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Finra Examiner Jobs in Florida (NOW HIRING)

Osaic

Branch Office Examiner

Saint Petersburg, FL · On-site

$65K - $75K/yr

FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire ... Branch Examiner experience. * FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote ...

Osaic

Branch Office Examiner

Saint Petersburg, FL · On-site +1

$65K - $75K/yr

FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire ... Branch Examiner experience. * FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote ...

FINRA

Senior Cyber Engagements Lead

Boca Raton, FL · On-site

At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...

FINRA

Director, Enforcement

Boca Raton, FL · On-site

Actively manage and support the attorneys' working relationships and teamwork with investigators and with other FINRA departments, including Examinations, Surveillance, Office of General Counsel and ...

Morgan Stanley

Wealth Management Branch Examiner

Miami, FL · On-site

$70K - $125K/yr

We're seeking someone to join our team as a Branch Examiner in WM Compliance to perform independent ... FINRA licenses a plus WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage ...

Phyton Talent Advisors

Compliance Officer

Boca Raton, FL · On-site

... examinations, inquiries, and requests from FINRA, SEC, and other regulators. * Review and monitor employee activities, including outside business activities, personal securities accounts, and other ...

Wells Fargo

Branch Support Manager

Melbourne, FL · On-site

FINRA Series 65 or 66 examinations or equivalent must be completed within a 90-day time period if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This ...

Wells Fargo

Branch Support Manager

Jacksonville, FL · On-site

FINRA Series 65 or 66 examinations or equivalent must be completed within a 90-day time period if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This ...

Wells Fargo

Branch Support Manager

Winter Park, FL · On-site

FINRA Series 65 or 66 examinations or equivalent must be completed within a 90-day time period if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This ...

Wells Fargo

Branch Support Manager

The Villages, FL · On-site

FINRA Series 65 or 66 examinations or equivalent must be completed within a 90-day time period if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This ...

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Finra Examiner information

See Florida salary details

$25K

$45.9K

$74K

How much do finra examiner jobs pay per year?

As of Sep 6, 2026, the average yearly pay for finra examiner in Florida is $45,855.00, according to ZipRecruiter salary data. Most workers in this role earn between $35,900.00 and $51,900.00 per year, depending on experience, location, and employer.

What is a Finra examiner?

A FINRA Examiner is responsible for overseeing and inspecting brokerage firms to ensure compliance with securities laws and regulations. They conduct routine and investigative examinations, analyze financial and operational data, and assess firms’ adherence to industry rules. Examiners help identify potential risks, enforce regulatory standards, and protect investors by ensuring fair market practices. The role requires financial expertise, analytical skills, and knowledge of FINRA and SEC regulations.

What does a typical workweek look like for a Finra examiner?

As a FINRA Examiner, your workweek generally consists of performing routine and risk-based examinations of member broker-dealer firms, analyzing financial records, and preparing detailed reports of findings. You will often work both independently and as part of a team, with tasks that may include on-site inspections, interviews with firm staff, and ongoing follow-ups. Collaboration with other examiners, legal experts, and regulatory staff is common, and you may have deadlines that require effective time management. While the job is primarily office-based, some travel may be necessary depending on exam assignments. This dynamic environment provides exposure to various financial practices and opportunities to develop regulatory expertise.

What are the key skills and qualifications needed to thrive in the Finra examiner position, and why are they important?

To thrive as a FINRA Examiner, you need a solid background in finance, accounting, or business, often supported by a bachelor’s degree and relevant industry experience. Familiarity with regulatory databases, financial analysis software, and knowledge of securities laws or professional certifications (such as CPA or CFA) is highly valued. Strong analytical thinking, effective written and verbal communication, and keen attention to detail are essential soft skills. These abilities enable examiners to thoroughly assess compliance, produce clear reports, and collaborate with member firms to uphold regulatory standards.

Does FINRA pay well?

Finra examiners typically earn a competitive salary that reflects their regulatory and compliance responsibilities, with entry-level positions starting around $60,000 to $80,000 annually. Experienced examiners or those with specialized skills can earn over $100,000, often supplemented by benefits and opportunities for career advancement.

What does a Finra Examiner do?

A Finra Examiner reviews brokerage firms and registered representatives to ensure compliance with industry rules and regulations. They conduct audits, investigate potential violations, and assess firms' adherence to financial and operational standards, often using regulatory tools and documentation. Their work helps maintain market integrity and investor protection.

What are popular job titles related to Finra Examiner jobs in Florida?

For Finra Examiner jobs in Florida, the most frequently searched job titles are:

What job categories do people searching Finra Examiner jobs in Florida look for?

The top searched job categories for Finra Examiner jobs in Florida are:

Finra Examiner jobs near you
Infographic showing various Finra Examiner job openings in Florida as of August 2026, with employment types broken down into 74% Full Time, and 26% Part Time. Highlights an 74% In-person, and 26% Remote job distribution, with an average salary of $45,855 per year, or $22 per hour.

Branch Office Examiner

Osaic

Saint Petersburg, FL • On-site

$65K - $75K/yr

Other

Medical, Dental, Vision, Retirement

Re-posted 15 days ago

Osaic rating

8.1

Company rating: 8.1 out of 10

Based on 12 frontline employees who took The Breakroom Quiz

Job description

Current Employees and Contractors Apply HereOsaic Careers

REMOTE Compliance Risk Opportunity in Financial Services

Branch Office Examiner

Location(s): Open to Qualified Remote Applicants in the United States

Role Type:Full-time

Salary: $65,000 - $75,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.

Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:https://careers.osaic.com/Creative/Benefits.

Summary:

Osaic is currently seeking a Branch Office Examiner in our Branch Exam department. This is an outstanding opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Our employees are the "how" and the "why" of Osaic's success. This position is responsible for administering Branch Exams to Financial Advisors affiliated with Osaic's Broker Dealers. The branch exams involve independently inspecting and evaluating branch activities to assess and/or monitor compliance of applicable regulations and to ensure adherence to compliance of all applicable regulations.

Education Requirements:

  • Bachelor's degree preferred, high school diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.

Responsibilities:

  • Conduct approximately 85-100 onsite exams per year.
  • Travel independently up to 50% of the time for onsite branch examinations.
  • Schedule and discuss exam expectations with the OSJ and Satellite branches.
  • Prepare for each exam by generating and analyzing various reports.
  • Review exam findings with OSJ and Satellite Branch Managers.
  • Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner.
  • Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations, and firm policies during the exam.
  • Identify and share best practices with OSJ Managers regarding supervisory systems during the exam.

Basic Requirements:

  • Minimum 3 years Independent Broker-Dealer experience.
  • FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.
  • Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable annuities, alternative investments, stocks, and bonds.
  • Strong verbal and written communications skills required.
  • Basic knowledge and understanding of the Firm's and Regulatory Policies
  • Basic proficiency in information technology and skills used to communicate electronically, organize activities and analyze information.
  • Must be detail-oriented, investigative and the ability to work independently.

Preferred Requirements:

  • Branch Examiner experience.
  • FINRA Series 24, FINRA Series 65 and/ or 66 preferred.

#LI-Remote

Current Employees and Contractors Apply Here

What Osaic employees say

Pay

Benefits

Hours and flexibility

Workplace

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About Osaic

Sourced by ZipRecruiter

Industry

Finance and insurance

Company size

1,001 - 5,000 Employees

Headquarters location

Phoenix, AZ, US

Year founded

2016

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