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Compliance In Banking Jobs in Wisconsin (NOW HIRING)

... Bank has been serving clients and communities since 1834. With over $70 billion in total assets, we ... Responsibilities The Compliance Testing Analyst is part of our Risk team . They are responsible for ...

Compliance Testing Analyst Job Locations US-WI-Brookfield | US-IN-Evansville | US-IN-Indianapolis ... Bank has been serving clients and communities since 1834. With over $70 billion in total assets, we ...

WI · On-site

$100 - $150/hr

This role serves as the senior strategic leader in investment banking compliance, reporting to the Chief Compliance Officer for TCBI Securities, Inc. Responsibilities * Shape the firm's overall ...

Relationship Banker

Twin Lakes, WI · On-site

$19 - $25/hr

Operates in full compliance with internal policies and procedures as well as applicable regulations and laws, including but not limited to Bank Secrecy Act/Anti-Money Laundering and S.A.F.E. Act ...

Relationship Banker

New Berlin, WI · On-site

$18.25 - $23.75/hr

Operates in full compliance with internal policies and procedures as well as applicable regulations and laws, including but not limited to Bank Secrecy Act/Anti-Money Laundering and S.A.F.E. Act ...

Relationship Banker

Twin Lakes, WI · On-site

$19 - $25/hr

Operates in full compliance with internal policies and procedures as well as applicable regulations and laws, including but not limited to Bank Secrecy Act/Anti-Money Laundering and S.A.F.E. Act ...

Relationship Banker

New Berlin, WI · On-site

$18 - $23.75/hr

Operates in full compliance with internal policies and procedures as well as applicable regulations and laws, including but not limited to Bank Secrecy Act/Anti-Money Laundering and S.A.F.E. Act ...

Relationship Banker

Pulaski, WI · On-site

$18.25 - $23.75/hr

Experience in banking, financial services, or retail sales Why You'll Love Working Here At ... Compliance Statement Associated Bank is an equal opportunity employer committed to creating a ...

Relationship Banker

Brookfield, WI · On-site

$17.50 - $23/hr

Experience in banking, financial services, or retail sales Why You'll Love Working Here At ... Compliance Statement Associated Bank is an equal opportunity employer committed to creating a ...

Relationship Banker

Marshfield, WI · On-site

$18.50 - $24.25/hr

Experience in banking, financial services, or retail sales Why You'll Love Working Here At ... Compliance Statement Associated Bank is an equal opportunity employer committed to creating a ...

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Compliance In Banking information

What does a compliance in banking do?

A compliance professional in banking ensures that the financial institution adheres to laws, regulations, and internal policies to prevent fraud, money laundering, and other financial crimes. They develop and implement compliance programs, conduct audits, and monitor transactions using tools like compliance software to maintain regulatory standards.

What are the key skills and qualifications needed to thrive as a compliance professional in banking?

To thrive as a Compliance professional in banking, you need strong knowledge of financial regulations, risk assessment, and audit procedures, often backed by a degree in finance, law, or a related field. Familiarity with compliance management systems, regulatory reporting tools, and certifications such as CAMS or CRCM are typically required. Attention to detail, analytical thinking, and effective communication are vital soft skills for interpreting regulations and advising internal teams. These skills and qualities ensure that banks operate within legal frameworks, minimize risk, and maintain trust with regulators and clients.

What is the difference between Compliance In Banking vs Compliance Officer?

AspectCompliance In BankingCompliance Officer
CertificationsCAMs, CRCM, or similar banking compliance certificationsCAMs, CRCM, or similar certifications
Work EnvironmentBanking institutions, financial services firmsFinancial institutions, regulatory agencies, corporations
Employer & Industry UsageCommonly used in banking and financial sectorsUsed across various industries, including banking
Search & Comparison IntentHigh overlap in job duties and qualificationsRelated but broader role, less specific to banking

Compliance In Banking focuses specifically on regulatory adherence within banking institutions, ensuring compliance with financial laws and regulations. A Compliance Officer may work across multiple industries, including banking, but their role is broader, covering various compliance functions beyond banking alone. Both roles require similar certifications and work environments, but Compliance In Banking is specialized for the financial sector.

What is the highest paying job in compliance in banking?

The highest paying roles in banking compliance typically include Chief Compliance Officer (CCO) and Director of Compliance, with salaries often exceeding $150,000 annually. These positions require extensive experience, leadership skills, and often professional certifications such as CAMS or CRCM.

What are some common challenges faced by compliance professionals in banking, and how can they be managed effectively?

Compliance professionals in banking often encounter challenges such as keeping up with rapidly changing regulations, managing large volumes of data, and ensuring all departments adhere to policies. These professionals must regularly update their knowledge of local and international banking laws, and establish effective communication channels across teams to promote a culture of compliance. Leveraging technology, such as compliance management software, and participating in ongoing training can help manage these challenges and ensure the bank remains compliant and audit-ready.

