We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an ...
We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an ...
We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an ...
We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an ...
We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an ...
We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an ...
WI · On-site
Bachelor's degree in Finance, Economics, or related field * 7+ years in fixed income trading operations at brokerage or wealth management firms with deep knowledge of Treasuries, corporates ...
New
Title Fixed Income Portfolio and Client Administrator Location Milwaukee, Wisconsin This is a ... Communicate effectively with clients, advisors, team members, broker-dealers, and custodians.
Title Fixed Income Portfolio and Client Administrator Location Milwaukee, Wisconsin This is a ... Communicate effectively with clients, advisors, team members, broker-dealers, and custodians.
WI · On-site
Understanding of securities transactions, including equities, options, mutual funds, fixed income ... Brokerage Operations * Client Loyalty * Consultative Approach * Investment Decisions #J-18808 ...
New
The individual will develop a strong understanding of the counterparties, custodians, brokers and ... equities, fixed income, foreign exchange and derivatives * Strong reporting and analytical ...
The individual will develop a strong understanding of the counterparties, custodians, brokers and ... equities, fixed income, foreign exchange and derivatives * Strong reporting and analytical ...
The individual will develop a strong understanding of the counterparties, custodians, brokers and ... equities, fixed income, foreign exchange and derivatives * Strong reporting and analytical ...
The individual will develop a strong understanding of the counterparties, custodians, brokers and ... equities, fixed income, foreign exchange and derivatives * Strong reporting and analytical ...
Experience in financial services, brokerage operations, trading support, client services, or a ... Understanding of securities transactions, including equities, options, mutual funds, fixed income ...
Experience in financial services, brokerage operations, trading support, client services, or a ... Understanding of securities transactions, including equities, options, mutual funds, fixed income ...
Experience in financial services, brokerage operations, trading support, client services, or a ... Understanding of securities transactions, including equities, options, mutual funds, fixed income ...
Experience in financial services, brokerage operations, trading support, client services, or a ... Understanding of securities transactions, including equities, options, mutual funds, fixed income ...
Experience in financial services, brokerage operations, trading support, client services, or a ... Understanding of securities transactions, including equities, options, mutual funds, fixed income ...
Experience in financial services, brokerage operations, trading support, client services, or a ... Understanding of securities transactions, including equities, options, mutual funds, fixed income ...
Experience in financial services, brokerage operations, trading support, client services, or a ... Understanding of securities transactions, including equities, options, mutual funds, fixed income ...
Experience in financial services, brokerage operations, trading support, client services, or a ... Understanding of securities transactions, including equities, options, mutual funds, fixed income ...
Investment Operations Specialist
Milwaukee, WI · On-site
$65K - $97K/yr
... fixed income, common stock, foreign, private placements, real estate equity and mortgage loans ... brokers,traders,and field offices. * Maintain investment data on various systems ...
Investment Operations Specialist
Milwaukee, WI · On-site
$65K - $97K/yr
... fixed income, common stock, foreign, private placements, real estate equity and mortgage loans ... brokers,traders,and field offices. * Maintain investment data on various systems ...
Investment Operations Specialist
Milwaukee, WI · On-site
$65K - $97K/yr
... fixed income, common stock, foreign, private placements, real estate equity and mortgage loans ... brokers, traders, and field offices. * Maintain investment data on various systems, conduct ...
Investment Operations Specialist
Milwaukee, WI · On-site
$65K - $97K/yr
... fixed income, common stock, foreign, private placements, real estate equity and mortgage loans ... brokers, traders, and field offices. * Maintain investment data on various systems, conduct ...
Trading Specialist- Greater Minneapolis, MN Area (REMOTE)
Middleton, WI · On-site
$44K - $80K/yr
Experience in financial services, brokerage operations, trading support, client services, or a ... Understanding of securities transactions, including equities, options, mutual funds, fixed income ...
