Risk Analyst, RCS
Saint Petersburg, FL · On-site
Role Overview The Risk Analyst operates under the direct supervision of department leadership and ... events that affect RIAs, IBDs, custodians, and clearing firms. * Stakeholder partnership and ...
Saint Petersburg, FL · On-site
Role Overview The Risk Analyst operates under the direct supervision of department leadership and ... events that affect RIAs, IBDs, custodians, and clearing firms. * Stakeholder partnership and ...
Saint Petersburg, FL · On-site
Role Overview The Risk Analyst operates under the direct supervision of department leadership and ... events that affect RIAs, IBDs, custodians, and clearing firms. * Stakeholder partnership and ...
Saint Petersburg, FL · On-site
Role Overview The Risk Analyst operates under the direct supervision of department leadership and ... events that affect RIAs, IBDs, custodians, and clearing firms. * Stakeholder partnership and ...
Saint Petersburg, FL · On-site
Role Overview The Risk Analyst operates under the direct supervision of department leadership and ... events that affect RIAs, IBDs, custodians, and clearing firms. * Stakeholder partnership and ...
... and news events. * Monitor and analyze counterparty exposures, limits, concentrations, and ... Support risk framework enhancements, limit management initiatives, stress testing exercises, and ...
... and news events. * Monitor and analyze counterparty exposures, limits, concentrations, and ... Support risk framework enhancements, limit management initiatives, stress testing exercises, and ...
... and news events. * Monitor and analyze counterparty exposures, limits, concentrations, and ... Support risk framework enhancements, limit management initiatives, stress testing exercises, and ...
... and news events. * Monitor and analyze counterparty exposures, limits, concentrations, and ... Support risk framework enhancements, limit management initiatives, stress testing exercises, and ...
Sarasota, FL · On-site
$160K - $200K/yr
Director of Safety, Risk & Environmental Management Primary Location: Sarasota, Florida (preferred ... Investigate accidents, incidents, and near-miss events to determine root cause and implement ...
Sarasota, FL · On-site
$160K - $200K/yr
Director of Safety, Risk & Environmental Management Primary Location: Sarasota, Florida (preferred ... Investigate accidents, incidents, and near-miss events to determine root cause and implement ...
$160K - $200K/yr
Director of Safety, Risk & Environmental Management Primary Location: Sarasota, Florida (preferred ... Investigate accidents, incidents, and near-miss events to determine root cause and implement ...
$160K - $200K/yr
Director of Safety, Risk & Environmental Management Primary Location: Sarasota, Florida (preferred ... Investigate accidents, incidents, and near-miss events to determine root cause and implement ...
Managing Profitability Encourages calculated risk-taking to generate incremental revenue and ... Reviews property specific event operations annually and makes appropriate adjustments. Reviews ...
Managing Profitability Encourages calculated risk-taking to generate incremental revenue and ... Reviews property specific event operations annually and makes appropriate adjustments. Reviews ...
Managing Profitability Encourages calculated risk-taking to generate incremental revenue and ... Reviews property specific event operations annually and makes appropriate adjustments. Reviews ...
Managing Profitability Encourages calculated risk-taking to generate incremental revenue and ... Reviews property specific event operations annually and makes appropriate adjustments. Reviews ...
Sarasota, FL · On-site
$95 - $120/hr
* Lead and execute enterprise-wide safety, risk, and environmental management strategies.* Direct and ... Investigate accidents, incidents, and near-miss events to determine root cause and implement ...
Sarasota, FL · On-site
$95 - $120/hr
* Lead and execute enterprise-wide safety, risk, and environmental management strategies.* Direct and ... Investigate accidents, incidents, and near-miss events to determine root cause and implement ...
Sarasota, FL · On-site
$94K - $126K/yr
JOB SUMMARY Leads Meetings & Special Events division. Position assists in the development and ... Managing Profitability • Encourages calculated risk-taking to generate incremental revenue and ...
Sarasota, FL · On-site
$94K - $126K/yr
JOB SUMMARY Leads Meetings & Special Events division. Position assists in the development and ... Managing Profitability • Encourages calculated risk-taking to generate incremental revenue and ...
