... Independent Risk Management (IRM) Director to support the growth of our Invest business. Your ... Specifically, the Director will operate in close partnership with Compliance leadership in a ...
... Independent Risk Management (IRM) Director to support the growth of our Invest business. Your ... Specifically, the Director will operate in close partnership with Compliance leadership in a ...
Compliance Counsel
Plano, TX ยท On-site
Responsible for end-to-end legal support and compliance risk management across the company, including compliance management, contract review, regulatory compliance, policy drafting, legal advisory ...
Compliance Counsel
Plano, TX ยท On-site
Responsible for end-to-end legal support and compliance risk management across the company, including compliance management, contract review, regulatory compliance, policy drafting, legal advisory ...
Director, Risk Management
Dallas, TX ยท On-site
$130 - $190/hr
Oversee insurance transactions including premium payments and compliance with lender insurance requirements * Manage the captive insurance program and recommend risk financing structures * Review ...
Director, Risk Management
Dallas, TX ยท On-site
$130 - $190/hr
Oversee insurance transactions including premium payments and compliance with lender insurance requirements * Manage the captive insurance program and recommend risk financing structures * Review ...
Health Information Management (RHIA/RHIT) * Nursing - Strong understanding of clinical documentation and medical record review * Certified Risk Adjustment Coder (CRC) with compliance experience
Health Information Management (RHIA/RHIT) * Nursing - Strong understanding of clinical documentation and medical record review * Certified Risk Adjustment Coder (CRC) with compliance experience
Independent Risk Management Director, Investment Products
Frisco, TX ยท On-site
$180 - $280/hr
... Independent Risk Management (IRM) Director to support the growth of our Invest business. Your ... Specifically, the Director will operate in close partnership with Compliance leadership in a ...
New
Independent Risk Management Director, Investment Products
Frisco, TX ยท On-site
$180 - $280/hr
... Independent Risk Management (IRM) Director to support the growth of our Invest business. Your ... Specifically, the Director will operate in close partnership with Compliance leadership in a ...
New
Vice President, Compliance & Risk
The Woodlands, TX ยท On-site
$112K - $151K/yr
JOB SUMMARY: The primary function of the Vice President, Compliance is to oversee and manage ... Coordinate with the Internal Audit function, including on the Company's Enterprise Risk Management ...
Vice President, Compliance & Risk
The Woodlands, TX ยท On-site
$112K - $151K/yr
JOB SUMMARY: The primary function of the Vice President, Compliance is to oversee and manage ... Coordinate with the Internal Audit function, including on the Company's Enterprise Risk Management ...
Global Financial Crimes Compliance Analyst Program
Irving, TX ยท Hybrid
$75K/yr
This Program is a great opportunity for individuals looking to gain first-hand exposure to the world of compliance risk management. By working on high-profile projects with exposure to various areas ...
Global Financial Crimes Compliance Analyst Program
Irving, TX ยท Hybrid
$75K/yr
This Program is a great opportunity for individuals looking to gain first-hand exposure to the world of compliance risk management. By working on high-profile projects with exposure to various areas ...
Global Financial Crimes Compliance Analyst Program
Irving, TX ยท On-site
$75K/yr
This Program is a great opportunity for individuals looking to gain first-hand exposure to the world of compliance risk management. By working on high-profile projects with exposure to various areas ...
Global Financial Crimes Compliance Analyst Program
Irving, TX ยท On-site
$75K/yr
This Program is a great opportunity for individuals looking to gain first-hand exposure to the world of compliance risk management. By working on high-profile projects with exposure to various areas ...
Director Risk Management
Dallas, TX ยท On-site
$140 - $200/hr
Ensure compliance with applicable regulatory, reporting, licensing, and governance requirements related to alternative risk financing programs. Surety Bond Program Management * Oversee the company ...
New
Director Risk Management
Dallas, TX ยท On-site
$140 - $200/hr
Ensure compliance with applicable regulatory, reporting, licensing, and governance requirements related to alternative risk financing programs. Surety Bond Program Management * Oversee the company ...
New
Director Risk Management
Dallas, TX ยท On-site
Ensure compliance with applicable regulatory, reporting, licensing, and governance requirements related to alternative risk financing programs. Surety Bond Program Management * Oversee the company ...
Director Risk Management
Dallas, TX ยท On-site
Ensure compliance with applicable regulatory, reporting, licensing, and governance requirements related to alternative risk financing programs. Surety Bond Program Management * Oversee the company ...
Risk Management Coordinator
Amarillo, TX ยท On-site
Aid in compliance with risk management policies and procedures, property, occupational injury, auto, general liability, crime policies & umbrella for Toot'n Totum and its related companies.
Risk Management Coordinator
Amarillo, TX ยท On-site
Aid in compliance with risk management policies and procedures, property, occupational injury, auto, general liability, crime policies & umbrella for Toot'n Totum and its related companies.
VP, Compliance
Austin, TX ยท On-site
$122K - $164K/yr
Compliance Risk Management. Establish and maintain a risk-based compliance framework to identify, assess, monitor, and mitigate compliance risks across all business operations. * Regulatory Oversight.
