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Investment Associate Jobs in Alabama (NOW HIRING)

Matthews

Associate

Birmingham, AL · On-site

$60 - $85/hr

As an Associate at Matthews™, you will join a team redefining success in commercial real estate ... Confidently make introductory and follow up outreach to investors and clients. * Leverage ...

New

InforCapital

Associate - Investments

Birmingham, AL · On-site

$70 - $105/hr

# Associate - InvestmentsHEM Family OfficeAssociateFamily OfficeOn-siteLocationBirmingham, United ... HEM Family Office (HEMFO) is a single-family office providing financial and investment services in ...

New

U.S. Bank

$92K - $109K/yr

Reviews the accounting and financial statement information provided for audit and tax reviews, documentation and set-up of the accounting principles for unusual investment types, and set-up ...

New

U.S. Bank National Association

$92K - $109K/yr

Reviews the accounting and financial statement information provided for audit and tax reviews, documentation and set-up of the accounting principles for unusual investment types, and set-up ...

StoneX

Client Onboarding Associate

Birmingham, AL · On-site

... all types of investors. Whether you want to forge a career connecting our retail clients to ... The Client Onboarding Associate serves as a key liaison between advisors, clients, custodians, and ...

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Investment Associate information

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$19.9K

$88K

$193.5K

How much do investment associate jobs pay per year?

As of Sep 4, 2026, the average yearly pay for investment associate in Alabama is $87,986.00, according to ZipRecruiter salary data. Most workers in this role earn between $58,900.00 and $106,500.00 per year, depending on experience, location, and employer.

What is an investment associate?

Investment Associates are finance professionals who support investment decision-making at firms such as investment banks, private equity firms, or asset management companies. They analyze financial data, perform due diligence on potential investments, build financial models, and prepare reports for senior management or clients. Their work helps guide the investment strategies of their organizations, and they often interact with clients, portfolio managers, and senior analysts. Investment Associates typically have strong quantitative skills and may work long hours, especially during deal cycles.

What does an investment associate do?

An investment associate works with investment analysts to perform a wide range of duties necessary for managing the investments of corporations and municipalities. As an investment associate, your responsibilities are to review the financial data and potential investments of a company to strategize the best plan to increase profits. You may help a client with buying stock, perform risk analysis, review a client’s portfolio, compile and interpret financial data, and assist with corporate mergers. Due to the varied nature of a client’s needs, your responsibilities also vary depending on the account.

What are the key skills and qualifications needed to thrive as an investment associate, and why are they important?

To thrive as an Investment Associate, you need strong analytical skills, financial modeling abilities, and a degree in finance, economics, or a related field. Familiarity with financial analysis tools like Excel, Bloomberg, and often a CFA designation are typically expected. Excellent communication, attention to detail, and the ability to work collaboratively are key soft skills for this role. These competencies are important for accurately assessing investment opportunities, supporting decision-making, and building trusted client and team relationships.

What are some typical challenges faced by investment associates during due diligence processes?

Investment Associates often face the challenge of managing large volumes of data and tight timelines when conducting due diligence on potential investments. They must analyze financial statements, market trends, and operational risks, all while ensuring accuracy and thoroughness. Balancing multiple projects and liaising with internal teams, external consultants, and portfolio company management can also be demanding. Proactive communication and strong organizational skills are key to overcoming these challenges and delivering actionable recommendations to senior team members.

What is the difference between Investment Associate vs Financial Analyst?

AspectInvestment AssociateFinancial Analyst
Required CredentialsBachelor's degree, possibly CFA Level IBachelor's degree, CFA Level I often preferred
Work EnvironmentInvestment firms, asset management, private equityCorporations, banks, investment firms
Employer & Industry UsageCommon in asset management and private equityWidespread across finance sectors
Common Search & ComparisonYesYes

Investment Associates typically focus on supporting investment transactions, conducting due diligence, and preparing reports within investment firms. Financial Analysts analyze financial data, prepare reports, and support decision-making across various industries. While both roles require similar credentials and often work in related environments, Investment Associates are more involved in the investment process itself, whereas Financial Analysts focus on data analysis and reporting.

More about Investment Associate jobs

What are the most commonly searched types of Investment jobs in Alabama?

The most popular types of Investment jobs in Alabama are:

What are popular job titles related to Investment Associate jobs in Alabama?

For Investment Associate jobs in Alabama, the most frequently searched job titles are:

What job categories do people searching Investment Associate jobs in Alabama look for?

The top searched job categories for Investment Associate jobs in Alabama are:

What cities in Alabama are hiring for Investment Associate jobs?

