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Director Ria Financial Services Jobs in Connecticut

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Director of Finance

Greenwich, CT · On-site

... Director of Corporate FP&A to turn the financial output of 100-plus legal entities into clear ... financial services or high-growth corporate settings preferred) • Strong accounting foundation ...

MONECO Advisors LLC

Director of Finance

Fairfield, CT · On-site

$120 - $160/hr

Moneco Advisors is a modern, full-service financial planning firm dedicated to helping clients live ... The Director of Finance is a full-time, salaried senior leadership role with competitive benefits ...

Focus Financial Partners

Hybrid Wholesaler

Stamford, CT · On-site

$85K - $90K/yr

... RIA, and Broker-Dealer). This position requires a presence in the Stamford office five days a week ... Bachelor's Degree * 4+ years in asset management, wholesaling, or financial services sales

Focus Financial Partners

Hybrid Wholesaler

Stamford, CT · Hybrid

$85K - $90K/yr

... RIA, and BrokerDealer). This position requires a presence in the Stamford office five days a week ... Bachelor's Degree * 4+ years in asset management, wholesaling, or financial services sales

P2P

Chief Compliance Officer (Stamford)

Stamford, CT · On-site

... financial services, including substantive experience in a senior compliance leadership role with direct management responsibility. * Demonstrated expertise across B/D, RIA, and 40 Act compliance ...

P2P

Chief Compliance Officer

Stamford, CT · On-site

$175 - $225/hr

... financial services, including substantive experience in a senior compliance leadership role with direct management responsibility. * Demonstrated expertise across B/D, RIA, and 40 Act compliance ...

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Showing results 21-40

All JobsRia Financial Services JobsDirector Ria Financial Services JobsDirector Ria Financial Services Jobs in Connecticut

Director Ria Financial Services information

What is the difference between Director Ria Financial Services vs Compliance Manager Ria Financial Services?

AspectDirector Ria Financial ServicesCompliance Manager Ria Financial Services
CredentialsRelevant financial certifications, leadership experienceCompliance certifications, regulatory knowledge
Work EnvironmentStrategic leadership, executive meetingsRegulatory adherence, risk assessment
Employer & Industry UsageFinancial services, money transfer industryFinancial services, compliance departments

The Director Ria Financial Services oversees strategic operations and business growth, while the Compliance Manager focuses on regulatory adherence and risk management. Both roles require financial industry knowledge, but the Director has broader leadership responsibilities, whereas the Compliance Manager specializes in compliance and risk mitigation within Ria Financial Services.

What are the most commonly searched types of Ria Financial Services jobs in Connecticut?

The most popular types of Ria Financial Services jobs in Connecticut are:

What are popular job titles related to Director Ria Financial Services jobs in Connecticut?

For Director Ria Financial Services jobs in Connecticut, the most frequently searched job titles are:

What job categories do people searching Director Ria Financial Services jobs in Connecticut look for?

The top searched job categories for Director Ria Financial Services jobs in Connecticut are:

What cities in Connecticut are hiring for Director Ria Financial Services jobs?

Cities in Connecticut with the most Director Ria Financial Services job openings:

Director Ria Financial Services jobs near you
Infographic showing various Director Ria Financial Services job openings in Connecticut as of August 2026, with employment types broken down into 1% As Needed, 78% Full Time, 18% Part Time, and 3% Contract. Highlights an 93% Physical, 2% Hybrid, and 5% Remote job distribution.

Client Service Associate

Coastal Bridge Advisors

Westport, CT • On-site

$65K - $85K/yr

Full-time

Posted 23 days ago

Job description

Position Summary

The Client Service Associate is a key member of our wealth advisory team, supporting clients' day-to-day service and account needs.

This individual will work closely with Wealth Advisors to manage account administration, facilitate client requests, prepare for meetings, and ensure each interaction is handled accurately, thoughtfully, and efficiently. The ideal candidate anticipates needs, takes ownership, and ensures clients feel known, supported, and well cared for.

Key Responsibilities


Client Service & Account Administration

  • Serve as a key point of contact for day-to-day client service and account-related needs.
  • Assist with new account opening, onboarding, transfers, and ongoing account maintenance.
  • Facilitate money movement and other client transactions with accuracy and attention to detail.
  • Prepare and process client documentation and coordinate with custodians and other third parties.
  • Maintain accurate client records and activity within the firm's systems and CRM.
  • Respond promptly and professionally to client requests and ensure follow-through from start to finish.

Client & Advisor Support

  • Coordinate client meetings and assist with preparation and follow-up.
  • Gather and organize information to support financial planning and wealth management needs.
  • Partner with Wealth Advisors and other team members to anticipate and address client needs.
  • Identify opportunities to improve processes and enhance the overall client experience.
  • Handle all client information with professionalism, discretion, and confidentiality.

Qualifications

  • Bachelor's degree preferred.
  • Experience in client service, financial services, wealth management, banking, or another high-touch professional-services environment.
  • Prior wealth management, RIA, or family-office experience is preferred.
  • Exceptional attention to detail, organization, and follow-through.
  • Strong verbal and written communication skills.
  • Ability to manage multiple priorities while maintaining accuracy and responsiveness.
  •  Proactive, service-oriented approach with strong problem-solving skills.
  • Proficiency with Microsoft Office and comfort learning new technology platforms.
  • Experience with Salesforce, Orion, Tamarac, Addepar and custodian platforms is preferred.