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Investment Compliance Associate Jobs in Mapleton, IL

Comcast

Xfinity Retail Service Associate

Peoria, IL · On-site

$17/hr

Process returns or exchanges in compliance with company policies. * Assist with warranty claims and ... Do what's right for customers, teammates, communities, and investors. Disclaimer This description ...

Citi Trends

Assistant Manager

Peoria, IL · On-site

We are growing and investing in our stores, our people, and our future leaders. Our success is ... associates Customer Experience & Compliance * Maintain a safe, organized, and customer-focused ...

Citi Trends

Assistant Manager

Peoria, IL · On-site

We are growing and investing in our stores, our people, and our future leaders. Our success is ... associates Customer Experience & Compliance * Maintain a safe, organized, and customer-focused ...

Busey

Secondary Mortgage Servicing Officer

Creve Coeur, IL · On-site

$48K - $65K/yr

Compliance with Mortgage Loan regulations and the individual Seller Servicer Agreements which are ... In addition, eligible associates may take advantage of pre-tax health savings accounts and flexible ...

Citi Trends

Store Manager

Peoria, IL · On-site

We are growing and investing in our stores, our people, and our leaders. Our success is driven by ... associates Customer Experience & Compliance * Ensure customers consistently receive excellent ...

Citi Trends

Store Manager

Peoria, IL · On-site

We are growing and investing in our stores, our people, and our leaders. Our success is driven by ... associates Customer Experience & Compliance * Ensure customers consistently receive excellent ...

T-Mobile USA, Inc.

Retail Associate Manager

Canton, IL

$57K - $100K/yr

At T-Mobile, we invest in YOU! Our Total Rewards Package ensures that employees get the same big ... Manage store operations including visual merchandising, plan-o-gram compliance, and maintaining ...

T-Mobile

Retail Associate Manager

Canton, IL · On-site

$57K - $100K/yr

At T-Mobile, we invest in YOU! Our Total Rewards Package ensures that employees get the same big ... Manage store operations including visual merchandising, plan-o-gram compliance, and maintaining ...

TRIMEDX Holdings

Biomedical Technician I

Peoria, IL · On-site

$22 - $25/hr

Associates look forward to coming to work each day * Every associate matters and makes a difference ... Keep our equipment database sharp, compliant, and audit-ready. You're Our Person If... You like ...

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All JobsInvestment Compliance Associate JobsInvestment Compliance Associate Jobs in Mapleton, IL

Investment Compliance Associate information

See Mapleton, IL salary details

$11

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$59

How much do investment compliance associate jobs pay per hour?

As of Aug 9, 2026, the average hourly pay for investment compliance associate in Mapleton, IL is $32.88, according to ZipRecruiter salary data. Most workers in this role earn between $21.44 and $40.87 per hour, depending on experience, location, and employer.

What is the difference between Investment Compliance Associate vs Investment Analyst?

AspectInvestment Compliance AssociateInvestment Analyst
Required CredentialsTypically a bachelor's degree in finance, economics, or related field; certifications like CFA or CAMS are a plusUsually a bachelor's degree in finance, economics, or related; CFA is common but not mandatory
Work EnvironmentRegulatory compliance teams within asset management firms, hedge funds, or banksResearch and analysis teams in asset management, investment firms, or banks
Employer & Industry UsageUsed in firms with a focus on regulatory adherence and risk managementUsed in investment decision-making, portfolio management, and market analysis

The Investment Compliance Associate primarily focuses on ensuring adherence to regulatory and internal policies, while the Investment Analyst concentrates on analyzing investment opportunities and market data. Both roles require strong financial knowledge and often overlap in skills, but their core responsibilities differ significantly.

What does an investment compliance associate do?

An Investment Compliance Associate is responsible for ensuring that investment activities and processes within a firm adhere to legal, regulatory, and internal policy requirements. They review transactions, monitor portfolios for compliance with investment guidelines, and help implement controls to prevent violations. The role often involves working closely with portfolio managers, legal teams, and regulators to address compliance issues and support audits. Their work helps protect the firm from regulatory risks and reinforces investor confidence.

