1

Exempt Market Dealer Jobs (NOW HIRING)

Creator & Designer TISAS Arms Corp • Remote (US) • Full-Time • Salaried Exempt • Reports to ... S. market. This is a high-autonomy, high-ownership role responsible for defining and executing how ...

Be Seen First

... Exempt Position Summary The VP of Sales & Marketing will own revenue growth and market share ... Establish dealer performance standards, territory protection policies, and tiered incentive ...

S. market. Reporting to the CEO, this role is responsible for helping to define and execute the ... S. Scope includes social media, email marketing, digital and print content, dealer marketing ...

Status Exempt General Summary This role provides Dealership consulting and support to enhance the ... Manage wholesale vehicle inventory to maintain balanced dealer stock levels based on market trends ...

Status Exempt General Summary This role provides Dealership consulting and support to enhance the ... Manage wholesale vehicle inventory to maintain balanced dealer stock levels based on market trends ...

S. market. Reporting to the CEO, this role is responsible for helping to define and execute the ... S. Scope includes social media, email marketing, digital and print content, dealer marketing ...

Status Exempt General Summary This role provides Dealership consulting and support to enhance the ... Manage wholesale vehicle inventory to maintain balanced dealer stock levels based on market trends ...

Showing results 41-60

Exempt Market Dealer information

What is an exempt market dealer?

An Exempt Market Dealer (EMD) is a firm or individual registered to sell exempt market securities, which are investment products not required to be offered by a prospectus in Canada. EMDs help investors access private placements, venture capital, and other alternative investments typically not available through traditional public markets. They must comply with specific regulations and due diligence requirements to ensure investors are suitable for these often higher-risk products. EMDs play a crucial role in connecting businesses seeking capital with accredited or eligible investors.

What are the key skills and qualifications needed to thrive as an exempt market dealer?

To thrive as an Exempt Market Dealer, you need in-depth knowledge of securities regulations, capital markets, and investment products, usually supported by relevant financial certifications and registration with regulatory bodies. Proficiency with client management systems, compliance software, and financial analysis tools is typically necessary. Excellent interpersonal skills, ethical judgment, and strong communication abilities help build client trust and navigate complex regulatory environments. These skills ensure regulatory compliance, sound investment decisions, and successful client relationships in the specialized exempt market sector.

What are some common challenges faced by exempt market dealers, and how can new hires prepare to address them?

Exempt Market Dealers often face challenges such as navigating complex regulatory requirements, conducting thorough due diligence on alternative investment products, and maintaining transparent communication with clients. New hires can prepare by staying up-to-date with regulatory changes from bodies like the CSA and IIROC, developing strong analytical skills, and building a solid understanding of risk management practices. Proactively seeking mentorship within the firm and participating in ongoing compliance and product training can also help new team members adapt quickly and excel in this dynamic environment.

What is the difference between Exempt Market Dealer vs Investment Advisor?

AspectExempt Market DealerInvestment Advisor
CredentialsTypically requires securities licensing, such as provincial exemptions and registrationRequires registration, often with provincial securities regulators, and may need specific certifications like CFA or CFP
Work EnvironmentWorks primarily in securities distribution, private placements, and exempt marketsProvides personalized investment advice and portfolio management services
Industry UsageCommonly involved in private securities offerings and exempt market transactionsFocuses on advising clients on investment strategies and asset allocation

While both roles operate within the securities industry and require regulatory registration, an Exempt Market Dealer primarily facilitates private securities transactions, whereas an Investment Advisor offers tailored investment advice and portfolio management. Understanding these differences helps clients choose the right professional for their financial needs.

How to become an exempt market dealer?

To become an exempt market dealer, individuals typically need to meet licensing requirements set by regulatory authorities, which often include completing specific courses, passing exams, and gaining relevant industry experience. They must also adhere to ongoing compliance and registration standards to operate legally in the exempt market sector.

What does an exempt market dealer do?

An exempt market dealer is a licensed professional who sells securities that are exempt from certain registration requirements, typically to qualified investors. They conduct due diligence, provide investment advice within regulatory limits, and ensure compliance with securities laws and regulations. This role often requires industry-specific certifications and knowledge of financial markets.
More about Exempt Market Dealer jobs

What states have the most Exempt Market Dealer jobs?

States with the most job openings for Exempt Market Dealer jobs include:

What job categories do people searching Exempt Market Dealer jobs look for?

The top searched job categories for Exempt Market Dealer jobs are:

Infographic showing various Exempt Market Dealer job openings in the United States as of August 2026, with employment types broken down into 84% Full Time, 13% Part Time, and 3% Contract. Highlights an 86% Physical, 4% Hybrid, and 10% Remote job distribution.

