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Fixed Income Compliance Jobs in Indiana (NOW HIRING)

The Fixed Asset Analyst is responsible for ensuring company assets are accurately recorded and ... Ensure compliance with internal controls, SOX requirements, and company accounting policies.

May enter security orders including stocks, bonds, fixed income, options,annuitiesand other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...

... Locality tax compliance, 3) the preparation of income tax projections, 4) written and oral ... schedules, fixed asset roll-forward reconciliation, book versus tax income and equity ...

The Corporate Controller is responsible for maintaining accurate and compliant financial records ... Maintain fixed asset records and property tax reports for all divisions * Conduct semi-annual on ...

Corporate Controller

Bloomington, IN · On-site

$110 - $170/hr

The Corporate Controller is responsible for maintaining accurate and compliant fiscal records ... Maintain fixed asset records and property tax reports for all divisions * Conduct semi-annual on ...

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Fixed Income Compliance information

What is the difference between Fixed Income Compliance vs Fixed Income Trading?

AspectFixed Income ComplianceFixed Income Trading
Primary FocusEnsuring adherence to regulations and internal policies in fixed income securitiesBuying and selling fixed income securities to generate profit
Required CredentialsCertifications like Series 7, Series 63, or Series 24 often preferredSeries 7, Series 63, or Series 55 typically required
Work EnvironmentRegulatory departments, compliance teams, financial institutionsTrading floors, investment banks, asset management firms
Key ResponsibilitiesMonitoring trades, implementing compliance policies, risk managementExecuting trades, market analysis, portfolio management

While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.

Is fixed income compliance a good career?

Fixed income compliance is a specialized field within financial regulation that involves ensuring firms adhere to laws and policies related to bond and debt securities. It requires strong knowledge of financial regulations, attention to detail, and often certification such as the Series 7 or 24. The role offers stability and opportunities for advancement in the finance industry.

What are popular job titles related to Fixed Income Compliance jobs in Indiana?

For Fixed Income Compliance jobs in Indiana, the most frequently searched job titles are:

What job categories do people searching Fixed Income Compliance jobs in Indiana look for?

The top searched job categories for Fixed Income Compliance jobs in Indiana are:

What cities in Indiana are hiring for Fixed Income Compliance jobs?

Cities in Indiana with the most Fixed Income Compliance job openings:

Fixed Assets Analyst

Columbus, IN • On-site


Circle K
Retail • 10K+ employees

4.8

Company rating: 4.8 out of 10

Based on 1,368 frontline employees who took The Breakroom Quiz

35th of 47 rated convenience stores

Recommended by students

Paid breaks

Respectful managers


Full-time

Posted 4 days ago


Job description

JOB SUMMARY:

The Fixed Asset Analyst is responsible for ensuring company assets are accurately recorded and maintained within the fixed asset system. This role supports capital project accounting, asset tracking, financial reporting, and compliance with company policies and internal controls. The analyst partners with multiple departments to ensure capital expenditures and assets are properly recorded, monitored, and reported.

ESSENTIAL FUNCTIONS:
  • Review completed projects in POPA for accuracy and prepare Construction in Progress (CIP) files for upload into the Fixed Asset system.
  • Reconcile fixed asset and related general ledger accounts to ensure accurate financial reporting.
  • Coordinate and support store asset audits on a five-year cycle.
  • Prepare project-related journal entries and adjustments to ensure accurate recording of capital expenditures and invoices.
  • Analyze financial data and prepare reports that summarize asset activity, account balances, and trends.
  • Maintain accurate financial records by reviewing, validating, and documenting transactions and supporting documentation.
  • Ensure compliance with internal controls, SOX requirements, and company accounting policies.
  • Research and resolve accounting-related questions by interpreting policies, procedures, and applicable regulations.
  • Partner with internal stakeholders to promote adherence to corporate controls and capital expenditure policies.
  • Assist with the setup, maintenance, and tracking of fixed assets throughout their lifecycle.
  • Identify opportunities to improve processes, reporting, and automation within fixed asset accounting activities to increase efficiency, accuracy, and compliance.
  • Perform other duties and special projects as assigned.
QUALIFICATIONS:
  • Associate degree in Accounting, Finance, or a related field preferred. Equivalent combinations of education and experience may be considered.
  • One to two years of accounting, finance, or related business experience preferred.
  • Proficiency in Microsoft Excel required; experience with Microsoft Access preferred.
  • Strong analytical, organizational, and problem-solving skills with attention to detail.
  • Ability to prioritize multiple tasks and meet deadlines in a fast-paced environment.
  • Effective written and verbal communication skills with the ability to collaborate across departments.
  • Experience with POPA, PDI, FAS, or similar fixed asset/accounting systems is a plus.
  • Experience working within a SOX-compliant environment and knowledge of internal controls preferred.
  • Knowledge of fixed asset accounting principles, capital projects, and financial controls preferred.

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Circle K is an Equal Opportunity Employer.
The Company complies with the Americans with Disabilities Act (the ADA) and all state and local disability laws.  Applicants with disabilities may be entitled to a reasonable accommodation under the terms of the ADA and certain state or local laws as long as it does not impose an undue hardship on the Company. Please inform the Company's Human Resources Representative if you need assistance completing any forms or to otherwise participate in the application process.

Click below to review information about our company's use of the federal E-Verify program to check work eligibility:

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About Circle K

Sourced by ZipRecruiter

Circle K Stores are owned by Alimentation Couche-Tard, the largest convenience store operator in Canada. We are recognized for our strong food service brands, Simply Great Coffee, and of course our icy cold, flavour abundant Frosters. Our innovative store design and merchandising is second to none.

Industry

Retail

Company size

10,000+ Employees

Headquarters location

Tempe, AZ, US


What Circle K employees say

Pay

Benefits

Hours and flexibility

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