Trading Specialist- Greater Minneapolis, MN Area (REMOTE)
Middleton, WI · On-site
$44K - $80K/yr
Experience in financial services, brokerage operations, trading support, client services, or a ... Understanding of securities transactions, including equities, options, mutual funds, fixed income ...
WI · On-site
Authors and drives technology data strategy initiatives for key portfolios, including fixed income modernization and enhancements on prime brokerage in the capital markets domain, while expanding to ...
WI · On-site
Authors and drives technology data strategy initiatives for key portfolios, including fixed income modernization and enhancements on prime brokerage in the capital markets domain, while expanding to ...
WI · On-site
Authors and drives technology data strategy initiatives for key portfolios, including fixed income modernization and enhancements on prime brokerage in the capital markets domain, while expanding to ...
WI · On-site
Authors and drives technology data strategy initiatives for key portfolios, including fixed income modernization and enhancements on prime brokerage in the capital markets domain, while expanding to ...
Client Service Manager
Brookfield, WI · On-site
$65K - $85K/yr
Researches and follows up on any issues with the Broker/Dealer, WEG Operations, and vendors ... Working proficiency with annuities, mutual funds, separately managed accounts, fixed income, stocks ...
Client Service Manager
Brookfield, WI · On-site
$65K - $85K/yr
Researches and follows up on any issues with the Broker/Dealer, WEG Operations, and vendors ... Working proficiency with annuities, mutual funds, separately managed accounts, fixed income, stocks ...
Associate Financial Representative
Milwaukee, WI · On-site +1
$10/hr
Series 7 allows you to work with equities, fixed income, options, brokered CD's and US Treasuries * Series 65 or 66 See the NMIS Guidance to Financial Advisors on Registration of Staff. Other ...
Associate Financial Representative
Milwaukee, WI · On-site +1
$10/hr
Series 7 allows you to work with equities, fixed income, options, brokered CD's and US Treasuries * Series 65 or 66 See the NMIS Guidance to Financial Advisors on Registration of Staff. Other ...
Client Service Manager
Brookfield, WI · Hybrid
$65K - $85K/yr
Researches and follows up on any issues with the Broker/Dealer, WEG Operations, and vendors ... Working proficiency with annuities, mutual funds, separately managed accounts, fixed income, stocks ...
Client Service Manager
Brookfield, WI · Hybrid
$65K - $85K/yr
Researches and follows up on any issues with the Broker/Dealer, WEG Operations, and vendors ... Working proficiency with annuities, mutual funds, separately managed accounts, fixed income, stocks ...
Fixed Income Broker information
See Wisconsin salary details
$25.7K - $34.1K
0% of jobs
$34.1K - $42.5K
15% of jobs
$45.9K is the 25th percentile. Wages below this are outliers.
$42.5K - $50.9K
25% of jobs
The median wage is $55.1K / yr.
$50.9K - $59.3K
20% of jobs
$59.3K - $67.7K
14% of jobs
$68.5K is the 75th percentile. Wages above this are outliers.
$67.7K - $76.1K
9% of jobs
$76.1K - $84.5K
5% of jobs
$84.5K - $92.9K
6% of jobs
$92.9K - $101.3K
3% of jobs
$101.3K - $109.7K
1% of jobs
$109.7K - $118.1K
1% of jobs
$25.7K
$67.3K
$118.1K
How much do fixed income broker jobs pay per year?
What is a fixed income broker?
What are the key skills and qualifications needed to thrive as a fixed income broker?
What are some common challenges faced by fixed income brokers, and how can they be addressed?
What is the difference between Fixed Income Broker vs Bond Trader?
| Aspect | Fixed Income Broker | Bond Trader |
|---|---|---|
| Credentials | Series 7, Series 63/66, relevant finance certifications | Series 7, Series 63/66, finance certifications |
| Work Environment | Client-facing, sales-oriented, brokerage firms | Trading desks, investment banks, hedge funds |
| Industry Usage | Facilitates client transactions, provides market advice | Executes bond trades, manages portfolios |
Both Fixed Income Brokers and Bond Traders require similar certifications and often work within the finance industry. However, Fixed Income Brokers primarily focus on client interactions and facilitating bond transactions, while Bond Traders are more involved in executing trades on trading desks and managing investment portfolios. Understanding these differences helps job seekers identify the right career path in the fixed income market.