Dealer Relationship Manager - Central New Jersey

Santander

Cherry Hill, NJ • On-site

Full-time

Posted 6 days ago


Job description

Dealer Relationship Manager - Central New JerseyCountry: United States of America

It Starts Here:

Santander is a global leader and innovator in the financial services industry and is evolving from a high-impact brand into a technology-driven organization. Our people are at the heart of this journey and together, we are driving a customer-centric transformation that values bold thinking, innovation, and the courage to challenge what's possible. This is more than a strategic shift. It's a chance for driven professionals to grow, learn, and make a real difference.

If you are interested in exploring the possibilities We Want to Talk to You!

The Difference You Make:

As one of the nation's top five auto finance providers, we partner with more than 14,000 dealerships nationwide to deliver competitive financing solutions for both prime and non-prime customers. Our mission is to help dealers grow their business while making vehicle ownership more accessible to customers.

Position Summary

This is an outside sales position that requires the associate to reside within the assigned sales territory of Central, New Jersey to meet business needs, effectively service clients, meet with prospects and attend in-person meetings and events.

The Dealer Relationship Manager (DRM) is the front-line sales representative responsible for building and maintaining strong partnerships with franchised and independent auto dealerships in a defined territory. This individual will be accountable for driving loan originations, educating dealers on products, finance programs, underwriting policies, ensuring outstanding service and responsiveness.

  • Establish, develop, and manage strong, trusted relationships with automotive dealerships within the territory.

  • Grow loan originations and dealer engagement by promoting the company's auto finance programs including Santander.

  • Auto Finance, OEM programs, small business, dealer commercial products, and digital services.

  • Execute sales strategies and support key initiatives as directed by sales management.

  • Identify market trends and competitive activities to identify growth opportunities.

  • Provide ongoing education to dealerships on finance program guidelines, underwriting policies, digital tools, and other platforms.

  • Maintain contact with dealership personnel through dealer visits to understand business needs, maximize engagement in the company's offerings, and ensure overall satisfaction.

  • Perform routine account management tasks and proper contact management to ensure accurate record keeping.

  • Partner closely with Credit and Funding teams to deliver superior service and resolve dealer issues quickly.

  • Coordinate meetings between Dealer Principals and dealer commercial services partners (Floor Plan).

  • Communicate dealer performance KPIs with dealership owners and general management staff.

  • Provide support to internal partners such as dealer collections, dealer performance, risk, pricing, legal, to resolve outstanding business matters.

  • Represent the company at dealer events, trade shows, and industry meetings.

  • Ensure compliance with all regulatory and company policies in dealer interactions.

What You Bring:

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

Education

  • Bachelor's degree in Business, Finance, Marketing or equivalent work experience - Required.

Professional Experience

  • 5+ years of sales experience in auto finance, client relations, account management, relationship management. or automotive retail sales management - Required.

Skills

  • Proven ability to build strong business relationships and deliver results in a goal-oriented environment.

  • Ability to travel daily within assigned territory up to 100% of the time.

  • Experience in Microsoft Office products.

  • Strong understanding of dealership operations and auto finance products.

  • Excellent written and verbal communication, presentation, and negotiation skills.

  • Self-starter with strong organizational and territory management abilities.

  • Effective problem-solving and time management skills.

Certifications:

No Certifications listed for this job.

It Would Be Nice For You To Have:

Established work history or equivalent demonstrated through a combination of work experience, training, military service, or education.

Work Authorization & Sponsorship:

Applicants must be legally authorized to work in the United States on a full-time basis without requiring employer sponsorship to commence employment.

employment.

What Else You Need To Know:

The base pay range for this position is posted below and represents the annualized salary range. For hourly positions (non-exempt), the annual range is based on a 40-hour work week. The exact compensation may vary based on skills, experience, training, licensure and certifications and location.

Base Pay Range:

Minimum:

$76,875.00 USD

Maximum:

$127,500.00 USD

We Value Your Impact:

Your contribution matters and it's recognized. You can expect a fair and competitive rewards package that reflects the impact you create and the value you deliver. We know rewards go beyond numbers. Offering more than just a paycheck our benefits are designed to support you, your family and your well-being, now and into the future. Santander Benefits - 2026 Santander OnGoing/NH eGuide (foleon.com)

Risk Culture:

We embrace a strong risk culture and all of our professionals at all levels are expected to take a proactive and responsible approach toward risk management.

EEO Statement:

At Santander, we value and respect differences in our workforce. We actively encourage everyone to apply. Santander is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status or any other characteristic protected by law.
Working Conditions:

Frequent minimal physical effort such as sitting, standingand walking is required for this role. Depending on location, occasional moving and lifting light equipment and/or furniture may be required.

Employer Rights:

This job description does not list all of the job duties of the job. You may be asked by your supervisors or managers to perform other duties. You may be evaluated in part based upon your performance of the tasks listed in this job description. The employer has the right to revise this job description at any time. This job description is not a contract for employment and either you or the employer may terminate your employment at any time for any reason.

What To Do Next:

If this sounds like a role you are interested in, then please apply.

We are committed to providing an inclusive and accessible application process for all candidates. If you require any assistance or accommodation due to a disability or any other reason, please contact us at TAOps@santander.us to discuss your needs.