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Compliance Officer Jobs in Ridgewood, NJ (NOW HIRING)

Landing Point

Compliance Officer

Manhattan, NY · On-site

Compliance Officer (New York, NY): Our client is a well-established alternative asset management firm with approximately $8b in AUM is seeking a dedicated Compliance Officer to join its lean team.

MillTech

Compliance Officer

Manhattan, NY · On-site

$180 - $260/hr

Compliance Officer Reports to: Group Chief Compliance Officer Location: New York City, USA Overview - About MillTech MillTech provides advanced FX Hedging and Cash Investment solutions to increase ...

MillTech

Compliance Officer

New York, NY · On-site

Compliance Officer Reports to: Group Chief Compliance Officer Location: New York City, USA Salary: USD 160,000 - 220,000 Overview - About MillTech MillTech provides advanced FX Hedging and Cash ...

MillTech

Compliance Officer

New York, NY · On-site +1

Compliance Officer Reports to: Group Chief Compliance Officer Location: New York City, USA Salary: USD 160,000 - 220,000 Overview - About MillTech MillTech provides advanced FX Hedging and Cash ...

Genesis Recruiting

Compliance Officer

Monroe, NY · Hybrid

$70K - $120K/yr

Compliance Officer Location: Monroe, NY (Boro Park and New City office available) Schedule: Full-time, 36 hours per week, Monday-Friday, 9:00 AM-4:00 PM Salary: $70,000-$120,000 annually ...

Flow Traders

Compliance Officer

New York, NY · On-site

$95K - $130K/yr

Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a ...

Flow Traders

Compliance Officer

New York, NY · On-site

$95K - $130K/yr

Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a ...

Flow Traders

Compliance Officer

Manhattan, NY · On-site

$95 - $130/hr

Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a ...

Sixth Street

Compliance Officer

New York, NY · On-site

$175K - $200K/yr

The Compliance Officer will be a key team player in managing, executing, and enhancing the firm's marketing and distribution process. The Compliance Officer will also drive key compliance-related ...

ISS Corporate Solutions

Compliance Officer

New York, NY · On-site

$110K - $140K/yr

The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional Shareholder Services Inc. ("ISS"), a U.S.-registered ...

Investor Economics

Compliance Officer

New York, NY · On-site

$110K - $140K/yr

The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional Shareholder Services Inc. ("ISS"), a U.S.-registered ...

Millennium Management LLC

Compliance Officer

New York, NY · On-site

$160K - $250K/yr

Compliance Officer This role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with ...

Vise

Compliance Officer

New York, NY · On-site

$110K - $130K/yr

We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will help support and maintain Vise's compliance program, ensuring we meet our regulatory obligations ...

Vise

Compliance Officer

New York, NY

$110K - $130K/yr

We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will help support and maintain Vise's compliance program, ensuring we meet our regulatory obligations ...

Millennium Management LLC

Compliance Officer

New York, NY · On-site

$160K - $250K/yr

Compliance Officer About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium's mission is to deliver ...

Schonfeld

Compliance Officer

New York, NY · On-site

$200K - $250K/yr

The Role We are seeking to hire an exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in our New York office. You will act as subject matter expert for ...

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Showing results 1-20

All JobsCompliance Officer JobsCompliance Officer Jobs in Ridgewood, NJ

Compliance Officer information

See Ridgewood, NJ salary details

$31.9K

$100.1K

$209.9K

How much do compliance officer jobs pay per year?

As of Sep 6, 2026, the average yearly pay for compliance officer in Ridgewood, NJ is $100,116.00, according to ZipRecruiter salary data. Most workers in this role earn between $62,200.00 and $116,400.00 per year, depending on experience, location, and employer.

What is a compliance officer?

Compliance Officers are professionals responsible for ensuring that organizations adhere to internal policies, regulatory requirements, and legal standards. They help develop, implement, and monitor compliance programs, conduct risk assessments, and provide staff training on regulatory matters. Their role is crucial in preventing legal issues, maintaining ethical standards, and protecting the organization’s reputation. Compliance Officers work across various industries, including finance, healthcare, and government, adapting to the specific regulations that apply to their sector.

What are the key skills and qualifications needed to thrive as a compliance officer, and why are they important?

To thrive as a Compliance Officer, you need a solid understanding of legal regulations, risk management principles, and industry standards, often supported by a degree in law, finance, or business. Familiarity with compliance management systems, auditing tools, and certifications such as Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) is typically required. Exceptional attention to detail, integrity, and strong communication skills help ensure clear guidance and ethical practices within organizations. These competencies are essential to effectively mitigate risks, maintain regulatory adherence, and protect the organization’s reputation.

