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Executive Compliance Risk Management Jobs in Virginia

Compliance Risk Manager

Richmond, VA · On-site

$120K - $130K/yr

Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. ESSENTIAL DUTIES AND RESPONSIBILITIES ...

... compliance, financial performance, claims oversight, and reporting to senior leadership. * Claims ... Provide executive oversight of insured claims management, including complex and litigated matters ...

New

Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations * Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure ...

Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations * Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure ...

... compliance with any international regulatory requirements * Respond to and report on crises and ... At least 3 years of experience consulting with and presenting to senior executive leadership ...

... compliance with any international regulatory requirements * Respond to and report on crises and ... At least 3 years of experience consulting with and presenting to senior executive leadership ...

... compliance with any international regulatory requirements * Respond to and report on crises and ... At least 3 years of experience consulting with and presenting to senior executive leadership ...

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Executive Compliance Risk Management information

What is the difference between Executive Compliance Risk Management vs Compliance Officer?

AspectExecutive Compliance Risk ManagementCompliance Officer
CertificationsCertifications like CRCM, CCEP, or CIA often preferredSimilar certifications, often CCEP or CFE
Work EnvironmentStrategic, senior-level decision-making, executive meetingsOperational, day-to-day compliance monitoring and enforcement
Employer & IndustryFinancial institutions, large corporations, regulated industriesFinancial services, healthcare, manufacturing, various regulated sectors
Search & Comparison IntentUnderstanding high-level compliance risk management rolesOperational compliance tasks and responsibilities

Executive Compliance Risk Management focuses on strategic oversight and risk mitigation at the senior level, while Compliance Officers handle daily compliance activities and enforcement. Both roles require similar certifications and are vital in regulated industries, but they differ in scope and responsibilities.

What are the most commonly searched types of Compliance Risk Management jobs in Virginia? The most popular types of Compliance Risk Management jobs in Virginia are:
What cities in Virginia are hiring for Executive Compliance Risk Management jobs? Cities in Virginia with the most Executive Compliance Risk Management job openings:

Compliance Risk Manager

Truist

Richmond, VA • On-site

$120K - $130K/yr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted 8 days ago


Truist rating

7.9

Company rating: 7.9 out of 10

Based on 117 frontline employees who took The Breakroom Quiz

79th of 170 rated banks


Job description

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status.

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If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response).

Regular or Temporary:

Regular

Language Fluency: English (Required)

Work Shift:

1st shift (United States of America)Please review the following job description:Leads a team of compliance professionals to ensure appropriate compliance risk oversight is in place for assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework.

ESSENTIAL DUTIES AND RESPONSIBILITIES

Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time.

1. Lead and develop a compliance program/function which may include leading a team.

2. Provide leadership and communicate effectively with senior management and legal staff, as necessary, to ensure awareness of regulatory issues and updates.

3. Work closely with senior management to establish an appropriate compliance culture throughout the organization.

4. Oversee the efforts of business units and other risk areas in the development and implementation of policies, procedures and processes to minimize compliance risks.

5. Aggregate and review Risk Committee materials across team to ensure appropriate evaluation of program effectiveness and stated compliance risk is communicated to leadership.

6. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations.

7. Collaborate across internal team to implement strategies and methods related to the compliance risk management framework within the organization, including quality assessments, key risk, and performance measurement data, along with oversight monitoring and mitigation strategies.

8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives for the company, providing counsel and oversight in a collaborative, business savvy and team-first manner.

QUALIFICATIONS

Required Qualifications:

The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

1. Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience

2. Ten years of financial institution experience

3. Eight years of direct experience in compliance

4. Advanced knowledge, ability and expertise in compliance and a broad understanding of financial services

5. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance

6. Solid understanding of risk management processes and risk analysis

7. Strong communication skills, both verbally and written, and the ability to communicate and interact with all levels of management

Preferred Qualifications:

1. MBA, Juris Doctorate or other advanced degree

2. Ten years of compliance experience, with five years at medium to large financial institution

3. Prior supervisory or management experience

4. Certified Regulatory Compliance Manager (CRCM)

**The annual base salary for this position is $120,000-$130,000.**

General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position.Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist's generous benefit plans, please visit our Benefits site. Depending on the position and division, this job may also be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work.

Truist is an Equal Opportunity Employer that does not discriminate on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. Truist is a Drug Free Workplace.

EEO is the Law E-Verify IER Right to Work


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About Truist

Sourced by ZipRecruiter

Truist is combining distinctive personal service with investments in innovation to create transformational client experiences. We believe the unique blend of human touch and innovative technology will set us apart, instill confidence, and build deeper levels of trust with our clients

Industry

Finance and insurance

Company size

10,000+ Employees

Headquarters location

Charlotte, NC, US

Year founded

2019