Conduct research and analysis across equities, fixed income, mutual funds, and ETFs * Write market commentaries and support client communications as needed * Ensure full compliance with laws ...
Conduct research and analysis across equities, fixed income, mutual funds, and ETFs * Write market commentaries and support client communications as needed * Ensure full compliance with laws ...
Conduct research and analysis across equities, fixed income, mutual funds, and ETFs * Write market commentaries and support client communications as needed * Ensure full compliance with laws ...
Conduct research and analysis across equities, fixed income, mutual funds, and ETFs * Write market commentaries and support client communications as needed * Ensure full compliance with laws ...
Surveillance Analyst
Indianapolis, IN · Hybrid
$150K/yr
Familiarity with a broad range of investment products and services (e.g., equities, fixed income ... other compliance systems) to analyze trading and account activity. * High proficiency in data ...
Surveillance Analyst
Indianapolis, IN · Hybrid
$150K/yr
Familiarity with a broad range of investment products and services (e.g., equities, fixed income ... other compliance systems) to analyze trading and account activity. * High proficiency in data ...
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
May enter security orders including stocks, bonds, fixed income, options,annuitiesand other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
May enter security orders including stocks, bonds, fixed income, options,annuitiesand other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
Regulatory Compliance: Interacts with market risk validators about market risk processes, controls ... A strong understanding of fixed-income principles, including mortgage-backed securities and ...
Regulatory Compliance: Interacts with market risk validators about market risk processes, controls ... A strong understanding of fixed-income principles, including mortgage-backed securities and ...
Regulatory Compliance: Interacts with market risk validators about market risk processes, controls ... A strong understanding of fixed-income principles, including mortgage-backed securities and ...
Regulatory Compliance: Interacts with market risk validators about market risk processes, controls ... A strong understanding of fixed-income principles, including mortgage-backed securities and ...
Be Seen First
Staff Accountant
La Porte, IN · On-site
$55K - $65K/yr
... income statements, and cash flow statements. * Account reconciliation: Perform monthly bank and ... Maintain fixed asset records, including entries, reconciliation, and reporting for all ...
Quick apply
Be Seen First
Staff Accountant
La Porte, IN · On-site
$55K - $65K/yr
... income statements, and cash flow statements. * Account reconciliation: Perform monthly bank and ... Maintain fixed asset records, including entries, reconciliation, and reporting for all ...
SENIOR ACCOUNTANT
$60K - $75K/yr
The Senior Accountant is responsible for maintaining accurate and compliant financial records ... Maintain fixed asset records and property tax reports for all divisions * Conduct semi-annual on ...
Quick apply
SENIOR ACCOUNTANT
$60K - $75K/yr
The Senior Accountant is responsible for maintaining accurate and compliant financial records ... Maintain fixed asset records and property tax reports for all divisions * Conduct semi-annual on ...
Senior Accountant
$64K - $80K/yr
... income tax, and property tax compliance. The position leads complex journal entries, accruals ... Oversees fixed asset accounting for assigned locations, coordinating capitalization, disposals, and ...
Senior Accountant
$64K - $80K/yr
... income tax, and property tax compliance. The position leads complex journal entries, accruals ... Oversees fixed asset accounting for assigned locations, coordinating capitalization, disposals, and ...
Senior Accountant
Anderson, IN · On-site
$61K - $76K/yr
... income tax, and property tax compliance. The position leads complex journal entries, accruals ... Oversees fixed asset accounting for assigned locations, coordinating capitalization, disposals, and ...
Quick apply
Senior Accountant
Anderson, IN · On-site
$61K - $76K/yr
... income tax, and property tax compliance. The position leads complex journal entries, accruals ... Oversees fixed asset accounting for assigned locations, coordinating capitalization, disposals, and ...
Senior Accountant
Bristol, IN · On-site
$77K - $96K/yr
Responsible for fixed assets: including additions, disposals, or transfers * Responsible for lease ... Support product costing, margin analysis, balance sheet & income statement analytics and ...
Senior Accountant
Bristol, IN · On-site
$77K - $96K/yr
Responsible for fixed assets: including additions, disposals, or transfers * Responsible for lease ... Support product costing, margin analysis, balance sheet & income statement analytics and ...
Tax Consultant
Indianapolis, IN · Hybrid
Preparing GAAP and Statutory income tax provisions. * Preparing account reconciliations ... Working with the fixed asset system. * Working with the investment department tax reporting.
Tax Consultant
Indianapolis, IN · Hybrid
Preparing GAAP and Statutory income tax provisions. * Preparing account reconciliations ... Working with the fixed asset system. * Working with the investment department tax reporting.
... compliance responsibilities supporting the company and affiliated entities. This role will work ... Key Responsibilities • Assist with accounts payable, accounts receivable, payroll, fixed assets ...
... compliance responsibilities supporting the company and affiliated entities. This role will work ... Key Responsibilities • Assist with accounts payable, accounts receivable, payroll, fixed assets ...
