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Ia Compliance Analyst Jobs (NOW HIRING)

Osaic

Compliance Analyst - IA Administration

La Vista, NE · Hybrid

$65K - $69K/yr

Current Employees and Contractors Apply HereOsaic Careers Compliance Opportunity in Financial Services Compliance Analyst - IA Administration & Support Location(s): Atlanta: 2300 Windy Ridge Pkwy SE ...

Osaic

Compliance Analyst - IA Administration

Oakdale, MN · On-site

$65K - $69K/yr

Current Employees and Contractors Apply HereOsaic Careers Compliance Opportunity in Financial Services Compliance Analyst - IA Administration & Support Location(s): Atlanta: 2300 Windy Ridge Pkwy SE ...

Osaic

Compliance Analyst - IA Administration

Oakdale, MN · Hybrid

$65K - $69K/yr

Current Employees and Contractors Apply HereOsaic Careers Compliance Opportunity in Financial Services Compliance Analyst - IA Administration & Support Location(s): Atlanta: 2300 Windy Ridge Pkwy SE ...

Osaic

Compliance Analyst - IA Administration

Atlanta, GA · On-site

$65K - $69K/yr

Current Employees and Contractors Apply HereOsaic Careers Compliance Opportunity in Financial Services Compliance Analyst - IA Administration & Support Location(s): Atlanta: 2300 Windy Ridge Pkwy SE ...

Osaic

Compliance Analyst - IA Administration

Atlanta, GA · Hybrid

$65K - $69K/yr

Current Employees and Contractors Apply HereOsaic Careers Compliance Opportunity in Financial Services Compliance Analyst - IA Administration & Support Location(s): Atlanta: 2300 Windy Ridge Pkwy SE ...

Osaic

Compliance Analyst - IA Administration

La Vista, NE · On-site

$65K - $69K/yr

Current Employees and Contractors Apply HereOsaic Careers Compliance Opportunity in Financial Services Compliance Analyst - IA Administration & Support Location(s): Atlanta: 2300 Windy Ridge Pkwy SE ...

Osaic

Compliance Analyst - IA Administration

Oakdale, MN · Hybrid

$65K - $69K/yr

Compliance Opportunity in Financial Services Compliance Analyst - IA Administration & Support Location(s): Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339 La Vista: 12325 Port Grace ...

Osaic

Compliance Analyst - IA Administration

Atlanta, GA · Hybrid

$65K - $69K/yr

Compliance Opportunity in Financial Services Compliance Analyst - IA Administration & Support Location(s): Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339 La Vista: 12325 Port Grace ...

Osaic

Compliance Analyst - IA Administration

La Vista, NE · Hybrid

$65K - $69K/yr

Compliance Opportunity in Financial Services Compliance Analyst - IA Administration & Support Location(s): Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339 La Vista: 12325 Port Grace ...

Osaic

Compliance Analyst - IA Administration

Atlanta, GA · Hybrid

$65K - $69K/yr

Compliance Opportunity in Financial Services Compliance Analyst - IA Administration & Support Location(s): Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339 La Vista: 12325 Port Grace ...

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How much do ia compliance analyst jobs pay per hour?

As of Sep 15, 2026, the average hourly pay for ia compliance analyst in the United States is $35.03, according to ZipRecruiter salary data. Most workers in this role earn between $27.64 and $39.42 per hour, depending on experience, location, and employer.

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Infographic showing various Ia Compliance Analyst job openings in the United States as of July 2026, with employment types broken down into 89% Full Time, 6% Part Time, 1% Temporary, and 4% Contract. Highlights an 83% Physical, 7% Hybrid, and 10% Remote job distribution, with an average salary of $72,853 per year, or $35 per hour.

Compliance Analyst - IA Administration

La Vista, NE • Hybrid

Osaic
Finance and Insurance • 1 - 5K employees
Learn more about Osaicexternal

$65K - $69K/yr

Full-time

Medical, Dental, Vision, Retirement

Posted 25 days ago

Osaic rating

8.1

Company rating: 8.1 out of 10

Based on 12 frontline employees who took The Breakroom Quiz

Job description

Current Employees and Contractors Apply HereOsaic Careers

Compliance Opportunity in Financial Services

Compliance Analyst - IA Administration & Support

Location(s):

Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339

La Vista: 12325 Port Grace Blvd, La Vista, NE 68128

Oakdale: 7755 3rd St. N, Oakdale, MN 55128

Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255

St. Petersburg: 877 Executive Center Dr. W, Suite 300, St. Petersburg, FL 33702

Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days weekly in the office. Applicants should be located at one of our hubs listed above and must be willing to work this schedule.

Role Type: Full-time

Salary: $65k - $69k per year + annual performance-based bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.

Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:Osaic Benefits.

Summary:

The Investment Advisory Compliance Analyst supports the Investment Advisory Compliance Administration Team by serving as the primary point of contact for financial advisors, advisor support staff, and internal business partners. This role is responsible for responding to compliance-related inquiries, assisting with administration of the compliance policy and procedures. The ideal candidate is highly organized, detail-focused, and able to work effectively in a collaborative team environment.

Education Requirements:

Bachelor's Degree Preferred, H.S. Diploma or GED certificate + Significant Practical Experience will be considered

Responsibilities:

  • Respond to incoming emails and phone calls from financial advisors, advisor office personnel, and internal departments regarding investment advisory compliance matters.
  • Provide guidance and support on routine compliance questions, policies, and procedures, and administrative processes.
  • Assist with the review, maintenance of Form ADV Part 2B Brochure Supplements.
  • Support the onboarding and maintenance of Investment Advisor Representatives (IARs).
  • Coordinate with Compliance Operations, Supervision, Legal and other internal departments to resolve advisor inquiries and support business initiatives.
  • Monitor assigned workflows and ensure tasks are completed accurately and within established service standards.
  • Review/update desktop procedures when necessary.
  • All other duties as assigned.

Basic Requirements:

  • Minimum of two years of relevant work experience with a broker/dealer, registered investment adviser, regulatory agency, or similar financial institution.
  • Excellent verbal and written communication skills.
  • Must be proficient with MS Office (Word, Excel, PowerPoint, and Outlook).
  • Strong abilities in analytical thinking, problem solving, research, and time management.

Preferred Requirements:

  • Prior Customer Service experience
  • FINRA Series 7, 24 66 or 63/65) a plus.
  • Prior experience with the Investment Advisers Act of 1940, Investment Company Act of 1940 and Securities Act of 1933.
Current Employees and Contractors Apply Here

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About Osaic

Sourced by ZipRecruiter

Industry

Finance and insurance

Company size

1,001 - 5,000 Employees

Headquarters location

Phoenix, AZ, US

Year founded

2016

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