Work you'll do As a Specialist Manager, Risk Compliance on the Personal Consultation team, you will be responsible for: * Managing and providing direction to staff team members, including reviewing ...
Work you'll do As a Specialist Manager, Risk Compliance on the Personal Consultation team, you will be responsible for: * Managing and providing direction to staff team members, including reviewing ...
Vice President, IT Governance, Risk & Compliance
Milwaukee, WI · On-site
$124K - $166K/yr
Transform traditional compliance and risk management practices into a modern, data-driven operating model emphasizing automation, scalability, and continuous monitoring. * Build a high-performing ...
Vice President, IT Governance, Risk & Compliance
Milwaukee, WI · On-site
$124K - $166K/yr
Transform traditional compliance and risk management practices into a modern, data-driven operating model emphasizing automation, scalability, and continuous monitoring. * Build a high-performing ...
Vice President, IT Governance, Risk & Compliance
$124K - $166K/yr
Transform traditional compliance and risk management practices into a modern, data-driven operating model emphasizing automation, scalability, and continuous monitoring. * Build a high-performing ...
New
Vice President, IT Governance, Risk & Compliance
$124K - $166K/yr
Transform traditional compliance and risk management practices into a modern, data-driven operating model emphasizing automation, scalability, and continuous monitoring. * Build a high-performing ...
New
WI · On-site
$240 - $270/hr
Establish and lead an enterprise-wide pharmacy compliance and risk management program aligned with organizational objectives and regulatory requirements. * Serve as the senior compliance advisor to ...
WI · On-site
$240 - $270/hr
Establish and lead an enterprise-wide pharmacy compliance and risk management program aligned with organizational objectives and regulatory requirements. * Serve as the senior compliance advisor to ...
Senior Compliance Specialist
Madison, WI · On-site
Regulatory Compliance & Risk Management * Maintain expertise in applicable banking laws, regulations, regulatory guidance, and industry best practices impacting deposit, lending, treasury management ...
Quick apply
Senior Compliance Specialist
Madison, WI · On-site
Regulatory Compliance & Risk Management * Maintain expertise in applicable banking laws, regulations, regulatory guidance, and industry best practices impacting deposit, lending, treasury management ...
Regulatory Compliance & Risk Management * Maintain expertise in applicable banking laws, regulations, regulatory guidance, and industry best practices impacting deposit, lending, treasury management ...
Regulatory Compliance & Risk Management * Maintain expertise in applicable banking laws, regulations, regulatory guidance, and industry best practices impacting deposit, lending, treasury management ...
Regulatory Compliance & Risk Management * Maintain expertise in applicable banking laws, regulations, regulatory guidance, and industry best practices impacting deposit, lending, treasury management ...
Quick apply
Regulatory Compliance & Risk Management * Maintain expertise in applicable banking laws, regulations, regulatory guidance, and industry best practices impacting deposit, lending, treasury management ...
Senior Compliance Specialist
Madison, WI · On-site
Regulatory Compliance & Risk Management * Maintain expertise in applicable banking laws, regulations, regulatory guidance, and industry best practices impacting deposit, lending, treasury management ...
Senior Compliance Specialist
Madison, WI · On-site
Regulatory Compliance & Risk Management * Maintain expertise in applicable banking laws, regulations, regulatory guidance, and industry best practices impacting deposit, lending, treasury management ...
Proactively identify, quantify, and escalate significant issues and risk findings to leadership and ... Monitor and publish compliance metrics, KPIs, dashboards, and trend reports that inform oversight ...
Proactively identify, quantify, and escalate significant issues and risk findings to leadership and ... Monitor and publish compliance metrics, KPIs, dashboards, and trend reports that inform oversight ...
Regulatory Compliance & Risk Management * Maintain expertise in applicable banking laws, regulations, regulatory guidance, and industry best practices impacting deposit, lending, treasury management ...
Regulatory Compliance & Risk Management * Maintain expertise in applicable banking laws, regulations, regulatory guidance, and industry best practices impacting deposit, lending, treasury management ...
Proactively identify, quantify, and escalate significant issues and risk findings to leadership and ... Monitor and publish compliance metrics, KPIs, dashboards, and trend reports that inform oversight ...
Proactively identify, quantify, and escalate significant issues and risk findings to leadership and ... Monitor and publish compliance metrics, KPIs, dashboards, and trend reports that inform oversight ...
