Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Manager, Risk Management
Manhattan, NY · On-site
$125K - $160K/yr
Be key risk management resource for internal development and construction teams * Placement and ... for compliance with applicable agreements and/or adequacy * Contract review as necessary or ...
Manager, Risk Management
Manhattan, NY · On-site
$125K - $160K/yr
Be key risk management resource for internal development and construction teams * Placement and ... for compliance with applicable agreements and/or adequacy * Contract review as necessary or ...
Manager, Risk Management
Manhattan, NY · On-site
$125K - $160K/yr
Responsibilities The Construction Risk Manager will support the Company's risk management programs ... for compliance with applicable agreements and/or adequacy * Contract review as necessary or ...
Manager, Risk Management
Manhattan, NY · On-site
$125K - $160K/yr
Responsibilities The Construction Risk Manager will support the Company's risk management programs ... for compliance with applicable agreements and/or adequacy * Contract review as necessary or ...
Director, Compliance and Risk
Manhattan, NY · On-site
$157.90 - $315.90/hr
Manage and mentor the Compliance team, ensuring alignment with organizational standards and ... Lead risk assessments, audits, investigations, and corrective action plans. Maintain expertise in ...
Director, Compliance and Risk
Manhattan, NY · On-site
$157.90 - $315.90/hr
Manage and mentor the Compliance team, ensuring alignment with organizational standards and ... Lead risk assessments, audits, investigations, and corrective action plans. Maintain expertise in ...
Security Risk & Engineering - Tech and Cyber Risk & Compliance -Manager
New York, NY · On-site
$99K - $232K/yr
Industry/Sector Not Applicable Specialism Cybersecurity & Privacy Management Level Manager & Summary The Opportunity As a Security Risk & Engineering - Tech and Cyber Risk & Compliance - Manager, you ...
Security Risk & Engineering - Tech and Cyber Risk & Compliance -Manager
New York, NY · On-site
$99K - $232K/yr
Industry/Sector Not Applicable Specialism Cybersecurity & Privacy Management Level Manager & Summary The Opportunity As a Security Risk & Engineering - Tech and Cyber Risk & Compliance - Manager, you ...
Risk Manager
White Plains, NY · On-site
Ensure compliance with federal, state, and local insurance regulations. * Maintain documentation supporting insurance placements, claims, and risk management practices. * Support audits, regulatory ...
New
Risk Manager
White Plains, NY · On-site
Ensure compliance with federal, state, and local insurance regulations. * Maintain documentation supporting insurance placements, claims, and risk management practices. * Support audits, regulatory ...
New
The Risk Management and Compliance Coordinator will ensure that Saint James Health operates in accordance with federal, state, and local regulations. This role will involve overseeing federal grant ...
New
The Risk Management and Compliance Coordinator will ensure that Saint James Health operates in accordance with federal, state, and local regulations. This role will involve overseeing federal grant ...
New
Compliance, FCC, Asset Management - First Line Risk Divisional Representative, Vice President
New York, NY · On-site
$137K - $184K/yr
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Compliance, FCC, Asset Management - First Line Risk Divisional Representative, Vice President
New York, NY · On-site
$137K - $184K/yr
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Compliance Business Oversight Manager-Corporate Office Compliance Programs
New York, NY · On-site
$91K - $145K/yr
At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures ...
Compliance Business Oversight Manager-Corporate Office Compliance Programs
New York, NY · On-site
$91K - $145K/yr
At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures ...
Risk Management & Compliance Coordinator
Newark, NJ · On-site
$75K - $95K/yr
The Risk Management and Compliance Coordinator will ensure that Saint James Health operates in accordance with federal, state, and local regulations. This role will involve overseeing federal grant ...
New
Quick apply
Risk Management & Compliance Coordinator
Newark, NJ · On-site
$75K - $95K/yr
The Risk Management and Compliance Coordinator will ensure that Saint James Health operates in accordance with federal, state, and local regulations. This role will involve overseeing federal grant ...
New
Risk Management & Compliance Coordinator
Newark, NJ · On-site
$75K - $95K/yr
The Risk Management and Compliance Coordinator will ensure that Saint James Health operates in accordance with federal, state, and local regulations. This role will involve overseeing federal grant ...
Risk Management & Compliance Coordinator
Newark, NJ · On-site
$75K - $95K/yr
The Risk Management and Compliance Coordinator will ensure that Saint James Health operates in accordance with federal, state, and local regulations. This role will involve overseeing federal grant ...
Compliance, FCC, Asset Management - First Line Risk Divisional Representative, Vice President
New York, NY · On-site
$137K - $184K/yr
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Compliance, FCC, Asset Management - First Line Risk Divisional Representative, Vice President
New York, NY · On-site
$137K - $184K/yr
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Compliance, FCC, Asset Management - First Line Risk Divisional Representative, Vice President
New York, NY · On-site
$137K - $184K/yr
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Compliance, FCC, Asset Management - First Line Risk Divisional Representative, Vice President
New York, NY · On-site
$137K - $184K/yr
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance ...
Senior Compliance Risk Manager - Prudential
Manhattan, NY · On-site
$163 - $204/hr
Interface directly with and advise Mercury's senior management on permissibility / advisability of ... Educate and grow Mercury's compliance culture, awareness of prudential regulatory obligations, and ...
Senior Compliance Risk Manager - Prudential
Manhattan, NY · On-site
$163 - $204/hr
Interface directly with and advise Mercury's senior management on permissibility / advisability of ... Educate and grow Mercury's compliance culture, awareness of prudential regulatory obligations, and ...
Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and ...
Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and ...
