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Investment Operations Associate Jobs in Fairfield, CT

US Middle Office Associate

Stamford, CT · On-site

$100K - $135K/yr

Utilize your subject matter expertise in investment banking operations to train and support local and global teams to meet service levels and stakeholder expectations. * Provide daily oversight of ...

Retail Sales Associate

Wilton, CT · On-site

$19.28 - $21.08/hr

A Culture You'll Want to Be Part Of - Be part of a company that invests in its teammates, with real ... The Store Operations Associate is responsible for two key areas: Customer Service * Developing ...

Showing results 21-40

Investment Operations Associate information

See Fairfield, CT salary details

$21.9K

$96.7K

$212.7K

How much do investment operations associate jobs pay per year?

As of Sep 4, 2026, the average yearly pay for investment operations associate in Fairfield, CT is $96,710.00, according to ZipRecruiter salary data. Most workers in this role earn between $64,800.00 and $117,100.00 per year, depending on experience, location, and employer.

What is an investment operations associate?

An Investment Operations Associate supports the daily operational processes of an investment firm, ensuring trades, settlements, and reconciliations run smoothly. They work closely with portfolio managers, traders, and custodians to manage financial transactions, mitigate risks, and maintain accurate records. This role requires strong analytical skills, attention to detail, and knowledge of financial instruments. It is essential for maintaining the efficiency and integrity of investment operations.

What are the typical daily responsibilities of an investment operations associate?

As an Investment Operations Associate, your typical day involves processing trade settlements, reconciling investment accounts, maintaining transaction records, and ensuring operational compliance with regulatory requirements. You may also coordinate with portfolio managers, custodians, and third-party vendors to resolve discrepancies or execute instructions. Attention to detail and the ability to juggle multiple tasks are essential, as you’ll often manage time-sensitive processes. This role provides valuable exposure to the inner workings of investment management and can serve as a strong foundation for future advancement in finance or operations.

What are the key skills and qualifications needed to thrive in the investment operations associate position, and why are they important?

To thrive as an Investment Operations Associate, you need strong analytical skills, attention to detail, and a foundational understanding of financial markets or investment management, typically supported by a bachelor’s degree in finance, economics, or a related field. Familiarity with portfolio management systems, trade settlement software, and Excel, as well as certifications like CFA Level I, can be advantageous. Effective communication, organizational abilities, and problem-solving skills help individuals excel within cross-functional teams. These capabilities are crucial for ensuring the accuracy, efficiency, and compliance of daily investment operations in a fast-paced environment.

What are the most commonly searched types of Investment Operations jobs in Fairfield, CT?

The most popular types of Investment Operations jobs in Fairfield, CT are:

What job categories do people searching Investment Operations Associate jobs in Fairfield, CT look for?

The top searched job categories for Investment Operations Associate jobs in Fairfield, CT are:

What cities near Fairfield, CT are hiring for Investment Operations Associate jobs?

Cities near Fairfield, CT with the most Investment Operations Associate job openings:

Infographic showing various Investment Operations Associate job openings in Fairfield, CT as of August 2026, with employment types broken down into 78% Full Time, 18% Part Time, 2% Temporary, and 2% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $96,710 per year, or $46.5 per hour.

US Middle Office Associate

NatWest Group

Stamford, CT • On-site

$100K - $135K/yr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 21 days ago


Key responsibilities

  • Provide daily trade support to the regional Fixed Income trading desks and oversee offshore operational activities.

  • Collaborate with traders, salespeople, and operations teams to support Fixed Income operations and ensure adherence to control procedures and regulatory requirements.

  • Identify control gaps and process inefficiencies, investigate operational issues, and implement corrective actions to improve operational performance.


