finance, economics, or mathematics. Familiarity with risk modeling tools, financial databases, and certifications like FRM or CFA is commonly required. Analytical thinking, attention to detail, and effective communication are crucial soft skills for interpreting complex data and conveying risk findings. These skills are essential for accurately assessing market exposures and supporting informed decision-making in dynamic financial environments.
What are some common challenges faced by Market Risk Officers in managing risk across multiple asset classes?
Market Risk Officers often encounter challenges such as rapidly changing market conditions, increased regulatory requirements, and the integration of complex risk models across various asset classes like equities, fixed income, and derivatives. Staying current with market trends and ensuring accurate, real-time risk reporting requires strong analytical skills and effective collaboration with trading, compliance, and technology teams. Additionally, Market Risk Officers must communicate risk exposures clearly to senior management and adapt controls to new products and evolving market dynamics.
Morgan Stanley rating
8.3
Based on 154 frontline employees who took The Breakroom Quiz
37th of 150 rated financial services
Job description
POSITION SUMMARY
The Senior Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions related to the Market. In conjunction with the Market Executive and other Risk Officers within the Market, the Senior Risk Officer has accountability in the Market for maintaining a consistent control environment through adherence of business ethics and practices and adherence to all applicable Federal, State and Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Senior Risk Officer keeps the Market Executive informed of significant matters within the Market and must determine when the Market Executive, other Branch Managers within the Market and/or Regional Risk Officer should be directly involved. The PWM Senior Risk Officer role is a non-revenue sharing position that has dual straight line reporting to the Market Executive and Regional Risk Officer.
DUTIES and RESPONSIBILITIES
Surveillance and Supervision
Risk Management/Compliance/Legal
Administrative
Education and/or Experience
Knowledge/Skills
Reports to
Direct reports
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
At Morgan Stanley, we raise, manage and allocate capital for our clients - helping them reach their goals. We do it in a way that's differentiated - and we've done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Expected base pay rates for the role will be between $170,000 and $215,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.
Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.
For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.
The Senior Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions related to the Market. In conjunction with the Market Executive and other Risk Officers within the Market, the Senior Risk Officer has accountability in the Market for maintaining a consistent control environment through adherence of business ethics and practices and adherence to all applicable Federal, State and Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Senior Risk Officer keeps the Market Executive informed of significant matters within the Market and must determine when the Market Executive, other Branch Managers within the Market and/or Regional Risk Officer should be directly involved. The PWM Senior Risk Officer role is a non-revenue sharing position that has dual straight line reporting to the Market Executive and Regional Risk Officer.
DUTIES and RESPONSIBILITIES
Surveillance and Supervision
- Primary responsibility for all risk, supervisory, and compliance functions for the Market
- Communicates and facilitates any supervisory inquiry or process that requires escalation from the Market to the Regional Risk Officer
- Focuses on business ethics and regulatory and compliance practices
- Provides the coaching and guidance on policies and procedures in order to promote risk awareness and a compliant environment within the Market
- Ensures proper procedures are in place to ensure that approvals are handled appropriately and timely
- Manages the Market Risk Officers within the Market to ensure consistent regulatory and compliance practices
- Ensures procedures are in place for self-audits.
Risk Management/Compliance/Legal
- Monitors and implements procedures to manage all facets of risk, including data security, across the Market
- Facilitates regular and consistent communication of Morgan Stanley Wealth Management policies and other regulations
- Liaises with the Legal and Compliance Division with customer complaints and litigation
- Together with the Market Executive and Market Risk Officers, ensures appropriate supervisory coverage is maintained at all times across the Market as required by Firm policy.
- Oversees all responsibilities outlined in the Branch Supervisory Manual, as well as new policies to ensure the market has procedures in place.
- Is responsible for the preparation for and response to audits, and ensures that any audit findings are appropriately responded to and remediated
- Works with Market Executive and Market Risk Officers to monitor people risk, and ensures appropriate action is taken
- Responsible for proactive client contact within the Market in determining suitability and managing risk
- Active involvement with the region regarding matters presented to the Credit Committee
- Primary source for intelligence on risk in regard to clients and FAs
- Active involvement with margin and credit decisions
Administrative
- Works closely with Special Investigation Unit on any Human Resources issues as related to risk and compliance
- Together with the Market Risk Officers in the Market, facilitates the training of all personnel on Morgan Stanley Wealth Management compliance policies and procedures
- Assists in the review and on boarding of FA recruits
Education and/or Experience
- Bachelor's degree required or equivalent education or experience
- Previous industry experience
- Active Series 3, 7, 8 (or 9 and 10), and 63, 65 (or 66)
- Other licenses as required for role or by management
Knowledge/Skills
- Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures
- Effective written and verbal communication skills
- Strong attention to detail
- Ability to prioritize and resolve complex problems and escalate as necessary
- Ability to identify issues and trends in order to anticipate change and provide recommended comprehensive solutions and remedies
- Evidence of strong leadership capabilities or previous supervisory experience
- Ability to organize and prioritize workflow and assignments in a deadline oriented environment
- Ability to interact with Financial Advisors and clients
- Excellent judgment and the ability to be discreet in all matters
- Strong work ethic
Reports to
- Dual reporting: Market Executive and Regional Risk Officer
Direct reports
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
At Morgan Stanley, we raise, manage and allocate capital for our clients - helping them reach their goals. We do it in a way that's differentiated - and we've done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Expected base pay rates for the role will be between $170,000 and $215,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.
Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.
For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.
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