At Regions, the Enterprise Risk Testing Analyst is a second line of defense risk management ... Serves as subject matter expert in compliance and operational risk to effectively execute testing ...
At Regions, the Enterprise Risk Testing Analyst is a second line of defense risk management ... Serves as subject matter expert in compliance and operational risk to effectively execute testing ...
At Regions, the Enterprise Risk Testing Analyst is a second line of defense risk management ... Serves as subject matter expert in compliance and operational risk to effectively execute testing ...
At Regions, the Enterprise Risk Testing Analyst is a second line of defense risk management ... Serves as subject matter expert in compliance and operational risk to effectively execute testing ...
Utilize knowledge of data analysis tools and techniques to lead a team of compliance testing ... operational risk testing program including the testing plan, testing methodology, ongoing ...
Utilize knowledge of data analysis tools and techniques to lead a team of compliance testing ... operational risk testing program including the testing plan, testing methodology, ongoing ...
Utilize knowledge of data analysis tools and techniques to lead a team of compliance testing ... operational risk testing program including the testing plan, testing methodology, ongoing ...
Utilize knowledge of data analysis tools and techniques to lead a team of compliance testing ... operational risk testing program including the testing plan, testing methodology, ongoing ...
Utilize knowledge of data analysis tools and techniques to lead a team of compliance testing ... operational risk testing program including the testing plan, testing methodology, ongoing ...
Utilize knowledge of data analysis tools and techniques to lead a team of compliance testing ... operational risk testing program including the testing plan, testing methodology, ongoing ...
The Senior Associate, Compliance & Operational Risk, will work on the continued implementation ... Critical thinker with strong analytical and problem-solving skills. * Collaborative, articulate and ...
The Senior Associate, Compliance & Operational Risk, will work on the continued implementation ... Critical thinker with strong analytical and problem-solving skills. * Collaborative, articulate and ...
The Senior Associate, Compliance & Operational Risk, will work on the continued implementation ... Critical thinker with strong analytical and problem-solving skills. * Collaborative, articulate and ...
The Senior Associate, Compliance & Operational Risk, will work on the continued implementation ... Critical thinker with strong analytical and problem-solving skills. * Collaborative, articulate and ...
... control testing program. * Liaise with Compliance team to monitor and analyze the external ... Create and publish the Operational Risk pack on a monthly basis. For Operational Resilience and ...
... control testing program. * Liaise with Compliance team to monitor and analyze the external ... Create and publish the Operational Risk pack on a monthly basis. For Operational Resilience and ...
S. operations of a Foreign Banking Organization (FBO) and ensuring alignment with SG Group ... Through control testing, transaction testing, issue identification, root cause analysis, and ...
S. operations of a Foreign Banking Organization (FBO) and ensuring alignment with SG Group ... Through control testing, transaction testing, issue identification, root cause analysis, and ...
First Line Testing Analyst
White River Junction, VT · On-site
$23.79 - $28.44/hr
The First Line Testing Analyst plays a role in minimizing operational risk through continuous improvement of business processes, developing quality standards, policies and procedures. What You'll Do:
First Line Testing Analyst
White River Junction, VT · On-site
$23.79 - $28.44/hr
The First Line Testing Analyst plays a role in minimizing operational risk through continuous improvement of business processes, developing quality standards, policies and procedures. What You'll Do:
The First Line Testing Analyst plays a role in minimizing operational risk through continuous improvement of business processes, developing quality standards, policies and procedures. What You'll Do:
The First Line Testing Analyst plays a role in minimizing operational risk through continuous improvement of business processes, developing quality standards, policies and procedures. What You'll Do:
Operational Risk Management Analyst
Chicago, IL · On-site
$80K/yr
Exposure to Operational Risk, Risk Management, Governance, Compliance, Internal Audit, or related ... Control Testing You'll gain exposure to multiple enterprise risk functions while supporting ...
Operational Risk Management Analyst
Chicago, IL · On-site
$80K/yr
Exposure to Operational Risk, Risk Management, Governance, Compliance, Internal Audit, or related ... Control Testing You'll gain exposure to multiple enterprise risk functions while supporting ...