Job description

This job description is intended to describe the general requirements for the position. It is not a complete statement of duties, responsibilities, or requirements of the role. Other duties not listed here may be assigned as necessary to ensure the proper operations of the department and the business.
Purpose
The Natwest Markets US Middle Office supports the US Trading, Sales, and Capital Markets business areas. The team performs activities across transaction control, managing client and sales queries, broker and trading queries, US Treasury auctions, regulatory reporting support and reconciliation controls. The primary functions of the role are to execute key operational controls, oversee offshore support functions, and provide daily trade support to the regional Fixed Income trading desks across a broad range of products.
What you'll do
  • Collaborate closely with traders, salespeople, and operations teams to provide the highest level of Fixed Income operational support for our customers, both regionally and globally.
  • Utilize your subject matter expertise in investment banking operations to train and support local and global teams to meet service levels and stakeholder expectations.
  • Provide daily oversight of offshore operational activities, ensuring adherence to established service levels, control procedures, regulatory requirements, and business expectations.
  • Effectively manage key relationships and work closely with regional and global teams across the organization including front office, operations, compliance, finance, and technology.
  • Own and enhance key operational controls supporting Fixed Income products, ensuring risks are identified, monitored, and mitigated through effective governance and escalation.
  • Maintain and update comprehensive documentation of all procedures, processes and key controls to ensure consistency and accuracy.
  • Ensure accurate regulatory reporting (FINRA TRACE, CFTC, CME and other reporting requirements) to ensure compliance with all applicable rules and regulations.
  • Design and analyze metrics for Key Risk Indicators (KRIs) and Key Performance Indicators (KPIs) to drive improvements in operational performance for both onshore and offshore teams.
  • Develop operational and product skills and build personal knowledge through training and coaching.
  • Identify control gaps and process inefficiencies to develop new ways of working, strengthen controls, and deliver sustainable operational improvements and cost-efficient solutions.
  • Investigate operational issues and trade breaks, perform root cause analysis, and implement corrective actions to prevent recurrence.
  • Contribute to strategic projects and change initiatives in partnership with regional and global stakeholders to support the bank's objectives and operational strategy.

Knowledge & Experience
  • Minimum 3 years of experience in Middle Office or related investment banking operations roles.
  • Understanding of FINRA TRACE, CFTC or CME reporting requirements and experience supporting related regulatory reporting and compliance obligations.
  • Strong analytical and problem-solving skills with exceptional attention to detail, sound judgment, and the ability to perform effectively under tight deadlines in a highly controlled environment.
  • Strong technical skills, including a working knowledge of Fixed Income products and concepts and bond math fundamentals.
  • Strong understanding of Fixed Income trade lifecycle management and front-to-back operational processes, including trade capture, confirmations, allocations, reconciliations, settlements, and regulatory reporting.
  • Experience supporting audit reviews, regulatory examinations, or control assessments.
  • Demonstrated experience supervising operational activities, including oversight of offshore teams and/or third-party service providers.
  • Adaptability to learn new tasks and demonstrate a willingness to understand the details of a process.
  • Advanced Excel skills, including data analysis, reconciliation management, reporting, and operational oversight.
  • Experience utilizing Bloomberg, FINRA TRAQS, and other industry-standard trading and operations platforms.
  • Familiarity with artificial intelligence tools and emerging technologies, including the use of generative AI solutions to support data analysis, process documentation, workflow optimization, reporting, and operational efficiency initiatives. Demonstrated interest in leveraging technology and automation to enhance controls, improve productivity, and drive continuous process improvement is desirable.
  • Demonstrated ability to work within a team and collaborate across business areas.

The expected base annual salary range for this position is $100,000 - $135,000 at the start of employment. This is not a guarantee of compensation. The exact compensation is determined on an individualized basis and may vary based on skills, experience, training licensure, certifications and location. In addition to base salary, our total rewards package also includes eligibility for an annual discretionary bonus; medical, dental, and vision plans; life and disability insurance; employee wellness programs; retirement and savings plans with potential employer contributions; generous paid time off policy, parental leave and tuition reimbursement.
It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal employment and advancement opportunities to all colleagues and applicants for employment without regard to race, color, ethnicity, religion, gender, sex, pregnancy/childbirth, age, national origin, sexual orientation, gender identity or expression, disability or perceived disability, genetic information, citizenship, veteran or military status, marital or domestic partner status, or any other category protected by federal, state and/or local laws. "Know Your Rights"
Hours
40
Job Posting Closing Date:
Job Posting Closing Date is not yet published.