What are the key skills and qualifications needed to thrive as an investment compliance associate, and why are they important?

To thrive as an Investment Compliance Associate, you need a solid understanding of financial regulations, investment products, and compliance procedures, often supported by a degree in finance, business, or a related field. Familiarity with compliance monitoring systems, Bloomberg, and knowledge of regulatory frameworks like SEC or FINRA rules are typically required. Strong attention to detail, analytical thinking, and effective communication skills help set top performers apart. These skills ensure that investment firms operate within legal boundaries, mitigate risk, and maintain the trust of clients and regulators.
What job categories do people searching Investment Compliance Associate jobs in Mapleton, IL look for? The top searched job categories for Investment Compliance Associate jobs in Mapleton, IL are:
What cities near Mapleton, IL are hiring for Investment Compliance Associate jobs? Cities near Mapleton, IL with the most Investment Compliance Associate job openings:
Investment Compliance Associate jobs near you

Fund Accounting Associate (Fund Administration)

Cliftonlarsonallen

Peoria, IL

$55K - $99K/yr

Full-time

Medical, Dental, Vision, Retirement

Posted 6 days ago

CliftonLarsonAllen rating

6.7

Company rating: 6.7 out of 10

Based on 28 frontline employees who took The Breakroom Quiz

20th of 22 rated bookkeepers and accountants

Job description

CLA is a national professional services firm where our purpose is to create opportunities every day, for our clients, our people, and our communities through industry-focused wealth advisory, digital, audit, tax, consulting, and outsourcing services. Even with more than 8,500 people, 130 U.S. locations, and a global reach, we promise to know you and help you. Our firm is dedicated to building a culture that invites different beliefs and perspectives to the table, so we can truly know and help our clients, communities, and each other.


We are currently hiring for a Fund Accounting Associate to join our Fund Administration group. As a Fund Accounting Associate, you will support a variety of accounting and fund administration activities, including:

  • Maintain fund accounting records and general ledger activity for investment funds.

  • Prepare bank, cash, and balance sheet reconciliations.

  • Assist with monthly, quarterly, and annual financial statement preparation.

  • Process accounts payable, cash disbursements, cash receipts, and other fund transactions.

  • Support capital call and distribution activities, including investor communications.

  • Prepare investor capital account statements and reporting packages.

  • Assist with management fee calculations and expense allocations.

  • Help coordinate audit support requests and prepare workpapers.

  • Research and resolve accounting issues while ensuring compliance with applicable accounting standards.

  • Build and maintain strong relationships with clients, investors, and internal team members.

  • Continuously develop knowledge of investment fund structures, accounting principles, and industry technology platforms.

Job Requirements:

  • Experience: Accounting and financial experience is preferred.

  • Education: Bachelor's degree is required. Combination of related experience, education, and training may be accepted in lieu of degree.

Our approach to compensation emphasizes collaboration and career growth. We pay competitive wages and view compensation as an investment in our people. Factors such as geography, experience, education, skills, and knowledge may impact position of pay within the range.

The compensation range for this position in Minnesota is: $55,000.00 - $95,000.00

The compensation range for this position in Illinois is: $55,000.00 - $99,000.00

#LI-NM1


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Wellness at CLA

To support our CLA family members, we focus on their physical, financial, social, and emotional well-being and offer comprehensive benefit options that include health, dental, vision, 401k and much more.


To view a complete list of benefits, click here.


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About CliftonLarsonAllen

Sourced by ZipRecruiter

CliftonLarsonAllen (CLA) is a leading professional services company based in Minneapolis, MN, US. CLA operates in the accounting industry and offers a broad range of products and services such as wealth advisory, outsourcing, audit, tax, and consulting services. The company was founded in 1953 with a merger between two firms, Clifton Gunderson and LarsonAllen, in 2012. Working in accordance with their mission to create opportunities for clients, people, and communities, they have established a presence across the US, serving privately held businesses, non-profits, and governmental entities. Recognized for their contributions, CLA has received accolades such as the Innovative Firm of the Year award.

Industry

Accounting services

Company size

5,001 - 10,000 Employees

Headquarters location

Minneapolis, MN, US

Year founded

2012

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