Conduct research and analysis across equities, fixed income, mutual funds, and ETFs * Write market commentaries and support client communications as needed * Ensure full compliance with laws ...
Conduct research and analysis across equities, fixed income, mutual funds, and ETFs * Write market commentaries and support client communications as needed * Ensure full compliance with laws ...
Conduct research and analysis across equities, fixed income, mutual funds, and ETFs * Write market commentaries and support client communications as needed * Ensure full compliance with laws ...
Conduct research and analysis across equities, fixed income, mutual funds, and ETFs * Write market commentaries and support client communications as needed * Ensure full compliance with laws ...
Surveillance Analyst
Indianapolis, IN · Hybrid
$150.10K/yr
Familiarity with a broad range of investment products and services (e.g., equities, fixed income ... other compliance systems) to analyze trading and account activity. * High proficiency in data ...
Surveillance Analyst
Indianapolis, IN · Hybrid
$150.10K/yr
Familiarity with a broad range of investment products and services (e.g., equities, fixed income ... other compliance systems) to analyze trading and account activity. * High proficiency in data ...
Private Client Team - Client Service Associate
$130K - $185K/yr
Coordinate Legal and Compliance review of Investment Management Agreements and investment ... fixed income products * Exceptional verbal and written communication skills; strong proofing and ...
Private Client Team - Client Service Associate
$130K - $185K/yr
Coordinate Legal and Compliance review of Investment Management Agreements and investment ... fixed income products * Exceptional verbal and written communication skills; strong proofing and ...
Client Specialist
Bloomington, IN · On-site
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
Client Specialist
Bloomington, IN · On-site
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
May enter security orders including stocks, bonds, fixed income, options,annuitiesand other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
May enter security orders including stocks, bonds, fixed income, options,annuitiesand other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
Client Specialist
Evansville, IN · On-site
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
Client Specialist
Evansville, IN · On-site
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
Client Specialist
Bloomington, IN · On-site
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
Client Specialist
Bloomington, IN · On-site
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
Client Specialist
Bloomington, IN · On-site
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
Client Specialist
Bloomington, IN · On-site
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
Client Specialist
Bloomington, IN · On-site
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
Client Specialist
Bloomington, IN · On-site
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
Client Specialist
Evansville, IN · On-site
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
Client Specialist
Evansville, IN · On-site
May enter security orders including stocks, bonds, fixed income, options, annuities and other ... Understands compliance regulations and correspondence policies. Maintains client confidentiality in ...
Senior Investment Analyst - Public Markets
Indianapolis, IN · On-site
$100K - $120K/yr
... fixed income, commodities, absolute return, and risk parity. The position is involved in all ... Ensure compliance with contracts. * Proactively monitor activities of the asset class portfolio ...
Quick apply
Senior Investment Analyst - Public Markets
Indianapolis, IN · On-site
$100K - $120K/yr
... fixed income, commodities, absolute return, and risk parity. The position is involved in all ... Ensure compliance with contracts. * Proactively monitor activities of the asset class portfolio ...
Regulatory Compliance: Interacts with market risk validators about market risk processes, controls ... A strong understanding of fixed-income principles, including mortgage-backed securities and ...
Regulatory Compliance: Interacts with market risk validators about market risk processes, controls ... A strong understanding of fixed-income principles, including mortgage-backed securities and ...
Regulatory Compliance: Interacts with market risk validators about market risk processes, controls ... A strong understanding of fixed-income principles, including mortgage-backed securities and ...
Regulatory Compliance: Interacts with market risk validators about market risk processes, controls ... A strong understanding of fixed-income principles, including mortgage-backed securities and ...
Be Seen First
Staff Accountant
La Porte, IN · On-site
$55K - $65K/yr
... income statements, and cash flow statements. * Account reconciliation: Perform monthly bank and ... Maintain fixed asset records, including entries, reconciliation, and reporting for all ...
Quick apply
Be Seen First
Staff Accountant
La Porte, IN · On-site
$55K - $65K/yr
... income statements, and cash flow statements. * Account reconciliation: Perform monthly bank and ... Maintain fixed asset records, including entries, reconciliation, and reporting for all ...