Director, Legal, Compliance & Risk
New York, NY · On-site
$97K - $170K/yr
Manage legal entities and corporate documentation for all Pure Earth entities Risk Assessment & Management * Conduct risk assessments to identify potential legal, compliance, and operational risks
Director, Legal, Compliance & Risk
New York, NY · On-site
$97K - $170K/yr
Manage legal entities and corporate documentation for all Pure Earth entities Risk Assessment & Management * Conduct risk assessments to identify potential legal, compliance, and operational risks
Manager, Risk Management
East Rutherford, NJ · On-site
$90 - $130/hr
The Risk Manager is responsible for oversight, facilitation and day-to-day administration of various claims for American Dream and related entities. This position also provides consultation and ...
Manager, Risk Management
East Rutherford, NJ · On-site
$90 - $130/hr
The Risk Manager is responsible for oversight, facilitation and day-to-day administration of various claims for American Dream and related entities. This position also provides consultation and ...
Enterprise Risk Management Department-Model Risk Management VP
Manhattan, NY · On-site
$110K - $230K/yr
The job is a VP role in Model Risk Management team. The role contributes to implementing the model ... compliance risk, market risk/pricing, interest rate risk and liquidity risk types of models, etc.
Enterprise Risk Management Department-Model Risk Management VP
Manhattan, NY · On-site
$110K - $230K/yr
The job is a VP role in Model Risk Management team. The role contributes to implementing the model ... compliance risk, market risk/pricing, interest rate risk and liquidity risk types of models, etc.
Manager, Risk Management
East Rutherford, NJ · On-site
$110K/yr
The Risk Manager is responsible for oversight, facilitation and day-to-day administration of various claims for American Dream and related entities. This position also provides consultation and ...
Manager, Risk Management
East Rutherford, NJ · On-site
$110K/yr
The Risk Manager is responsible for oversight, facilitation and day-to-day administration of various claims for American Dream and related entities. This position also provides consultation and ...
Compliance Risk Management Manager information
What is a compliance risk management manager?
What are some common challenges faced by a compliance risk management manager when implementing new regulatory requirements across an organization?
What are the key skills and qualifications needed to thrive as a compliance risk management manager, and why are they important?
What is the difference between Compliance Risk Management Manager vs Compliance Analyst?
| Aspect | Compliance Risk Management Manager | Compliance Analyst |
|---|---|---|
| Certifications | CRCMP, CCEP, or similar | None or basic compliance certifications |
| Work Environment | Oversees compliance programs, manages teams | Conducts audits, reviews policies |
| Employer & Industry Usage | Financial, healthcare, corporate sectors | Regulatory agencies, corporations |
| Search & Comparison Intent | Understanding managerial roles in compliance | Entry-level or specialized compliance roles |
The Compliance Risk Management Manager focuses on overseeing compliance programs, managing teams, and implementing risk mitigation strategies. In contrast, a Compliance Analyst typically conducts audits, reviews policies, and supports compliance initiatives. The manager role requires more experience and certifications, while the analyst role is more focused on analysis and reporting within compliance functions.
Is compliance risk management a good career?
What are the most commonly searched types of Compliance Risk Management jobs in New York?
The most popular types of Compliance Risk Management jobs in New York are:
What cities in New York are hiring for Compliance Risk Management Manager jobs?
Cities in New York with the most Compliance Risk Management Manager job openings:

Compliance, Enterprise Compliance Office- Risk Assessments, Associate, NY
New York, NY • On-site
Full-time
Re-posted 13 days ago
Goldman Sachs rating
7.8
Based on 28 frontline employees who took The Breakroom Quiz
88th of 171 rated banks
Job description
Enterprise Compliance Office - Risk Management is a team within Global Compliance that is responsible for implementing and maintaining the firm's integrated regulatory compliance program, which includes risk assessments, regulatory change management, policies, and training.
RESPONSIBILITIES AND QUALIFICATIONS
Enterprise Compliance Office - Risk Management is at the forefront of ensuring our firm's compliance program is best in class, factoring in the latest regulatory guidance and industry standards. We are looking for a team member who can help drive our mission forward and collaborate across business units within Compliance, Compliance Engineering, Risk, and the firm. We are looking for someone who is equal part visionary and executor. At times, the role will require you to navigate and problem solve with multiple teams and stakeholders bearing in mind timelines and a senior audience.
Principal Responsibilities:
- Contribute to strategy for enhancing and executing the Compliance Division's Risk and Control Self-Assessment (RCSA)
- Oversee Compliance's involvement in the RCSA, including risk and control inventory management, risk taxonomy management, training, status tracking and communications
- Facilitate the overall execution of the assessments by meeting directly with Divisional Compliance risk and control assessors
- Liaise with OpRisk on design and methodology decisions
- Analyze trends in risk assessment results, and develop reporting and dashboards, including issue management, for Compliance Senior Management
- Partner with Compliance Engineering on UAT and system enhancements
- Support responses to regulatory and internal reviews and audits
Qualifications:
- Bachelor's degree required
- Experience with risk and control self-assessments and/or compliance risk assessments required
- Knowledge of issue management preferred
- Knowledge of non-financial risk management frameworks preferred
- Minimum of 3-4 years' experience in compliance or risk management in the financial services industry or consulting industry
- Ability to independently lead meetings
- Strong stakeholder and project management skills
- Detail-oriented and able to produce quality work product, even when working under tight timeframes
- MS Office proficiency; advanced knowledge of PowerPoint and Excel is preferred
- Strong reporting and analytical skills and comfortable with large data sets
- Comfortable using AI tooling to support analytical reviews
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
What Goldman Sachs employees say
Pay
Benefits
Hours and flexibility
Workplace
Get the full story on Breakroom
About Goldman Sachs
Sourced by ZipRecruiter
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.
Industry
Finance and insurance
Company size
10,000+ Employees
Headquarters location
New York, NY, US
Year founded
1869