Housing Specialist
Jeffersonville, IN · On-site
$20 - $25/hr
This position plays a key role in ensuring accurate financial reporting, compliant program ... Monthly reconciliations of receivable, fixed assets, deferred revenue and some payable accounts
Quick apply
Housing Specialist
Jeffersonville, IN · On-site
$20 - $25/hr
This position plays a key role in ensuring accurate financial reporting, compliant program ... Monthly reconciliations of receivable, fixed assets, deferred revenue and some payable accounts
Housing Specialist
Jeffersonville, IN · On-site
$20 - $25/hr
This position plays a key role in ensuring accurate financial reporting, compliant program ... Monthly reconciliations of receivable, fixed assets, deferred revenue and some payable accounts
Quick apply
Housing Specialist
Jeffersonville, IN · On-site
$20 - $25/hr
This position plays a key role in ensuring accurate financial reporting, compliant program ... Monthly reconciliations of receivable, fixed assets, deferred revenue and some payable accounts
Tax Consultant
Indianapolis, IN · Hybrid
Preparing GAAP and Statutory income tax provisions. * Preparing account reconciliations ... Working with the fixed asset system. * Working with the investment department tax reporting.
Tax Consultant
Indianapolis, IN · Hybrid
Preparing GAAP and Statutory income tax provisions. * Preparing account reconciliations ... Working with the fixed asset system. * Working with the investment department tax reporting.
Tax Consultant
Indianapolis, IN · Hybrid
Preparing GAAP and Statutory income tax provisions. * Preparing account reconciliations ... Working with the fixed asset system. * Working with the investment department tax reporting.
Tax Consultant
Indianapolis, IN · Hybrid
Preparing GAAP and Statutory income tax provisions. * Preparing account reconciliations ... Working with the fixed asset system. * Working with the investment department tax reporting.
Market Director of Finance
Fort Wayne, IN · On-site
... compliance with regulatory and accounting standards. The Director partners with facility and ... Manages general ledger activities, account reconciliations, fixed asset accounting, income auditing ...
Market Director of Finance
Fort Wayne, IN · On-site
... compliance with regulatory and accounting standards. The Director partners with facility and ... Manages general ledger activities, account reconciliations, fixed asset accounting, income auditing ...
Fixed Income Compliance information
What is the difference between Fixed Income Compliance vs Fixed Income Trading?
| Aspect | Fixed Income Compliance | Fixed Income Trading |
|---|---|---|
| Primary Focus | Ensuring adherence to regulations and internal policies in fixed income securities | Buying and selling fixed income securities to generate profit |
| Required Credentials | Certifications like Series 7, Series 63, or Series 24 often preferred | Series 7, Series 63, or Series 55 typically required |
| Work Environment | Regulatory departments, compliance teams, financial institutions | Trading floors, investment banks, asset management firms |
| Key Responsibilities | Monitoring trades, implementing compliance policies, risk management | Executing trades, market analysis, portfolio management |
While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.
What are popular job titles related to Fixed Income Compliance jobs in Indiana? For Fixed Income Compliance jobs in Indiana, the most frequently searched job titles are:
What job categories do people searching Fixed Income Compliance jobs in Indiana look for? The top searched job categories for Fixed Income Compliance jobs in Indiana are:
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Vice President & Senior Portfolio Manager - Diamond Capital Management
Indianapolis, IN
Other
Posted 18 days ago
Job description
Through Diamond Capital Management, the wealth management division of The National Bank of Indianapolis, we help individuals and institutions build and preserve wealth with customized portfolios, thoughtful strategies, and a culture of excellence. We're seeking an experienced Vice President & Senior Portfolio Manager to join our team.
This role combines technical expertise with client engagement. You manage portfolios, engage with clients and prospects, and market insights deliver measurable outcomes.
How You'll Contribute
- Manage investment portfolios tailored to client goals and financial plans
- Engage regularly with clients and prospects to cultivate relationships, assess needs, and provide recommendations
- Advise clients on asset allocation and investment strategies
- Attract new business in support of our growth objectives
- Collaborate with planners and portfolio managers to align investments with financial plans
- Contribute to investment strategy through the Investment Review Subcommittee
- Conduct research and analysis across equities, fixed income, mutual funds, and ETFs
- Write market commentaries and support client communications as needed
- Ensure full compliance with laws, regulations, and internal policies
- Represent DCM and the Bank in the community through professional and civic involvement
You May Also
- Lead municipal bond or taxable fixed income strategies
- Drive equity research and working list management
- Guide credit quality reviews and asset allocation processes
What We're Looking For
- Bachelor's degree required; advanced education or designation (CFA, CPA, CFP, CAIA, CMT) preferred
- 10+ years of experience in wealth or portfolio management, or a strong combination of experience and professional designations
- Demonstrated expertise in analyzing and recommending investment strategies
- Proven ability to cultivate client relationships and develop new business opportunities
- Excellent interpersonal and communication skills
- Ability to organize, prioritize, and manage complex client needs with minimal supervision
- Strong technical proficiency in trust and banking systems, with solid Microsoft Office skills
You'll Excel Here If You
- Thrive on connecting investment strategy with real client goals
- Value relationships as much as results
- Stay curious and current about financial markets and portfolio practices
- Balance independence with collaboration
- See community involvement as part of professional success
About National Bank of Indianapolis
Sourced by ZipRecruiter
Industry
Commercial banking
Company size
201 - 500 Employees
Headquarters location
Indianapolis, IN, US
Year founded
1993