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Equity Trading Assistant Jobs in Ridgewood, NJ (NOW HIRING)

BTIG

Operations Generalist

New York, NY · On-site

$100K - $150K/yr

Real time support of US Equity trade activity, including but not limited to: * Comply with T+1 ... Escalate and assist in resolving operational risks to the firm (ie. Regulatory Notifications ...

BTIG

Operations Generalist

New York, NY · On-site

$100K - $150K/yr

Real time support of US Equity trade activity, including but not limited to: * Comply with T+1 ... Escalate and assist in resolving operational risks to the firm (ie. Regulatory Notifications ...

Aplaro Ltd

Cubist Business Analyst

Manhattan, NY · On-site

... equity trading teams and systematic macro trading teams as well as deployments of new trading ... Must have the ability to assist veteran specialists while simultaneously managing multiple ...

Aplaro Ltd

Equity L/S Desk Quant Analyst

Manhattan, NY · On-site

$150K - $200K/yr

... Markets Trading, and Global Quantitative Trading. We are seeking a Quant Analyst for our ... with coding assistants such as Claude Code or comparable tools is a meaningful advantage. * A ...

SupportFinity™

Business Analyst

Manhattan, NY · On-site

$125K - $175K/yr

... equity trading teams and systematic macro trading teams as well as deployments of new trading ... Must have the ability to assist veteran specialists while simultaneously managing multiple ...

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Equity Trading Assistant information

What is an equity trading assistant?

An Equity Trading Assistant is a professional who supports equity traders in executing and managing stock trades on behalf of clients or the trading desk. They are responsible for tasks such as monitoring market activity, processing trade orders, maintaining trade records, and ensuring compliance with regulations. Equity Trading Assistants also coordinate with other departments, handle trade settlements, and may assist with client communications. This role requires strong analytical skills, attention to detail, and the ability to work in a fast-paced environment.

What are the typical daily responsibilities of an equity trading assistant and how do they support the trading desk?

An Equity Trading Assistant typically starts the day by preparing trading reports, monitoring market news, and checking system readiness. Throughout the day, they support traders by managing order flow, ensuring trades are accurately booked, and resolving any trade discrepancies. They also communicate with compliance, operations, and technology teams to address issues and ensure smooth trade settlements. This role requires strong attention to detail, multitasking, and effective communication skills, as assistants serve as a crucial link between traders and back-office functions.

What are the key skills and qualifications needed to thrive as an equity trading assistant, and why are they important?

To thrive as an Equity Trading Assistant, you need a strong background in finance or economics, analytical skills, and attention to detail, often supported by a relevant degree. Familiarity with trading platforms like Bloomberg Terminal, order management systems, and proficiency in Excel are typically required, and FINRA Series 7 or 63 certifications can be advantageous. Excellent communication, multitasking, and problem-solving abilities set standout candidates apart in this fast-paced environment. These skills and qualifications ensure efficient trade execution, risk management, and seamless support for traders in dynamic financial markets.

What is the difference between Equity Trading Assistant vs Equity Analyst?

AspectEquity Trading AssistantEquity Analyst
CredentialsTypically requires a bachelor's degree in finance, economics, or related fieldRequires a bachelor's degree; often advanced degrees or certifications like CFA are preferred
Work EnvironmentFast-paced trading floors or financial firms, supporting tradersResearch-focused, analyzing market data and company fundamentals
Employer & Industry UsageUsed in investment banks, asset management firms, trading desksCommon in investment firms, research institutions, and asset managers

While both roles support investment activities, an Equity Trading Assistant primarily assists traders with execution and operational tasks, whereas an Equity Analyst conducts in-depth research and analysis to inform investment decisions.

What are popular job titles related to Equity Trading Assistant jobs in Ridgewood, NJ?

For Equity Trading Assistant jobs in Ridgewood, NJ, the most frequently searched job titles are:

What job categories do people searching Equity Trading Assistant jobs in Ridgewood, NJ look for?

The top searched job categories for Equity Trading Assistant jobs in Ridgewood, NJ are:

What cities near Ridgewood, NJ are hiring for Equity Trading Assistant jobs?

Cities near Ridgewood, NJ with the most Equity Trading Assistant job openings:

Equity Trading Assistant jobs near you
Infographic showing various Equity Trading Assistant job openings in Ridgewood, NJ as of September 2026, with employment types broken down into 2% As Needed, 73% Full Time, 22% Part Time, 1% Temporary, and 2% Contract. Highlights an 97% Physical, 1% Hybrid, and 2% Remote job distribution.

Institutional Equity Sales

Manhattan, NY • On-site

Roth Capital Partners
See more jobs at Roth Capital Partnersexternal

Full-time

Posted 24 days ago

Job description

Roth Capital Partners, LLC is a relationship-driven investment bank focused on serving growth companies and their investors. In addition to capital markets and M&A advisory services, our full-service platform provides a variety of capital markets solutions, including high impact equity research, macroeconomic perspectives, institutional sales and trading, technical insights, derivatives strategies and corporate access. Headquartered in Newport Beach, California, Roth is a privately held, employee-owned organization and maintains offices throughout the U.S.
Roth is looking to add an Institutional Equity Sales Professional to our team. The Institutional Sales Professional is a senior, revenue-generating role responsible for building and maintaining relationships with our clients (hedge funds, family offices, mutual/pension funds & other asset managers).This role will be generalist coverage, representing the full breadth of Roth’s institutional capabilities, including equity research, corporate access, capital markets transactions (IPOs, follow-ons, blocks), and trade execution. This is a senior role, requiring individual contribution and self-driven operations, with a high degree of autonomy, commercial judgment, and cross-desk collaboration. This position may be based out of any of our U.S. Offices.
Responsibilities include (but are not limited to):
  • Originate, develop, and manage relationships with institutional investor accounts across the buy side.
  • Meet or exceed individual commission and revenue targets while managing account profitability and client servicing costs.
  • Market & distribute the firm’s equity research, corporate access events and desk strategists event driven and macro commentary. Distribute and cross-sell equity capital markets transactions; IPOs, follow-on offerings, blocks, and secondary offerings  to institutional accounts.
  • Partner closely with research analysts, sales-trading, capital markets, and corporate access teams to ensure coordinated, high-quality client coverage.
  • Maintain a deep working knowledge of covered sectors, market conditions, and portfolio manager/analyst priorities across accounts.
  • Maintain compliance with all regulatory requirements (FINRA, SEC) and internal policies governing institutional sales conduct, including information barriers and research distribution rules.
  • Represent the firm at industry conferences, non-deal roadshows, and client events.
Skills and Attributes:
  • Strong knowledge of equity markets, capital markets products, and sector fundamentals across a broad range of industries.
  • Excellent relationship management, negotiation, and communication skills, with the executive presence to engage senior portfolio managers and C-suite corporate clients.
  • Demonstrated ability to work collaboratively across research, salestrading, and capital markets desks.
Qualifications:
  • 5-10+ years of institutional equity sales experience at a bulge bracket, middle-market, or boutique investment bank.
  • Established, portable book of institutional investor relationships with a demonstrated track record of commission generation.
  • Bachelor's degree required.
  • Active Series 7 and Series 63 licenses required (or ability to obtain promptly).
  • Clean U.S. regulatory record (FINRA BrokerCheck).

Compensation:  This position is commission-based. Total compensation, including commission and any discretionary bonus, will vary based on experience, portable book of business, and individual production.
 

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