Cities in Alabama with the most Investment Associate job openings:

Investment Associate jobs near you
Infographic showing various Investment Associate job openings in Alabama as of August 2026, with employment types broken down into 1% As Needed, 74% Full Time, 22% Part Time, 2% Temporary, and 1% Contract. Highlights an 96% Physical, 1% Hybrid, and 3% Remote job distribution, with an average salary of $87,986 per year, or $42.3 per hour.

Investment Operations Associate

Northwestern Mutual

Birmingham, AL • On-site

Other

Retirement, PTO

Posted 4 days ago

Key responsibilities

  • Facilitate new brokerage and advisory account openings, process account transfers, deposits, withdrawals, and other money movement requests.

  • Execute trades and investment transactions as directed by Registered Representatives, and maintain account information and client records.

  • Serve as the primary operational resource for Registered Representatives, coordinate with teams to resolve operational issues, and support meeting preparation and compliance activities.

Northwestern Mutual rating

8.0

Company rating: 8.0 out of 10

Based on 76 frontline employees who took The Breakroom Quiz

171st of 315 rated insurance

Job description

Position Summary

Northwestern Mutual of Alabama is seeking a detail-oriented, service-driven Investment Operations Associate. This role serves as a key operational partner to our Registered Representatives, ensuring the accurate and timely processing of investment-related transactions and account maintenance activities.


The Investment Operations Associate will be primarily responsible for opening new investment accounts, processing deposits and withdrawals, maintaining account records, and executing trades based on the direction of Registered Representatives. The ideal candidate is highly organized, thrives in a fast-paced environment, and possesses a strong commitment to operational excellence and service.


Individuals who are not currently securities licensed will be expected to obtain their SIE, Series 6 or Series 7, and Series 63 within one year of employment, with licensing support and compensation provided by the firm.


Key Responsibilities

Investment Operations & Account Management

  • Facilitate new brokerage and advisory account openings
  • Process account transfers, deposits, withdrawals, and other money movement requests.
  • Execute trades and investment transactions as directed by Registered Representatives.
  • Maintain account information, beneficiary designations, banking instructions, and other client records.
  • Process account updates and service requests in a timely and accurate manner.
  • Monitor pending transactions and follow through to completion.


Advisor Support

  • Serve as the primary operational resource for Registered Representatives across Alabama.
  • Coordinate with Northwestern Mutual home office teams and custodial partners to resolve operational issues.
  • Support meeting preparation by gathering account and client information as needed
  • Maintain complete and accurate electronic client files.
  • Document processing history and maintain detailed records of client and advisor requests.
  • Assist with regulatory audits, compliance reviews, and operational reporting.
  • What Success in this Role Looks Like
  • Consistently accurate and timely processing of advisor requests.
  • Strong advisor satisfaction and trust in operational support for Registered Representatives.
  • Reduced cycle times across investment workflows
  • Proactive identification and resolution of issues


Qualifications Required

  • Strong organizational skills and attention to detail.
  • Excellent written and verbal communication skills.
  • Ability to manage multiple priorities in a deadline-driven environment.
  • Proficiency with Microsoft Office Suite and financial technology platforms.
  • Ability to work collaboratively within a team environment.


Preferred

  • Associate's or Bachelor's degree
  • Previous experience in investment operations, financial services, banking, brokerage, or wealth management.
  • Experience processing investment account paperwork and transactions.
  • Understanding of brokerage and advisory account structures.
  • Experience working with financial advisors or Registered Representatives.


Professional Development & Licensing

Northwestern Mutual of Alabama is committed to the growth and development of its team members.

  • Candidates who are not currently registered will be expected to obtain the appropriate FINRA registrations (SIE, Series 6 or 7, and Series 63) within their first year of employment.

o Licensing examination costs, study resources, and support will be provided by the firm.

o Successful completion of required registrations may result in additional compensation and expanded responsibilities.


Compensation & Benefits

Northwestern Mutual of Alabama offers:

  • Competitive base salary based on experience and qualifications
  • Licensing and professional development support
  • Retirement and benefits package
  • Paid time off and holidays
  • Career advancement opportunities within the firm

What Northwestern Mutual employees say

Pay

Benefits

Hours and flexibility

Workplace

Get the full story on Breakroom

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About Northwestern Mutual

Sourced by ZipRecruiter

Northwestern Mutual has been helping families and businesses achieve financial security for over 160 years through a distinctive planning approach that integrates risk management with wealth accumulation, preservation, and distribution. With more than $290 billion in assets, $30 billion in revenues and more than $1.9 trillion worth of life insurance protection in force, Northwestern Mutual delivers financial security to more than 4.6 million clients. People are the power behind Northwestern Mutual, and diversity makes us better. We are committed to reflecting and serving the marketplace. We do so by attracting and improving the engagement of those who bring their outstanding perspectives, ideas, and beliefs.

Industry

Finance and insurance

Company size

5,001 - 10,000 Employees

Headquarters location

Milwaukee, WI, US

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