WI · On-site
$180 - $240/hr
Own insurance strategy and broker relationships, including COIs, claims escalation, and risk mitigation * Set and monitor company-wide KPIs for safety performance, compliance rates, and audit ...
Regulatory Compliance & Risk Management * Maintain expertise in applicable banking laws, regulations, regulatory guidance, and industry best practices impacting deposit, lending, treasury management ...
Regulatory Compliance & Risk Management * Maintain expertise in applicable banking laws, regulations, regulatory guidance, and industry best practices impacting deposit, lending, treasury management ...
WI · On-site
$180 - $240/hr
Own insurance strategy and broker relationships, including COIs, claims escalation, and risk mitigation * Set and monitor company-wide KPIs for safety performance, compliance rates, and audit ...
WI · On-site
$180 - $240/hr
Own insurance strategy and broker relationships, including COIs, claims escalation, and risk mitigation * Set and monitor company-wide KPIs for safety performance, compliance rates, and audit ...
WI · On-site
$190 - $230/hr
Own insurance strategy and broker relationships, including COIs, claims escalation, and risk mitigation * Set and monitor company-wide KPIs for safety performance, compliance rates, and audit ...
Compliance Officer
Milwaukee, WI · On-site
Perform risk assessments and carry out compliance monitoring programs to include but not limited to testing/auditing internal controls, policies, and procedures. * *Perform compliance checks and ...
Compliance Officer
Milwaukee, WI · On-site
Perform risk assessments and carry out compliance monitoring programs to include but not limited to testing/auditing internal controls, policies, and procedures. * *Perform compliance checks and ...
Chief Quality & Compliance OfficerAbout the Role As the Chief Quality & Compliance Officer, you ... Lead the organization's FTCA Risk Management Program and annual deeming application. * Champion a ...
Quick apply
Chief Quality & Compliance OfficerAbout the Role As the Chief Quality & Compliance Officer, you ... Lead the organization's FTCA Risk Management Program and annual deeming application. * Champion a ...
Chief Quality & Compliance OfficerAbout the Role As the Chief Quality & Compliance Officer, you ... Lead the organization's FTCA Risk Management Program and annual deeming application. * Champion a ...
Quick apply
Chief Quality & Compliance OfficerAbout the Role As the Chief Quality & Compliance Officer, you ... Lead the organization's FTCA Risk Management Program and annual deeming application. * Champion a ...
Chief Quality & Compliance OfficerAbout the Role As the Chief Quality & Compliance Officer, you ... Lead the organization's FTCA Risk Management Program and annual deeming application. * Champion a ...
Quick apply
Chief Quality & Compliance OfficerAbout the Role As the Chief Quality & Compliance Officer, you ... Lead the organization's FTCA Risk Management Program and annual deeming application. * Champion a ...
Chief Quality & Compliance OfficerAbout the Role As the Chief Quality & Compliance Officer, you ... Lead the organization's FTCA Risk Management Program and annual deeming application. * Champion a ...
Quick apply
Chief Quality & Compliance OfficerAbout the Role As the Chief Quality & Compliance Officer, you ... Lead the organization's FTCA Risk Management Program and annual deeming application. * Champion a ...
Compliance Risk information
What is compliance risk?
What are the key skills and qualifications needed to thrive as a compliance risk professional, and why are they important?
What are some common challenges faced by professionals in compliance risk roles, and how can they be addressed?
What is the difference between Compliance Risk vs Compliance Analyst?
| Aspect | Compliance Risk | Compliance Analyst |
|---|---|---|
| Primary Focus | Identifying and managing potential compliance risks within an organization | Monitoring, reviewing, and ensuring adherence to compliance policies and regulations |
| Required Credentials | Risk management certifications, compliance training | Certifications like CCEP, CAMS, or similar compliance certifications |
| Work Environment | Risk management teams, compliance departments, consulting firms | Corporate compliance departments, financial institutions, healthcare organizations |
| Industry Usage | Used across industries to assess and mitigate compliance risks | Commonly employed in industries with strict regulatory requirements |
While Compliance Risk focuses on identifying and mitigating potential compliance issues proactively, Compliance Analysts primarily monitor and ensure ongoing adherence to regulations. Both roles are essential in maintaining organizational compliance but differ in scope and responsibilities.
How to get into compliance risk jobs?
Is compliance risk a good career?