AVP - Compliance and Operational Risk
Lowell, MA · On-site
$106K - $159K/yr
Coordinates or supports compliance testing, monitoring, quality control reviews, and corrective ... Skills * Strong analytical, strategic thinking, problem-solving, and decision-making skills.
AVP - Compliance and Operational Risk
Lowell, MA · On-site
$106K - $159K/yr
Coordinates or supports compliance testing, monitoring, quality control reviews, and corrective ... Skills * Strong analytical, strategic thinking, problem-solving, and decision-making skills.
Operational Risk Analyst
$80K - $105K/yr
... support regulatory compliance, and enhance operational resilience. DETAILED DUTIES AND ... Monitor and analyze Key Risk Indicators (KRIs) and prepare reports highlighting emerging risks and ...
Operational Risk Analyst
$80K - $105K/yr
... support regulatory compliance, and enhance operational resilience. DETAILED DUTIES AND ... Monitor and analyze Key Risk Indicators (KRIs) and prepare reports highlighting emerging risks and ...
Compliance Testing Analyst
Brookfield, WI · On-site
$51K - $101K/yr
The Compliance Testing Analyst is part of our Risk team . They are responsible for conducting ... with operations, compliance, lending, audit or relevant business experience. Experience with ...
Compliance Testing Analyst
Brookfield, WI · On-site
$51K - $101K/yr
The Compliance Testing Analyst is part of our Risk team . They are responsible for conducting ... with operations, compliance, lending, audit or relevant business experience. Experience with ...
NY · On-site
Internal Fraud Analysis * Risk Assessment * Compliance Management * Project Management * MCA ... Regulatory Compliance * Ethical Judgment #J-18808-Ljbffr
Operational Risk Manager
Honolulu, HI · On-site
$124K - $220K/yr
... reviews, control testing, and other risk management activities. Evaluates the design and ... Policy, Procedure, and Compliance Governance: Ensures operational procedures are documented ...
Operational Risk Manager
Honolulu, HI · On-site
$124K - $220K/yr
... reviews, control testing, and other risk management activities. Evaluates the design and ... Policy, Procedure, and Compliance Governance: Ensures operational procedures are documented ...
Develop detailed, organized, and audit-ready workpapers, analysis, testing documentation, and ... Partner with business line stakeholders and other Risk, Compliance, and Audit professionals to ...
Develop detailed, organized, and audit-ready workpapers, analysis, testing documentation, and ... Partner with business line stakeholders and other Risk, Compliance, and Audit professionals to ...
Develop detailed, organized, and audit-ready workpapers, analysis, testing documentation, and ... Partner with business line stakeholders and other Risk, Compliance, and Audit professionals to ...
Develop detailed, organized, and audit-ready workpapers, analysis, testing documentation, and ... Partner with business line stakeholders and other Risk, Compliance, and Audit professionals to ...
Compliance and Operations Testing Analyst 24 days ago Requisition ID: 1108 Position Overview: A ... This role also includes validating that compliance and operational issues have been resolved.
Compliance and Operations Testing Analyst 24 days ago Requisition ID: 1108 Position Overview: A ... This role also includes validating that compliance and operational issues have been resolved.
Compliance Operational Risk Testing Analyst information
See salary details
$15.87 - $19.56
3% of jobs
$19.56 - $23.25
7% of jobs
$23.25 - $26.94
13% of jobs
$27.38 is the 25th percentile. Wages below this are outliers.
$26.94 - $30.64
16% of jobs
The median wage is $32.92 / hr.
$30.64 - $34.33
18% of jobs
$34.33 - $38.02
18% of jobs
$38.12 is the 75th percentile. Wages above this are outliers.
$38.02 - $41.72
11% of jobs
$41.72 - $45.41
5% of jobs
$45.41 - $49.10
4% of jobs
$49.10 - $52.80
3% of jobs
$52.80 - $56.49
2% of jobs
$15
$35
$56
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Enterprise Risk Testing Analyst
Birmingham, AL • On-site
Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Posted 24 days ago
Key responsibilities
Conducts transaction testing activities, analyzes results, and documents findings.
Maintains knowledge of rules, regulations, products, services, and systems to evaluate compliance and operational effectiveness.
Collaborates with stakeholders to execute the testing program and reports on the effectiveness of controls.