What are some common challenges compliance officers face when working with different departments within an organization?

Compliance Officers often encounter challenges in ensuring that various departments fully understand and adhere to complex regulatory requirements. Differences in departmental priorities can lead to resistance or misunderstandings about compliance processes. Effective communication and relationship-building skills are crucial, as Compliance Officers must frequently provide training, clarify policies, and collaborate with teams to implement practical solutions while maintaining regulatory standards. Being proactive and approachable helps foster a culture of compliance across the organization.

What is the difference between Compliance Officer vs Compliance Analyst?

AspectCompliance OfficerCompliance Analyst
Required CredentialsCertifications like CCEP, CRC, or CAMS often preferredSimilar certifications, often entry-level or specialized
Work EnvironmentOversees compliance programs, interacts with managementConducts audits, reviews policies, supports compliance efforts
Employer & Industry UsageUsed across finance, healthcare, corporate sectorsCommon in finance, banking, and regulatory industries

Compliance Officers focus on managing and overseeing compliance programs, ensuring organizational adherence to laws and regulations. Compliance Analysts support these efforts through audits, reviews, and data analysis. Both roles require similar certifications and are integral in regulated industries, but Compliance Officers typically hold a broader, managerial responsibility, while Compliance Analysts focus on detailed compliance tasks.

What are the duties of a compliance officer?

A compliance officer is responsible for ensuring that an organization adheres to legal standards, regulations, and internal policies. They conduct audits, develop compliance programs, monitor ongoing activities, and provide training to staff to prevent violations. Strong knowledge of relevant laws and attention to detail are essential for this role.

What do you do as a compliance officer?

A compliance officer is responsible for ensuring that an organization adheres to legal regulations, industry standards, and internal policies. They conduct audits, develop compliance programs, and monitor ongoing activities to prevent violations, often using tools like compliance management software and requiring certifications such as CCEP or CRCM.

What qualifications do I need to become a compliance officer?

To become a compliance officer, candidates typically need a bachelor's degree in fields such as finance, law, or business. Relevant certifications like Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) can enhance job prospects, and strong analytical, communication, and knowledge of industry regulations are essential skills.
More about Compliance Officer jobs

What cities near Ridgewood, NJ are hiring for Compliance Officer jobs?

Cities near Ridgewood, NJ with the most Compliance Officer job openings:

Compliance Officer jobs near you
Infographic showing various Compliance Officer job openings in Ridgewood, NJ as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $100,116 per year, or $48.1 per hour.

Compliance Officer

Landing Point

Manhattan, NY • On-site

Other

Posted 17 days ago

Job description

Compliance Officer (New York, NY): Our client is a well-established alternative asset management firm with approximately $8b in AUM is seeking a dedicated Compliance Officer to join its lean team. The firm has a more than 20-year track record and invests across multiple alternative strategies. This is an excellent opportunity for someone who enjoys working in a fast-paced, entrepreneurial environment and is interested in gaining exposure across multiple investment strategies. The Compliance Officer will interact with colleagues across investment, investor relations, operations, legal, and other functional areas. The position offers meaningful ownership of core compliance workstreams and direct exposure to the General Counsel and Chief Compliance Officer.


Responsibilities include:

  • Assist with the preparation of regulatory filings, including Form ADV and Form PF
  • Support compliance with the SEC Marketing Rule and other regulatory obligations in the United States and United Kingdom
  • Review complex marketing materials, investor communications, and other investor relations documents
  • Provide compliance and regulatory guidance to investment professionals and other internal stakeholders
  • Coordinate the review of nondisclosure agreements with external consultants and service providers
  • Conduct compliance monitoring and testing
  • Manage day-to-day relationships and activities involving compliance-related service providers
  • Assist with the administration of the firm’s cybersecurity, information security, and artificial intelligence governance programs
  • Monitor compliance with internal policies and procedures
  • Assist with the development and delivery of compliance training
  • Support additional regulatory, operational, and compliance-related projects as needed


Qualifications:

  • Approximately 4+ of compliance experience within an investment adviser, alternative asset manager, financial institution, law firm, or consulting firm
  • Knowledge of the Investment Advisers Act of 1940 and the regulatory framework applicable to registered investment advisers
  • Experience with regulatory filings, marketing review, compliance testing, or related compliance program responsibilities
  • Self-starter and independent thinker with a strong work ethic
  • Proactive and comfortable working both independently and collaboratively
  • Bachelor’s degree required; JD is a plus


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