The Corporate Controller is responsible for maintaining accurate and compliant financial records ... Maintain fixed asset records and property tax reports for all divisions * Conduct semi-annual on ...
Quick apply
The Corporate Controller is responsible for maintaining accurate and compliant financial records ... Maintain fixed asset records and property tax reports for all divisions * Conduct semi-annual on ...
Staff Accountant
Indianapolis, IN · On-site
$52.60K - $69.40K/yr
... income statement and statement of cash flows. Ensures financial business processes are in compliant ... Maintains facility fixed asset records including the property tax supporting documentation
Staff Accountant
Indianapolis, IN · On-site
$52.60K - $69.40K/yr
... income statement and statement of cash flows. Ensures financial business processes are in compliant ... Maintains facility fixed asset records including the property tax supporting documentation
Fixed Income Compliance information
What is the difference between Fixed Income Compliance vs Fixed Income Trading?
| Aspect | Fixed Income Compliance | Fixed Income Trading |
|---|---|---|
| Primary Focus | Ensuring adherence to regulations and internal policies in fixed income securities | Buying and selling fixed income securities to generate profit |
| Required Credentials | Certifications like Series 7, Series 63, or Series 24 often preferred | Series 7, Series 63, or Series 55 typically required |
| Work Environment | Regulatory departments, compliance teams, financial institutions | Trading floors, investment banks, asset management firms |
| Key Responsibilities | Monitoring trades, implementing compliance policies, risk management | Executing trades, market analysis, portfolio management |
While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.
What are popular job titles related to Fixed Income Compliance jobs in Indiana? For Fixed Income Compliance jobs in Indiana, the most frequently searched job titles are:
What job categories do people searching Fixed Income Compliance jobs in Indiana look for? The top searched job categories for Fixed Income Compliance jobs in Indiana are:
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Vice President & Senior Portfolio Manager - Diamond Capital Management
The National Bank of IndianapolisIndianapolis, IN
Other
Posted 24 days ago
Job description
Through Diamond Capital Management, the wealth management division of The National Bank of Indianapolis, we help individuals and institutions build and preserve wealth with customized portfolios, thoughtful strategies, and a culture of excellence. We're seeking an experienced Vice President & Senior Portfolio Manager to join our team.
This role combines technical expertise with client engagement. You manage portfolios, engage with clients and prospects, and market insights deliver measurable outcomes.
How You'll Contribute
- Manage investment portfolios tailored to client goals and financial plans
- Engage regularly with clients and prospects to cultivate relationships, assess needs, and provide recommendations
- Advise clients on asset allocation and investment strategies
- Attract new business in support of our growth objectives
- Collaborate with planners and portfolio managers to align investments with financial plans
- Contribute to investment strategy through the Investment Review Subcommittee
- Conduct research and analysis across equities, fixed income, mutual funds, and ETFs
- Write market commentaries and support client communications as needed
- Ensure full compliance with laws, regulations, and internal policies
- Represent DCM and the Bank in the community through professional and civic involvement
You May Also
- Lead municipal bond or taxable fixed income strategies
- Drive equity research and working list management
- Guide credit quality reviews and asset allocation processes
What We're Looking For
- Bachelor's degree required; advanced education or designation (CFA, CPA, CFP, CAIA, CMT) preferred
- 10+ years of experience in wealth or portfolio management, or a strong combination of experience and professional designations
- Demonstrated expertise in analyzing and recommending investment strategies
- Proven ability to cultivate client relationships and develop new business opportunities
- Excellent interpersonal and communication skills
- Ability to organize, prioritize, and manage complex client needs with minimal supervision
- Strong technical proficiency in trust and banking systems, with solid Microsoft Office skills
You'll Excel Here If You
- Thrive on connecting investment strategy with real client goals
- Value relationships as much as results
- Stay curious and current about financial markets and portfolio practices
- Balance independence with collaboration
- See community involvement as part of professional success
About National Bank of Indianapolis
Sourced by ZipRecruiter
Industry
Commercial banking
Company size
201 - 500 Employees
Headquarters location
Indianapolis, IN, US
Year founded
1993