Posted today
Quick apply
VP, Compliance
Austin, TX ยท On-site
$122K - $164K/yr
Compliance Risk Management. Establish and maintain a risk-based compliance framework to identify, assess, monitor, and mitigate compliance risks across all business operations. * Regulatory Oversight.
Posted today
Title: Director, Risk Management We are KBR When you become part of our KBR team, your ... compliance, financial performance, claims oversight, and reporting to senior leadership. * Claims ...
Title: Director, Risk Management We are KBR When you become part of our KBR team, your ... compliance, financial performance, claims oversight, and reporting to senior leadership. * Claims ...
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Director, Risk Management
Houston, TX ยท On-site
Title: Director, Risk Management We are KBR When you become part of our KBR team, your ... compliance, financial performance, claims oversight, and reporting to senior leadership. * Claims ...
Director, Risk Management
Houston, TX ยท On-site
Title: Director, Risk Management We are KBR When you become part of our KBR team, your ... compliance, financial performance, claims oversight, and reporting to senior leadership. * Claims ...
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Director, Risk Management
Dallas, TX ยท On-site
Working with lenders and their consultants on policy review and compliance matters * Assisting with the enterprise risk management program and captive insurance program Key Qualifications * Bachelor ...
Director, Risk Management
Dallas, TX ยท On-site
Working with lenders and their consultants on policy review and compliance matters * Assisting with the enterprise risk management program and captive insurance program Key Qualifications * Bachelor ...
GRC Functions Related To Compliance 8+ years of experience in relevant GRC functions related to compliance and risk management, preferably with cloud SaaS providers. 5+ years of experience in FCC ...
New
GRC Functions Related To Compliance 8+ years of experience in relevant GRC functions related to compliance and risk management, preferably with cloud SaaS providers. 5+ years of experience in FCC ...
New
Director, Risk Management
Dallas, TX ยท On-site
Working with lenders and their consultants on policy review and compliance matters * Assisting with the enterprise risk management program and captive insurance program Key Qualifications * Bachelor ...
Director, Risk Management
Dallas, TX ยท On-site
Working with lenders and their consultants on policy review and compliance matters * Assisting with the enterprise risk management program and captive insurance program Key Qualifications * Bachelor ...
Compliance Risk Management information
See Texas salary details
$35.9K - $45.9K
3% of jobs
$45.9K - $55.9K
9% of jobs
$64.3K is the 25th percentile. Wages below this are outliers.
$55.9K - $66K
16% of jobs
$66K - $76K
18% of jobs
The median wage is $79.4K / yr.
$76K - $86.1K
13% of jobs
$86.1K - $96.1K
12% of jobs
$102.5K is the 75th percentile. Wages above this are outliers.
$96.1K - $106.1K
7% of jobs
$106.1K - $116.2K
5% of jobs
$116.2K - $126.2K
9% of jobs
$126.2K - $136.2K
4% of jobs
$136.2K - $146.3K
4% of jobs
$35.9K
$88.6K
$146.3K
How much do compliance risk management jobs pay per year?
Is compliance risk management a good career?
What is the difference between Compliance Risk Management vs Compliance Analyst?
| Aspect | Compliance Risk Management | Compliance Analyst |
|---|---|---|
| Certifications | Certified Compliance & Ethics Professional (CCEP), Certified Risk Management Professional (CRMP) | Certified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM) |
| Work Environment | Focuses on risk assessment, policy development, and strategic compliance planning | Conducts audits, monitors compliance, and reports findings |
| Employer & Industry Usage | Used in financial, healthcare, and corporate sectors for risk oversight | Common in financial services, healthcare, and regulatory agencies for day-to-day compliance tasks |
Compliance Risk Management involves strategic oversight of compliance risks and policy development, while Compliance Analysts focus on executing compliance audits and monitoring. Both roles are essential but differ in scope and responsibilities within organizations.
What does a compliance risk management do?
How does a compliance risk management professional typically collaborate with other departments within an organization?
What are the key skills and qualifications needed to thrive in compliance risk management?
What is compliance risk management?

Full-time
Posted 6 days ago
Job description
Who we are:
Shape a brighter financial future with us.
Together with our members, we're changing the way people think about and interact with personal finance.
We're a next-generation financial services company and national bank using innovative, mobile-first technology to help our millions of members reach their goals. The industry is going through an unprecedented transformation, and we're at the forefront. We're proud to come to work every day knowing that what we do has a direct impact on people's lives, with our core values guiding us every step of the way. Join us to invest in yourself, your career, and the financial world.
The role:
SoFi is seeking an energetic, detail-oriented, self-motivated, and intellectually curious Independent Risk Management (IRM) Director to support the growth of our Invest business. Your success in this role will rely on deep subject matter expertise in broker-dealer and investment advisory matters and investment product risks. This person will serve as the senior second-line risk leader responsible for independent risk oversight of the Invest business. This role will act as the primary risk partner to Invest leadership, providing credible challenge, strategic risk advisory, and oversight across all material risk categories associated with the business, excluding Compliance Risk, which is overseen by a dedicated Invest Compliance organization. Specifically, the Director will operate in close partnership with Compliance leadership in a coordinated coverage model to ensure comprehensive and effective risk oversight.
