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Finance Regulatory Reporting Jobs in Rochester, MI

Comau LLC

Financial Reporting Supervisor

Southfield, MI · On-site

$94K - $127K/yr

This role bridges transactional accounting and strategic finance by managing AP staff, driving the ... IRS 1099 reporting regulations, and serve as a main point of contact to support internal and ...

Sun, Inc.

Financial Reporting Analyst

Southfield, MI

Assists in researching accounting regulations and SEC disclosure requirements; provides technical ... Bachelor's Degree in Accounting or Finance (Required) * 2 years in experience with general ledger ...

Robert Half

Sr. Accountant

Clinton Township, MI · On-site

$73K - $91K/yr

Complete regulatory, operational, and management reports by gathering financial data, validating accuracy, and presenting meaningful analysis. * Lead month-end close activities by posting journal ...

Cesna Group

Finance Specialist

Farmington Hills, MI · On-site

$50K - $100K/yr

... reports as needed to support business operations. * - Assist in monthly, quarterly, and annual ... and financial regulations. Qualifications * - Bachelor's degree in accounting, Finance, or a ...

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All JobsFinance Regulatory Reporting JobsFinance Regulatory Reporting Jobs in Rochester, MI

Finance Regulatory Reporting information

See Rochester, MI salary details

$25.8K

$76.7K

$119.2K

How much do finance regulatory reporting jobs pay per year?

As of Aug 24, 2026, the average yearly pay for finance regulatory reporting in Rochester, MI is $76,720.00, according to ZipRecruiter salary data. Most workers in this role earn between $55,200.00 and $91,100.00 per year, depending on experience, location, and employer.

What is finance regulatory reporting?

Finance Regulatory Reporting involves the preparation and submission of financial reports to regulatory authorities, such as central banks or financial oversight bodies. These reports ensure that organizations comply with local and international financial regulations, such as Basel III or Dodd-Frank. The process includes collecting and analyzing financial data, staying updated on evolving regulations, and working closely with internal teams to ensure accuracy. Effective regulatory reporting helps organizations avoid penalties and maintain their reputation with regulators. It is a critical function in banks, investment firms, and other financial institutions.

What are the key skills and qualifications needed to thrive in finance regulatory reporting?

To thrive in Finance Regulatory Reporting, you need a strong background in accounting, financial analysis, and knowledge of regulatory frameworks, typically supported by a degree in finance or accounting. Familiarity with regulatory reporting systems (such as AxiomSL, Wolters Kluwer, or similar), advanced Excel skills, and awareness of reporting standards like Basel III or IFRS are often required. Attention to detail, analytical thinking, and effective communication are crucial soft skills for interpreting regulations and ensuring accurate submissions. These skills are vital to ensure compliance with financial regulations, minimize risk, and uphold the organization's reputation with regulators.

What are some common challenges faced in a finance regulatory reporting role, and how can they be addressed?

Professionals in Finance Regulatory Reporting often encounter challenges such as keeping up with frequently changing regulatory requirements, managing large volumes of complex data, and meeting tight reporting deadlines. Staying informed about new regulations and maintaining strong attention to detail are crucial for accuracy. Leveraging automated reporting tools and working closely with IT and compliance teams can help streamline processes and ensure timely, accurate submissions. Continuous learning and proactive communication within cross-functional teams are key to overcoming these challenges.

What is the difference between Finance Regulatory Reporting vs Financial Analyst?

AspectFinance Regulatory ReportingFinancial Analyst
Required CredentialsBachelor's in Finance, Accounting, or related field; CPA or CFA often preferredBachelor's in Finance, Economics, or related field; CFA beneficial
Work EnvironmentCorporate finance departments, regulatory agencies, or accounting firmsCorporate finance teams, investment firms, or banks
Employer & Industry UsageFinancial institutions, banks, and regulatory bodiesCorporations, investment firms, and banks

Finance Regulatory Reporting focuses on preparing and submitting financial reports to comply with regulations, ensuring accuracy and adherence to legal standards. Financial Analysts analyze financial data to support decision-making, budgeting, and forecasting. While both roles require strong financial knowledge, Regulatory Reporting emphasizes compliance and reporting standards, whereas Financial Analysts focus on financial performance analysis and strategic insights.

What job categories do people searching Finance Regulatory Reporting jobs in Rochester, MI look for?

The top searched job categories for Finance Regulatory Reporting jobs in Rochester, MI are:

What cities near Rochester, MI are hiring for Finance Regulatory Reporting jobs?

Cities near Rochester, MI with the most Finance Regulatory Reporting job openings:

Finance Regulatory Reporting jobs near you

Regulatory Operations Analyst

Raymond James Financial, Inc.