What cities in Wisconsin are hiring for Compliance Risk jobs?
Cities in Wisconsin with the most Compliance Risk job openings:

Full-time
Re-posted 10 hours ago
Deloitte rating
8.2
Based on 93 frontline employees who took The Breakroom Quiz
46th of 151 rated financial services
Job description
- Managing and providing direction to staff team members, including reviewing documentation related to employment relationships and personal financial relationships held by Deloitte professionals and their family members
- Working with ICN PPMDs and Senior Managers to analyze and conclude on the permissibility of financial relationships held by professionals across the firm
- Liaising with professionals and engagement teams to corroborate information, document analyses, and communicate conclusions
- Drafting and reviewing communications to audit clients and audit committees, and performing research to identify complex affiliate relationships
- Interpreting and applying American Institute of Certified Public Accountants (AICPA), Securities and Exchange Commission (SEC), and Public Company Accounting Oversight Board (PCAOB) independence rules, as well as Deloitte US Firms independence policies, while identifying process improvement opportunities with team members
- Ability to work independently and collaborate as part of a team
- Effective written and verbal communication skills
- Meticulous attention to detail and quality of work product
- Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment to meet deadlines
- Ability to mentor and provide clear guidance to others
- Bachelor's degree
- 6+ years of experience in professional services, compliance, risk management, accounting, financial services, legal, or audit environments
- Experience analyzing and interpreting rules, regulations, standards, or firm policies
- Ability to travel up to 5%, on average, based on the work you do and the clients and industries/sectors you serve.
- Limited immigration sponsorship may be available.
- Certified Public Accountant (CPA) license
- Advanced degree in finance, accounting, business, or law
- Experience applying independence requirements for professional auditing firms
- Experience in public accounting
- Experience in regulatory compliance, risk assessment, or financial services
- Experience interpreting rules, regulations, and standards
- Proficiency with Microsoft Word, PowerPoint, OneNote, Teams, and other standard office productivity tools
This position is aligned with the Core model. To view the associated benefit package, please reference this document:
Benefit Plan Core/Domain: USBenefitsJourneyCDandETAM
Deloitte is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to participate in the recruiting process, please direct your inquiries to the Global Call Center (GCC) at USTalentCICInbox@deloitte.com.
- Managing and providing direction to staff team members, including reviewing documentation related to employment relationships and personal financial relationships held by Deloitte professionals and their family members
- Working with ICN PPMDs and Senior Managers to analyze and conclude on the permissibility of financial relationships held by professionals across the firm
- Liaising with professionals and engagement teams to corroborate information, document analyses, and communicate conclusions
- Drafting and reviewing communications to audit clients and audit committees, and performing research to identify complex affiliate relationships
- Interpreting and applying American Institute of Certified Public Accountants (AICPA), Securities and Exchange Commission (SEC), and Public Company Accounting Oversight Board (PCAOB) independence rules, as well as Deloitte US Firms independence policies, while identifying process improvement opportunities with team members
- Ability to work independently and collaborate as part of a team
- Effective written and verbal communication skills
- Meticulous attention to detail and quality of work product
- Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment to meet deadlines
- Ability to mentor and provide clear guidance to others
- Bachelor's degree
- 6+ years of experience in professional services, compliance, risk management, accounting, financial services, legal, or audit environments
- Experience analyzing and interpreting rules, regulations, standards, or firm policies
- Ability to travel up to 5%, on average, based on the work you do and the clients and industries/sectors you serve.
- Limited immigration sponsorship may be available.
- Certified Public Accountant (CPA) license
- Advanced degree in finance, accounting, business, or law
- Experience applying independence requirements for professional auditing firms
- Experience in public accounting
- Experience in regulatory compliance, risk assessment, or financial services
- Experience interpreting rules, regulations, and standards
- Proficiency with Microsoft Word, PowerPoint, OneNote, Teams, and other standard office productivity tools
This position is aligned with the Core model. To view the associated benefit package, please reference this document:
Benefit Plan Core/Domain: USBenefitsJourneyCDandETAM
Deloitte is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to participate in the recruiting process, please direct your inquiries to the Global Call Center (GCC) at USTalentCICInbox@deloitte.com.
About Deloitte
Sourced by ZipRecruiter
Industry
Finance and insurance and business management consulting
Company size
10,000+ Employees
Headquarters location
Orlando, FL, US