What is compliance in banking?

Compliance in banking refers to the process of ensuring that a bank and its employees adhere to all relevant laws, regulations, and internal policies. This includes following rules related to anti-money laundering, data protection, consumer protection, and financial crime prevention. Compliance teams help identify and manage risks, train staff, and monitor activities to avoid legal penalties and protect the bank’s reputation. Their work is essential for maintaining trust with regulators, customers, and the wider financial system.
What are popular job titles related to Compliance In Banking jobs in Wisconsin? For Compliance In Banking jobs in Wisconsin, the most frequently searched job titles are:
What job categories do people searching Compliance In Banking jobs in Wisconsin look for? The top searched job categories for Compliance In Banking jobs in Wisconsin are:
Infographic showing various Compliance In Banking job openings in Wisconsin as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 12% Part Time, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution.

Compliance Officer (42792)

SECURITY FINANCIAL BANK

Eau Claire, WI • On-site

Full-time

Posted 16 days ago


Job description

Community Banking | Leadership | Compliance Expertise

Security Financial Bank (SFB) is seeking a full-time Compliance Officer to join our team. If you have a strong background in regulatory compliance, thrive on ensuring accuracy and accountability, and want to make an impact at a community-focused bank, this may be the opportunity for you.

Why Join Us:

At SFB, we don’t just talk about relationship banking — we live it. We pride ourselves on delivering exceptional service and building lasting partnerships with our clients and teammates. When you join SFB, you become part of a team that offers:

    • A supportive, inclusive culture that recognizes your contributions
    • Paid training and professional development opportunities
    • Tuition support for finance/banking courses and certifications
    • Comprehensive benefit package
    • & more!

Position Summary

The Compliance Officer is responsible for ensuring the bank’s compliance with all federal and state laws pertaining to lending and deposits. This role develops and updates policies and procedures, oversees compliance-related staff, and serves as a key resource for regulatory and industry updates.

Key responsibilities include:

  • Creating, reviewing, and maintaining policies and procedures to ensure compliance with lending and deposit regulations
  • Managing the bank’s compliance program, including complaint management, policy review, and regulatory exam preparation
  • Conduct and manage regular risk assessments to identify areas of vulnerability regarding regulations and internal policies
  • Ensures accurate collection, analysis, and timely submission of Home Mortgage Act Disclosure (HMDA) reporting
  • Coordinating with legal counsel and bank leadership on new or revised products and services
  • Providing training, guidance, and support to staff on compliance matters
  • Supervising the Bank Secrecy Act Officer, Loan Audit Specialist, and Compliance/Fraud Specialist
  • Participating in key committees including Enterprise Risk Management, Audit/Legal/Compliance, Product Innovation, Business Continuity, and Incident Response
  • Interpret and disseminate information on regulatory/compliance matters
  • Maintain education and professional expertise through attendance at professional seminars, conferences and workshops

What We’re Looking For:

  • Bachelor’s degree in business or related field (or equivalent experience)
  • 5+ years of demonstrated experience in banking compliance (community banking preferred)
  • Strong knowledge of regulatory matters and industry trends in lending and deposit compliance
  • Excellent communication, analytical, and problem-solving skills
  • Strong ethical focus and attention to detail
  • Ability to lead with tact, diplomacy, and confidentiality
  • Certified Regulatory Compliance Manager (CRCM) designation preferred

Working Conditions:

  • Work is performed primarily within the Bank, with limited chance of personal injury
  • Periodic travel between offices and occasional overnight business travel may be required
  • Normal business hours with some evening or weekend work as needed
  • Must be able to lift and move up to 20 pounds of office supplies and equipment
  • Serve as a representative of the organization at appropriate functions

Who We Are:

SFB is an independent community bank with eight branch locations and more than 140 employees. Since opening in 1934 in Durand, WI, we’ve built our reputation on trust, relationships, and community involvement. At SFB, you’ll find a supportive, team-oriented workplace where your contributions matter and your professional growth is encouraged. 

At Security Financial Bank, we value diversity and are proud to be an Equal Opportunity Employer. We consider all qualified applicants without regard to race, religion, sex, age, national origin, disability, veteran status, or any other protected characteristic.

General Notice:

This position description describes the general nature and level of work performed by the employee assigned to this position and should not be interpreted as all inclusive. It does not state or imply that these are the only duties and responsibilities assigned to the position. The employee may be required to perform other job-related duties. All requirements are subject to change and to possible modification to reasonably accommodate individuals with a disability.

This position description does not constitute an employment agreement between the Bank and employee and is subject to change by the employer as the needs of the Bank and requirements of the position change.