Southfield, MI • On-site

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 14 days ago

Job description

Job Description Summary
Job Description
Join a collaborative and highly visible team responsible for ensuring the integrity and accuracy of critical Non-Financial Regulatory Reporting obligations. In this role, you'll leverage your expertise in regulatory operations to help support the firm's compliance with SEC, FINRA, OCC, Federal Reserve, exchange and other regulatory reporting requirements while driving process improvements that strengthen risk controls and operational efficiency.
This hybrid-friendly position offers the flexibility of remote work combined with the benefits of in-person collaboration, requiring three days per week in our Southfield, MI or Memphis, TN office.
What You'll Do
As a Regulatory Operations Analyst, you will play a key role in managing and enhancing the firm's non-financial regulatory reporting program. The role partners with Operations, Trading, Compliance, Technology, Legal and Risk Management teams to investigate reporting issues, improve data quality, regulatory reporting controls and governance requirements.
Key Responsibilities
  • Produce, validate, reconcile, and submit Non-Financial Regulatory reports, including:
    • Consolidated Audit Trail (CAT)
    • Electronic Blue Sheets (EBS)
    • Large Options Position Reports (LOPR)
    • Short Interest Reporting
    • Treasury International Capital (TIC)
    • SEC Schedule 13F
    • Other regulatory reporting obligations assigned
  • Monitor reporting quality and identify, research, and resolve exceptions and data discrepancies.
  • Partner with Brokerage Operations, Trading, Compliance, Technology, and Legal teams to address reporting issues and improve data quality.
  • Evaluate new and changing regulatory requirements and support implementation efforts across impacted business areas.
  • Participate in regulatory examinations, audits, and inquiries from FINRA, SEC, and other regulatory bodies.
  • Conduct root-cause analysis and lead remediation efforts for identified reporting issues.
  • Support risk assessments, testing initiatives, and control enhancements to strengthen regulatory reporting processes.
  • Document procedures, workflows, and controls while identifying opportunities for automation and operational efficiencies.
  • Contribute to special projects and strategic initiatives supporting regulatory compliance and operational excellence.

What We're Looking For
Experience
  • Hands-on experience with Non-Financial Regulatory Reporting in a broker-dealer or financial services environment.
  • Experience supporting regulatory reporting, compliance operations, or brokerage operations.
  • Strong understanding of securities markets, trading activity, and the trade lifecycle, including:
    • Orders
    • Executions
    • Allocations
    • Settlements
    • Securities operations and reporting impacts
  • Knowledge of FINRA, SEC, and exchange regulatory requirements.
  • Experience analyzing data, researching exceptions, and resolving reporting discrepancies.
  • Ability to work independently while managing multiple priorities in a fast-paced regulatory environment.
  • Experience supporting regulatory examinations and audits.
  • Experience with one or more regulatory reporting obligations Consolidated Audit Trail (CAT), Electronic Blue Sheets (EBS), Large Options Position Reports (LOPR), Short Interest Reporting or similar reporting requirements.
  • Experience with process improvement, controls testing, or risk management initiatives.
  • Familiarity with operational workflows within brokerage or clearing environments.

Knowledge & Skills
Technical Knowledge
  • Artificial Intelligence (AI) and AI - assisted reconciliation and exception investigation
  • Advanced Microsoft Excel (pivot tables, VLOOKUP, data validation and reconciliation
  • Reporting and workflow management systems
  • User Acceptance Testing (UAT) support
  • Regulatory risk management and controls

Core Skills
  • Regulatory reporting validation and reconciliation
  • Understanding and application of regulatory requirements
  • Analytical problem-solving and critical thinking
  • Root-cause analysis and issue remediation
  • Process improvement and workflow design
  • Regulatory interpretation and implementation
  • Strong written and verbal communication
  • Cross-functional partnership and stakeholder management

Education/Experience
  • Bachelor's Degree (B.A.) in related field (preferred)
  • 2-years' experience in financial services, brokerage operations, regulatory reporting, compliance, securities operations (preferred)
  • Any equivalent combination of experience and education

Licenses & Certifications
  • Securities Industry Essentials (SIE) required prior to start unless exempt or grandfathered.
  • Series 99 or ability to obtain within 120 days (as required by FINRA), required

Candidates holding qualifying securities registrations (including Series 6, 7, 17, 37, 38, and certain principal-level registrations) may satisfy this requirement without additional examination.
Education
Bachelor's: Accounting, Bachelor's: Finance, High School (HS) (Required)
Work Experience
General Experience - 7 to 12 months
Certifications
OS - Operations Professional - Financial Industry Regulatory Authority (FINRA), Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)
Travel
Less than 25%
Workstyle
Hybrid
The total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions. This position is eligible for a benefits package that may include medical, dental, and vision; life insurance; critical illness insurance and accident insurance; disability benefits; retirement savings; paid time off (including vacation, holidays, and sick leave); and parental leave. Eligibility for benefits and specific offerings may vary based on position and employment status. To view more details of the benefits offered, visit Myrjbenefits.com.
At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
We expect our associates at all levels to:
• Grow professionally and inspire others to do the same
• Work with and through others to achieve desired outcomes
• Make prompt, pragmatic choices and act with the client in mind
• Take ownership and hold themselves and others accountable for delivering results that matter
• Contribute to the continuous evolution of the firm
At Raymond James - as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.
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