Regions Bank rating
8.3
Based on 164 frontline employees who took The Breakroom Quiz
Job description
Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system.
Job Description:
At Regions, the Enterprise Risk Testing Analyst is a second line of defense risk management function that ensures the development and maintenance of a strong risk culture by developing and maintaining a program infrastructure that measures, monitors, and reports compliance with applicable laws, regulations and rules that govern a specific line of business and/or adherence to policies and procedures to ensure controls established are operationally effective to mitigate risk. Associates at this level should have full ownership of one or more processes, reports, procedures, or products, and are considered analytical or procedural experts within a specific line of business, risk area, or program.
Primary Responsibilities
- Serves as subject matter expert in compliance and operational risk to effectively execute testing activities
- Maintains advanced knowledge of rules and regulations and their impact on products, services, and operations for a specific line of business or program
- Maintains advanced knowledge of Regions products and services, as well as systems supporting them, to evaluate if the products/services and systems are performing as designed to meet regulatory requirements and are operating effectively
- Maintains advanced knowledge and understanding of risk management concepts around risks and controls and key operational processes
- Assists with the administration of a monitoring and testing program to report on effectiveness of controls against expected outcomes to meet all applicable laws and regulations or operational processes
- Focuses on the resolution of complex problems or transactions, where expertise is required to interpret the results against policies, guidelines, or processes
- Conducts transaction testing activities, analyzes results and documents findings
- Drafts summary of testing results for distribution to key stakeholders
- Collaborates with key stakeholders in executing the testing program
- Supervises day-to-day work of other professional level risk testing associates on occasion
- Assists in oversight activities for the team as needed
- Performs and participates in various projects as needed
- Identifies and implements automated testing and data analytics activities
This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.
Requirements
- Bachelor's degree and five (5) years of experience in Compliance, Operational Risk, Quality Assurance/Control, Audit, or other related risk function specific to a line of business or program
- Or High School Diploma and nine (9) years of experience in Compliance, Operational Risk, Quality Assurance/Control, Audit, or other related risk function specific to a line of business or program
Preferences
- Relevant certifications and/or licenses, such as:
- Certified Regulatory Compliance Manager (CRCM)
- Certified Anti Money Laundering Specialist (CAMS)
- Certified Information Security Auditor (CISA)
- Financial Risk Manager (FRM)
- Financial Industry Regulatory Authority (FINRA) Licenses
Skills and Competencies
- Ability to mentor and train junior associates
- Ability to research, analyze data, and derive facts
- Ability to work in a team environment when applicable
- Ability to work independently, with limited guidance
- Ability to work under pressure and meet deadlines
- Demonstrated leadership capabilities
- Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)
- Strong verbal, written communication, and organizational skills
- Strong work ethic and self-motivation
Position Type
Full time
Compensation Details
Pay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include: experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job.
The target information listed below is based on the Metropolitan Statistical Area Market Range for where the position is located and level of the position.
Job Range Target:
Minimum:
$72,864.55 USD
Median:
$103,810.00 USD
Incentive Pay Plans:
This job may participate in an annual discretionary bonus plan.
Benefits Information
Regions offers a benefits package that is flexible, comprehensive and recognizes that "one size does not fit all" for benefits-eligible associates. Listed below is a synopsis of the benefits offered by Regions for informational purposes, which is not intended to be a complete summary of plan terms and conditions.
- Paid Vacation/Sick Time
- 401K with Company Match
- Medical, Dental and Vision Benefits
- Disability Benefits
- Health Savings Account
- Flexible Spending Account
- Life Insurance
- Parental Leave
- Employee Assistance Program
- Associate Volunteer Program
Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time. To learn more about Regions' benefits, please click or copy the link below to your browser.
https://www.regions.com/about-regions/welcome-portal/benefits
Location Details
Regions Center
Location:
Birmingham, Alabama
Equal Opportunity Employer/including Disabled/Veterans
Job applications at Regions are accepted electronically through our career site for a minimum of five business days from the date of posting. Job postings for higher-volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of the company.
What Regions Bank employees say
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About Regions Bank
Sourced by ZipRecruiter
Industry
Finance and insurance
Company size
10,000+ Employees
Headquarters location
Birmingham, AL, US
Year founded
1971