Risk management and event preparation * Athletic communications and sports information * Interdepartmental collaboration * Leadership and decision-making within a collegiate athletics department ...
Risk management and event preparation * Athletic communications and sports information * Interdepartmental collaboration * Leadership and decision-making within a collegiate athletics department ...
Our Value and Risk Advisory platform is part of a global network comprised of experienced, licensed ... Attend at least one local commercial real estate event per year, not counting classes Education ...
Our Value and Risk Advisory platform is part of a global network comprised of experienced, licensed ... Attend at least one local commercial real estate event per year, not counting classes Education ...
Sarasota, FL · On-site
$120K - $125K/yr
Manage proactive assessments of fraud awareness, prevention, detection, and risk mitigation ... Serve as Department Operations Center Branch Director during emergency events. Public-facing ...
Sarasota, FL · On-site
$120K - $125K/yr
Manage proactive assessments of fraud awareness, prevention, detection, and risk mitigation ... Serve as Department Operations Center Branch Director during emergency events. Public-facing ...
Saint Petersburg, FL · On-site
$165K - $195K/yr
The Clinical Affairs Practice Group provides legal advice regarding clinical risk, adverse events, patient care issues, patient and regulatory complaints, bioethical issues, guardianships, and ...
Saint Petersburg, FL · On-site
$165K - $195K/yr
The Clinical Affairs Practice Group provides legal advice regarding clinical risk, adverse events, patient care issues, patient and regulatory complaints, bioethical issues, guardianships, and ...
... risk modeling solutions to help individuals, businesses, and society become more resilient to catastrophic events. Marketing Solutions - delivers data and insights to improve the reach, timing ...
New
... risk modeling solutions to help individuals, businesses, and society become more resilient to catastrophic events. Marketing Solutions - delivers data and insights to improve the reach, timing ...
New
... risk modeling solutions to help individuals, businesses, and society become more resilient to catastrophic events. Marketing Solutions - delivers data and insights to improve the reach, timing ...
... risk modeling solutions to help individuals, businesses, and society become more resilient to catastrophic events. Marketing Solutions - delivers data and insights to improve the reach, timing ...
Maintain strong community engagement through events, communication, and service excellence and ... Implement and monitor risk management and safety protocols * Apply working knowledge of ...
Maintain strong community engagement through events, communication, and service excellence and ... Implement and monitor risk management and safety protocols * Apply working knowledge of ...
Maintain strong community engagement through events, communication, and service excellence and ... Implement and monitor risk management and safety protocols * Apply working knowledge of ...
New
Maintain strong community engagement through events, communication, and service excellence and ... Implement and monitor risk management and safety protocols * Apply working knowledge of ...
New
Maintain strong community engagement through events, communication, and service excellence and ... Implement and monitor risk management and safety protocols * Apply working knowledge of ...
New
Maintain strong community engagement through events, communication, and service excellence and ... Implement and monitor risk management and safety protocols * Apply working knowledge of ...
New
Myakka City, FL · On-site
Coordinate event planning for firm functions such as firm marketing events, team-building ... Develop (as needed) and enforce firm policies, maintain regulatory compliance, and support risk ...
Myakka City, FL · On-site
Coordinate event planning for firm functions such as firm marketing events, team-building ... Develop (as needed) and enforce firm policies, maintain regulatory compliance, and support risk ...
$9.27 - $10.55
3% of jobs
$10.55 - $11.84
7% of jobs
$11.84 - $13.12
5% of jobs
$13.76 is the 25th percentile. Wages below this are outliers.
$13.12 - $14.41
18% of jobs
$14.41 - $15.69
9% of jobs
The median wage is $16.22 / hr.
$15.69 - $16.97
18% of jobs
$16.97 - $18.26
12% of jobs
$18.55 is the 75th percentile. Wages above this are outliers.