How much do fixed income brokers make?
Is fixed income a good career?
What are popular job titles related to Fixed Income Broker jobs in Wisconsin?
For Fixed Income Broker jobs in Wisconsin, the most frequently searched job titles are:
What job categories do people searching Fixed Income Broker jobs in Wisconsin look for?
The top searched job categories for Fixed Income Broker jobs in Wisconsin are:
What cities in Wisconsin are hiring for Fixed Income Broker jobs?
Cities in Wisconsin with the most Fixed Income Broker job openings:
Senior Compliance Officer - Institutional Fixed Income
Milwaukee, WI • Hybrid
Full-time
Re-posted 8 days ago
Job description
About the Role:
We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an opportunity to play a key advisory role at the intersection of business and regulation, influencing complex trading and capital markets activity while helping shape a best-in-class compliance program. In this role, you will lead the development, implementation, and ongoing enhancement of policies and procedures, while providing expert regulatory guidance to ensure alignment with SEC, FINRA, and MSRB requirements. This position offers broad exposure across institutional trading, sales, underwriting, and research activities spanning corporate, municipal, government agency, and asset-backed securities.
This position offers flexibility with 3 days per week in our Milwaukee office and 2 days remote.
The Impact You'll Make:
Serve as a trusted advisor and primary escalation point for senior business leaders on fixed income sales and trading regulatory and supervisory matters
Research, analyze, and interpret complex regulatory rule releases, regulatory notices, and disciplinary actions and serve as an active participant on the firm's Regulatory Review Committee
Create, implement, maintain and test written supervisory procedure manuals, compliance unit manuals, and associate procedures covering fixed income business practices
Act as a key driver for SEC, FINRA, and MSRB examinations, regulatory inquiries, internal audits, and subpoena responses
Facilitate SEC and FINRA onsite and remote-based regulatory exams.
Design and enhance exceptionreporting logic to support effective supervisory oversight of business activities
Write Compliance Notes as needed to communicate new policies and procedures to associates
Develop and deliver ad hoc and annual training on regulatory requirements and business practice standards
Drive best execution oversight and serve on the firm's Fixed Income Best Execution Committee
What You'll Bring to Baird:
Strong judgment and ability to articulate regulatory risk and supervisory practices within the context of business practices
Excellent communication skills with the ability to effectively communicate orally or in writing with associates at all levels of the firm and with external regulators
Strong analytical, organizational, critical thinking, and problem-solving skills
Minimum 5 years' experience operating in highvolume, timesensitive trading environments
Bachelor's degree required
Securities Industry Essentials (SIE) Exam, Series 7, and Series 24 licenses required
Established record of effective business writing skills
Experience and comfort with analyzing complex data
Elevated level of curiosity and comfort with the unfamiliar or unknown.
Knowledge regarding FINRA Rules 2232, 2242, 5310 & 6730, and MSRB Rules G-14, G-15, G-18 & G-30
Experience withFINRA TRACE and MSRB RTRS data
Bloomberg and Tradeweb terminal skills
Ability to facilitate discussions across business, Legal, Compliance and Control Room functions
Compensation and Benefits:
Compensation and bonus are commensurate with experience, performance and/or firm profitability
You'll have the opportunity to advance your career while enjoying our comprehensive benefits designed for your life, career and future
#LI-RE1
Baird is committed to diversity and provides employment opportunities to all employees and applicants for employment without regard to race, color, religion, sex, pregnancy, citizenship, national origin, age, disability, military service, veteran status, sexual orientation, gender identity or expression, genetic information, or any other status protected by law.