Will look for this leader to leverage their comprehensive understanding of risk management and the mitigating controls needed across risk types - including operational, fraud, technology, credit and third-party. You will apply lessons learned from peers across the industry - both benchmarking against industry leaders as well as learning from those who have under-performed, ensuring strong risk governance, diversified exposures, and rigorous controls.
As part of the Second Line of Defense (2LOD), this individual will provide oversight across risk types for all product and feature launches as well as partner with 1LOD risk owners on ensuring we are appropriately identifying, monitoring, and mitigating risks as part of our framework programs as we scale and grow this business. The ideal candidate is comfortable challenging business assumptions, escalation decisions, and risk-taking activities to ensure alignment with approved risk appetite.
By joining SoFi, you'll become part of a forward-thinking company that is transforming financial services for the better. We offer the excitement of a rapidly growing startup with the stability of an industry leading leadership team.
What you'll do:
- Serve as the accountable 2LOD Risk Manager for the Invest business, maintaining an enterprise-wide view of Invest's risk profile including key risk themes and control effectiveness.
- Become a trusted advisor to senior business leaders on risk implications of strategic decisions, product expansion, operational changes, and emerging risks.
- Represent Independent Risk Management in executive forums related to Invest strategy, governance, and risk management.
- Present risk assessments and recommendations to senior management committees, executive leadership, and Board-level governance forums, as appropriate.
- Oversee aggregate portfolio risk trends, including:
- Operational (trade processing/settlement/service failures, reconciliation breaks, corporate action errors),
- Fraud (targeted risk assessments across all attack vectors),
- Third party (vendor diligence, outages and cyber incidents, service degradation, concentration risk),
- Technology & platform (trading outages, mobile app/API failures, data quality issues),
- Product (new product introduction, portfolio construction errors, rebalancing failures, product design flaws, unexpected concentration exposures),
- Credit (margin lending), and
- Model
- Identify thematic and emerging risk trends and ensure timely root-cause analysis, corrective action plans, and sustainable remediation.
- Collaborate with business units, Enterprise Risk Management, Compliance, AML and other functional teams to optimize the Enterprise Risk Appetite and tolerance. This includes understanding root causes for Key Risk Indicator (KRIs) breaches against tolerance thresholds.
- Support post-launch reviews and continuous control enhancements as the business scales.
- Benchmark risk practices against peer institutions and incorporate lessons learned from industry events or control failures.
What you'll need:
- 10+ years of experience in Risk Management, Operational Risk, Enterprise Risk, Product Risk, Audit, Compliance, or related control functions.
- Demonstrated experience supporting brokerage, investment advisory, wealth management, digital investing, and/or securities businesses.
- Demonstrated experience providing independent oversight and credible challenge to senior business leaders.
- Experience leading cross-functional risk assessments and governance processes for complex financial services businesses.
- Experience interacting directly with regulators, executive management, and Board committees.
- Exceptional interpersonal, verbal and written communication skills
- Strong leadership, collaboration, influencing and organizational skills with attention to detail
What success looks like:
- Establishing a comprehensive and forward-looking view of Invest business risks.
- Influencing business strategy and product development through effective risk advisory and challenge.
- Ensuring risks remain within Board-approved appetite while enabling business growth.
- Driving timely identification, escalation, and remediation of material issues.
- Maintaining strong partnerships across Invest, Compliance, Technology, Operations, Fraud, and Enterprise Risk functions.
- Demonstrating effective regulatory engagement and governance leadership.
Compensation and Benefits
The base pay range for this role is listed below. Final base pay offer will be determined based on individual factors such as the candidate's experience, skills, and location.
To view all of our comprehensive and competitive benefits, visit our Benefits at SoFi page!
SoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth and related medical conditions, breastfeeding, and conditions related to breastfeeding), gender, gender identity, gender expression, national origin, ancestry, age (40 or over), physical or medical disability, medical condition, marital status, registered domestic partner status, sexual orientation, genetic information, military and/or veteran status, or any other basis prohibited by applicable state or federal law.
The Company hires the best qualified candidate for the job, without regard to protected characteristics.
Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
New York applicants: Notice of Employee Rights
SoFi is committed to an inclusive culture. As part of this commitment, SoFi offers reasonable accommodations to candidates with physical or mental disabilities. If you need accommodations to participate in the job application or interview process, please let your recruiter know or email accommodations@sofi.com.
Due to insurance coverage issues, we are unable to accommodate remote work from Hawaii or Alaska at this time.
Internal Employees
If you are a current employee, do not apply here - please navigate to our Internal Job Board in Greenhouse to apply to our open roles.
About SoFi
Sourced by ZipRecruiter
Industry
Finance and insurance
Company size
1,001 - 5,000 Employees
Headquarters location
San Francisco, CA, US
Year founded
2011