$18.26 - $19.54
12% of jobs
$19.54 - $20.83
5% of jobs
$20.83 - $22.11
5% of jobs
$22.11 - $23.40
5% of jobs
$9
$16
$23
| Aspect | Event Risk | Event Coordinator |
|---|---|---|
| Primary Focus | Identifying and managing risks associated with events | Planning, organizing, and executing events |
| Required Credentials | Risk management certifications, safety training | Event planning certifications, organizational skills |
| Work Environment | Risk assessment sites, event venues | Event locations, client meetings |
| Industry Usage | Corporate, entertainment, sports events | Weddings, conferences, festivals |
While Event Risk specialists focus on identifying and mitigating potential hazards to ensure event safety, Event Coordinators handle the overall planning and execution of events. Both roles are essential in the event industry but serve different functions to ensure successful and safe events.
The top searched job categories for Event Risk jobs in Sarasota, FL are:
Cities near Sarasota, FL with the most Event Risk job openings:
Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Re-posted yesterday
Job Description Summary
Monitor and analyze the organization's operational risk exposure, and contribute to the development of operational risk policies. Analyze existing processes, procedures and systems and advise on improvements.Job Description
Role Overview
The Risk Analyst operates under the direct supervision of department leadership and supports the RIA & Custody Services Division by identifying, assessing, and communicating business and regulatory risks that affect independent Registered Investment Advisers and Introducing Broker Dealers on the Raymond James platform. This role strengthens the division's risk framework through due diligence, control evaluation, trend analysis, and stakeholder partnership that improve decision-making, reinforce compliance, and mitigate operational risk.
Key Responsibilities
Client and platform risk diligence: Conduct due diligence on prospective and existing RIA and IBD clients and their authorized agents to support informed onboarding, monitoring, and platform access decisions.
Customer service and client interaction: Provide professional, timely support to internal and external clients by responding to inquiries, communicating risk-related requirements, and helping resolve issues through clear and effective interaction.
Risk analysis and reporting: Collect, analyze, and synthesize data into reports, summaries, and working materials that identify trends, support business requests, and improve risk visibility.
Control environment support: Partner with business process owners to evaluate controls, identify gaps, and strengthen mitigation strategies across custody and clearing activities.
Business and regulatory awareness: Maintain current knowledge of custody and clearing operations, regulatory developments, and market events that affect RIAs, IBDs, custodians, and clearing firms.
Stakeholder partnership and process improvement: Build effective relationships across the organization to resolve issues, improve workflows, and support a strong risk culture.
Core Capabilities
Foundational knowledge of risk management principles within custody and clearing businesses and the ability to apply them in a regulated financial services environment.
Working knowledge of financial markets, investment products, and relevant regulatory frameworks, including FINRA Rule 4311, the Investment Advisers Act of 1940, and Form ADV.
Proficiency with core business tools, including Microsoft Office applications and relationship management platforms such as Salesforce.
Willingness to adopt and responsibly use AI-enabled tools to enhance analysis, efficiency, and decision support while maintaining sound judgment and accountability.
Performance Expectations
Exercise sound judgment, connect detailed findings to broader business risk, and prioritize multiple assignments while meeting deadlines.
Build effective working relationships, communicate clearly in written and verbal formats, and deliver dependable support in both independent and team-based settings.
Apply research, analysis, and process discipline to improve workflow efficiency, support strong customer service, and maintain compliance with established standards.
Education and Experience
Bachelor's degree and at least one year of relevant financial services or risk-related experience, or an equivalent combination of education, training, and experience approved by Human Resources.
Preferred Certifications
SIE and Series 7 preferred.
Travel
No travel required.
Education
Bachelor's: Accounting, Bachelor's: Actuarial Science, Bachelor's: Applied MathematicsWork Experience
General Experience - 7 to 12 monthsCertifications
N/A - Financial Industry Regulatory Authority (FINRA)Travel
Less than 25%Workstyle
ResidentThe total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions. This position is eligible for a benefits package that may include medical, dental, and vision; life insurance; critical illness insurance and accident insurance; disability benefits; retirement savings; paid time off (including vacation, holidays, and sick leave); and parental leave. Eligibility for benefits and specific offerings may vary based on position and employment status. To view more details of the benefits offered, visit Myrjbenefits.com.
At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
We expect our associates at all levels to:
Grow professionally and inspire others to do the same
Work with and through others to achieve desired outcomes
Make prompt, pragmatic choices and act with the client in mind
Take ownership and hold themselves and others accountable for delivering results that matter
Contribute to the continuous evolution of the firm
At Raymond James - as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.